0001683168-18-000477.txt : 20180220
0001683168-18-000477.hdr.sgml : 20180220
20180220181428
ACCESSION NUMBER: 0001683168-18-000477
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180215
FILED AS OF DATE: 20180220
DATE AS OF CHANGE: 20180220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARLEONE JOSEPH
CENTRAL INDEX KEY: 0001212515
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32839
FILM NUMBER: 18626265
MAIL ADDRESS:
STREET 1: 3883 HOWARD HUGHES PKWY
STREET 2: SUITE 700
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avid Bioservices, Inc.
CENTRAL INDEX KEY: 0000704562
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 953698422
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 2642 MICHELLE DRIVE, SUITE 200
CITY: TUSTIN
STATE: CA
ZIP: 92780
BUSINESS PHONE: 714.508.6100
MAIL ADDRESS:
STREET 1: 2642 MICHELLE DRIVE, SUITE 200
CITY: TUSTIN
STATE: CA
ZIP: 92780
FORMER COMPANY:
FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20001109
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE CORP/DE/
DATE OF NAME CHANGE: 19970924
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP
DATE OF NAME CHANGE: 19920703
4
1
carleone_f4.xml
FORM 4
X0306
4
2018-02-15
0
0000704562
Avid Bioservices, Inc.
CDMO
0001212515
CARLEONE JOSEPH
2642 MICHELLE DRIVE, SUITE 200
TUSTIN
CA
92780
1
0
0
0
Common Stock, $0.001 par value
2018-02-15
4
P
0
44445
2.25
A
44445
D
Purchase of shares in an underwritten public offering at the price paid by the public. The shares are subject to a lock-up provision for a period of 90 days, as required under a lock-up agreement with the underwriters of the public offering.
/s/ Paul J. Lytle, by Power of Attorney for Joseph Carleone
2018-02-20