0001209191-21-014326.txt : 20210225 0001209191-21-014326.hdr.sgml : 20210225 20210225162629 ACCESSION NUMBER: 0001209191-21-014326 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210223 FILED AS OF DATE: 20210225 DATE AS OF CHANGE: 20210225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Button Adrian CENTRAL INDEX KEY: 0001729263 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00395 FILM NUMBER: 21680751 MAIL ADDRESS: STREET 1: 864 SPRING ST. NW STREET 2: NCR CORPORATION CITY: ATLANTA STATE: GA ZIP: 30308-1007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCR CORP CENTRAL INDEX KEY: 0000070866 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 310387920 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 864 SPRING STREET NW CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 9374455000 MAIL ADDRESS: STREET 1: 864 SPRING STREET NW CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL CASH REGISTER CO DATE OF NAME CHANGE: 19740617 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-23 0 0000070866 NCR CORP NCR 0001729263 Button Adrian 864 SPRING STREET NW ATLANTA GA 30308 0 1 0 0 EVP, Product and Service Ops Common Stock 2021-02-23 4 M 0 6823 0.00 A 7541 D Common Stock 2021-02-23 4 F 0 3078 35.41 D 4463 D Common Stock 2021-02-23 4 A 0 63541 35.41 A 68004 D Common Stock 2021-02-24 4 S 0 3745 35.32 D 64259 D Restricted Stock Units 0.00 2021-02-23 4 M 0 6823 0.00 A Common Stock 6823 0 D Represents the conversion of restricted stock units that vested on February 23, 2021. The performance related conditions of these restricted stock units were satisfied on February 7, 2019. These shares were withheld to cover tax withholding obligations when 6,823 previously reported restricted stock units vested on February 23, 2021. Full settlement of an award under the long-term NCR Strategic Transformation Fitness Plan pursuant to the Second Amended and Restated NCR Management Incentive Plan in the form of Restricted Stock Units (RSUs) granted on February 23, 2021 that will vest in full on December 31, 2021, generally subject to the reporting person's continued employment with the issuer through the vesting date in accordance with the RSU award agreement. Net shares issued on settlement of these RSUs will be subject to an additional 1-year holding period. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2020. Represents the sale of 3,745 shares in 20 transactions on February 24, 2021 at $35.32 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding this sale as set forth in this footnote. Laura J. Foltz, Attorney-in-Fact for Adrian Button 2021-02-25