0000908834-18-000017.txt : 20180228
0000908834-18-000017.hdr.sgml : 20180228
20180228143839
ACCESSION NUMBER: 0000908834-18-000017
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170808
FILED AS OF DATE: 20180228
DATE AS OF CHANGE: 20180228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEFF JAMES D
CENTRAL INDEX KEY: 0001273295
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10792
FILM NUMBER: 18650177
MAIL ADDRESS:
STREET 1: 515 FRANKLIN SQUARE
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HORIZON BANCORP /IN/
CENTRAL INDEX KEY: 0000706129
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 351562417
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 515 FRANKLIN STREET
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
BUSINESS PHONE: 2198790211
MAIL ADDRESS:
STREET 1: 515 FRANKLIN STREET
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
FORMER COMPANY:
FORMER CONFORMED NAME: CITIZENS MICHIANA FINANCIAL CORP
DATE OF NAME CHANGE: 19861021
4/A
1
edgar.xml
PRIMARY DOCUMENT
X0306
4/A
2017-08-08
2017-08-10
0000706129
HORIZON BANCORP /IN/
HBNC
0001273295
NEFF JAMES D
515 FRANKLIN STREET
MICHIGAN CITY
IN
46360
0
1
0
0
Executive Vice President
Common Stock
2017-08-08
4
M
0
4799
13.49
A
151576
D
Common Stock
2017-08-08
4
S
0
4799
26.75
D
146777
D
Common Stock
30038
I
By SERP
Common Stock
12924
I
By ESOP
Common Stock
18417
I
By Thrift
This amount reflects a reduction from the original amount reported in order to eliminate 399 shares that were withheld to pay taxes upon performance share vesting, as previously reported by the Reporting Person on a Form 4 filed 3/24/2017. The additional 399 shares were also included in three Form 4s filed after the Form 4 being amended at this time and, accordingly, the amount of direct-owned securities beneficially owned following reported transactions shown in Column 5 of those filings should be reduced by 399 shares.
/s/ Mark E. Secor, Attorney-in-Fact for James D. Neff
2018-02-28