0000908834-18-000017.txt : 20180228 0000908834-18-000017.hdr.sgml : 20180228 20180228143839 ACCESSION NUMBER: 0000908834-18-000017 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170808 FILED AS OF DATE: 20180228 DATE AS OF CHANGE: 20180228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEFF JAMES D CENTRAL INDEX KEY: 0001273295 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-10792 FILM NUMBER: 18650177 MAIL ADDRESS: STREET 1: 515 FRANKLIN SQUARE CITY: MICHIGAN CITY STATE: IN ZIP: 46360 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON BANCORP /IN/ CENTRAL INDEX KEY: 0000706129 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 351562417 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 515 FRANKLIN STREET CITY: MICHIGAN CITY STATE: IN ZIP: 46360 BUSINESS PHONE: 2198790211 MAIL ADDRESS: STREET 1: 515 FRANKLIN STREET CITY: MICHIGAN CITY STATE: IN ZIP: 46360 FORMER COMPANY: FORMER CONFORMED NAME: CITIZENS MICHIANA FINANCIAL CORP DATE OF NAME CHANGE: 19861021 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2017-08-08 2017-08-10 0000706129 HORIZON BANCORP /IN/ HBNC 0001273295 NEFF JAMES D 515 FRANKLIN STREET MICHIGAN CITY IN 46360 0 1 0 0 Executive Vice President Common Stock 2017-08-08 4 M 0 4799 13.49 A 151576 D Common Stock 2017-08-08 4 S 0 4799 26.75 D 146777 D Common Stock 30038 I By SERP Common Stock 12924 I By ESOP Common Stock 18417 I By Thrift This amount reflects a reduction from the original amount reported in order to eliminate 399 shares that were withheld to pay taxes upon performance share vesting, as previously reported by the Reporting Person on a Form 4 filed 3/24/2017. The additional 399 shares were also included in three Form 4s filed after the Form 4 being amended at this time and, accordingly, the amount of direct-owned securities beneficially owned following reported transactions shown in Column 5 of those filings should be reduced by 399 shares. /s/ Mark E. Secor, Attorney-in-Fact for James D. Neff 2018-02-28