8-K 1 bac58138-k.htm EXHIBIT BAC 5.8.13 8-K


As filed with the Securities and Exchange Commission on May 8, 2013
 
 
 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K
___________________________


CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
May 8, 2013
___________________________
BANK OF AMERICA CORPORATION
(Exact name of registrant as specified in its charter)


Delaware
1-6523
56-0906609
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
 
 
 
 
100 North Tryon Street
Charlotte, North Carolina 28255
 
 
(Address of principal executive offices)
 

(704) 386-5681
(Registrant's telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
___________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))






Item 5.07. Submission of Matters to a Vote of Security Holders.
(a) The annual meeting of stockholders of Bank of America Corporation (the "Company") was held on May 8, 2013.
(b) The stockholders elected all of the Company's nominees for director; approved the advisory vote on executive compensation; and ratified the appointment of PricewaterhouseCoopers LLP as the Company's registered independent public accounting firm for 2013. The stockholders did not approve any of the stockholder proposals, which are listed below.

1. Election of Directors:
 
 
 
 
 
 
 
 
 
 
 
 
 
Shares For
 
Shares Against
 
Shares Abstain
 
Broker
Non-Votes
Sharon L. Allen
5,596,771,100
 
 
58,558,032
 
 
26,391,435
 
 
2,608,099,884
 
Susan S. Bies
5,594,470,164
 
 
61,164,115
 
 
26,100,586
 
 
2,608,099,884
 
Jack O. Bovender, Jr.
5,594,101,620
 
 
59,338,355
 
 
28,292,029
 
 
2,608,099,884
 
Frank P. Bramble, Sr.
5,568,126,742
 
 
85,265,324
 
 
28,342,763
 
 
2,608,099,884
 
Arnold W. Donald
5,409,413,425
 
 
244,133,789
 
 
28,183,231
 
 
2,608,099,884
 
Charles K. Gifford
5,556,971,998
 
 
98,066,721
 
 
26,694,748
 
 
2,608,099,884
 
Charles O. Holliday, Jr.
5,571,111,444
 
 
82,656,030
 
 
27,967,446
 
 
2,608,099,884
 
Linda P. Hudson
5,578,909,561
 
 
76,361,464
 
 
26,462,697
 
 
2,608,099,884
 
Monica C. Lozano
5,581,848,896
 
 
74,198,726
 
 
25,687,962
 
 
2,608,099,884
 
Thomas J. May
5,583,216,260
 
 
67,999,413
 
 
30,520,581
 
 
2,608,099,884
 
Brian T. Moynihan
5,589,058,927
 
 
68,832,847
 
 
23,841,229
 
 
2,608,099,884
 
Lionel L. Nowell, III
5,591,170,519
 
 
62,971,568
 
 
27,592,569
 
 
2,608,099,884
 
R. David Yost
5,549,073,974
 
 
104,553,538
 
 
28,108,218
 
 
2,608,099,884
 
2. Advisory (Non-Binding) Vote to Approve Executive Compensation (Say On Pay):
 
 
For
5,268,991,732

Against
344,914,805

Abstain
67,818,373

Broker Non-Votes
2,608,099,884

3. Ratification of the Appointment of the Registered Independent Public Accounting Firm for 2013:
 
 
For
8,096,772,602

Against
147,051,513

Abstain
45,990,940

Broker Non-Votes

4. Stockholder Proposal: Report on Political Contributions:
 
 
For
1,968,987,498

Against
3,410,147,822

Abstain
302,566,853

Broker Non-Votes
2,608,099,884

5. Stockholder Proposal: Proxy Access:
 
 
For
494,032,001

Against
5,128,430,284

Abstain
59,238,797

Broker Non-Votes
2,608,099,884






6. Stockholder Proposal: Multiple Board Service:
 
 
For
243,750,264

Against
5,383,880,197

Abstain
54,079,248

Broker Non-Votes
2,608,099,884

7. Stockholder Proposal: Political Contributions:
 
 
For
251,289,858

Against
5,245,813,879

Abstain
184,602,632

Broker Non-Votes
2,608,099,884

8. Stockholder Proposal: Mortgage Servicing:
 
 
For
1,345,745,166

Against
4,025,697,688

Abstain
310,282,789

Broker Non-Votes
2,608,099,884


9. Floor Proposal: Climate Change Risk Mitigation:
 
 
For
1,029

Against
5,681,738,832

Abstain

Broker Non-Votes








SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
BANK OF AMERICA CORPORATION
 
 
 
 
 
By:
/s/ Jennifer E. Bennett
 
 
 
Jennifer E. Bennett
 
 
 
Assistant Secretary and Associate General Counsel
 
Dated: May 8, 2013