0000707549-17-000022.txt : 20170222 0000707549-17-000022.hdr.sgml : 20170222 20170222193735 ACCESSION NUMBER: 0000707549-17-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170217 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAM RESEARCH CORP CENTRAL INDEX KEY: 0000707549 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 942634797 STATE OF INCORPORATION: DE FISCAL YEAR END: 0625 BUSINESS ADDRESS: STREET 1: 4650 CUSHING BLVD CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106590200 MAIL ADDRESS: STREET 1: 4650 CUSHING PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anstice Martin B CENTRAL INDEX KEY: 0001293332 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12933 FILM NUMBER: 17630346 MAIL ADDRESS: STREET 1: 4650 CUSHING PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4 1 wf-form4_148781024184593.xml FORM 4 X0306 4 2017-02-17 0 0000707549 LAM RESEARCH CORP LRCX 0001293332 Anstice Martin B 4650 CUSHING PARKWAY FREMONT CA 94538 0 1 0 0 President and CEO Common Stock 2017-02-17 4 F 0 8737 114.90 D 119984 D Common Stock 2017-02-17 4 M 0 94183 114.90 A 214167 D Common Stock 2017-02-21 4 S 0 500 115.58 D 213667 D Common Stock 2017-02-21 4 S 0 3928 116.70 D 209739 D Common Stock 2017-02-21 4 S 0 11572 117.48 D 198167 D Market-based Performance Restricted Stock Unit 0.0 2017-02-17 4 M 0 62789 0 D Common Stock 62789.0 0 D Amount reported includes shares subject to unvested Restricted Stock Units. On 2/18/14, the Reporting Person received a target grant of 62,789 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target. Shares sold pursuant to 10b5-1 Trading Plan. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $114.98 to $115.88, inclusive. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $115.98 to $116.97, inclusive. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $116.98 to $117.94, inclusive. These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. Leign Cramer by Power of Attorney 2017-02-22