0001683168-18-000477.txt : 20180220 0001683168-18-000477.hdr.sgml : 20180220 20180220181428 ACCESSION NUMBER: 0001683168-18-000477 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180215 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLEONE JOSEPH CENTRAL INDEX KEY: 0001212515 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 18626265 MAIL ADDRESS: STREET 1: 3883 HOWARD HUGHES PKWY STREET 2: SUITE 700 CITY: LAS VEGAS STATE: NV ZIP: 89169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avid Bioservices, Inc. CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 2642 MICHELLE DRIVE, SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 714.508.6100 MAIL ADDRESS: STREET 1: 2642 MICHELLE DRIVE, SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC DATE OF NAME CHANGE: 20001109 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 4 1 carleone_f4.xml FORM 4 X0306 4 2018-02-15 0 0000704562 Avid Bioservices, Inc. CDMO 0001212515 CARLEONE JOSEPH 2642 MICHELLE DRIVE, SUITE 200 TUSTIN CA 92780 1 0 0 0 Common Stock, $0.001 par value 2018-02-15 4 P 0 44445 2.25 A 44445 D Purchase of shares in an underwritten public offering at the price paid by the public. The shares are subject to a lock-up provision for a period of 90 days, as required under a lock-up agreement with the underwriters of the public offering. /s/ Paul J. Lytle, by Power of Attorney for Joseph Carleone 2018-02-20