0001209191-16-153842.txt : 20161207 0001209191-16-153842.hdr.sgml : 20161207 20161207145108 ACCESSION NUMBER: 0001209191-16-153842 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161205 FILED AS OF DATE: 20161207 DATE AS OF CHANGE: 20161207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCR CORP CENTRAL INDEX KEY: 0000070866 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 310387920 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3097 SATELLITE BLVD CITY: DULUTH STATE: GA ZIP: 30096 BUSINESS PHONE: 9374455000 MAIL ADDRESS: STREET 1: 3097 SATELLITE BLVD CITY: DULUTH STATE: GA ZIP: 30096 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL CASH REGISTER CO DATE OF NAME CHANGE: 19740617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOYKIN EDWARD P CENTRAL INDEX KEY: 0001218068 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00395 FILM NUMBER: 162038740 MAIL ADDRESS: STREET 1: C/O COMPUTER SCIENCES CORP STREET 2: 2100 E. GRAND AVE CITY: EL SEGUNDO STATE: CA ZIP: 90245 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-05 0 0000070866 NCR CORP NCR 0001218068 BOYKIN EDWARD P 7 WORLD TRADE CENTER 250 GREENWICH STREET, 35TH FLOOR NEW YORK NY 10007 1 0 0 0 Common Stock 2016-12-05 4 S 0 27664 38.98 D 53053 D Common Stock 2016-12-05 4 M 0 3252 22.96 A 56305 D Common Stock 2016-12-05 4 S 0 3252 38.98 D 53053 D Common Stock 2016-12-05 4 M 0 7152 25.17 A 60205 D Common Stock 2016-12-05 4 S 0 7152 38.98 D 53053 D Common Stock 2016-12-05 4 M 0 19134 10.09 A 72187 D Common Stock 2016-12-05 4 S 0 19134 38.98 D 53053 D Common Stock 2016-12-05 4 M 0 13830 13.16 A 66883 D Common Stock 2016-12-05 4 S 0 13830 38.98 D 53053 D Common Stock 2016-12-05 4 M 0 11363 19.35 A 64416 D Common Stock 2016-12-05 4 S 0 11363 38.98 D 53053 D Common Stock 2016-12-05 4 M 0 9688 23.32 A 62741 D Common Stock 2016-12-05 4 S 0 9688 38.98 D 53053 D Common Stock 2016-12-05 5 G 0 E 1950 0.00 D 51103 D Stock Option (Right to Buy) 22.96 2016-12-05 4 M 0 3252 0.00 D 2008-04-25 2017-04-24 Common Stock 3252 0 D Stock Option (Right to Buy) 25.17 2016-12-05 4 M 0 7152 0.00 D 2009-05-14 2018-05-13 Common Stock 7152 0 D Stock Option (Right to Buy) 10.09 2016-12-05 4 M 0 19134 0.00 D 2010-05-01 2019-04-30 Common Stock 19134 0 D Stock Option (Right to Buy) 13.16 2016-12-05 4 M 0 13830 0.00 D 2011-05-01 2020-04-30 Common Stock 13830 0 D Stock Option (Right to Buy) 19.35 2016-12-05 4 M 0 11363 0.00 D 2012-05-03 2021-05-02 Common Stock 11363 0 D Stock Option (Right to Buy) 23.32 2016-12-05 4 M 0 9688 0.00 D 2013-04-25 2022-04-25 Common Stock 9688 0 D Represents the sale of 27,664 shares in 247 transactions on December 5, 2016 ranging in price from $38.80 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents the sale of 3,252 shares in 35 transactions on December 5, 2016 ranging in price from $38.80 to $39.09 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents the sale of 7,152 shares in 74 transactions on December 5, 2016 ranging in price from $38.82 to $39.13 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents the sale of 19,134 shares in 191 transactions on December 5, 2016 ranging in price from $38.82 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents the sale of 13,830 shares in 138 transactions on December 5, 2016 ranging in price from $38.80 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents the sale of 11,363 shares in 113 transactions on December 5, 2016 ranging in price from $38.80 to $39.13 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents the sale of 9,688 shares in 100 transactions on December 5, 2016 ranging in price from $38.83 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These are shares of NCR Corporation Common Stock that the reporting person gifted to a nonprofit 501(c)(3) organization. Laura J. Foltz, Attorney-in-Fact for Edward P. Boykin 2016-12-07