0000704051-20-000025.txt : 20200401
0000704051-20-000025.hdr.sgml : 20200401
20200401180621
ACCESSION NUMBER: 0000704051-20-000025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200401
DATE AS OF CHANGE: 20200401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Terence
CENTRAL INDEX KEY: 0001573686
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 20766741
MAIL ADDRESS:
STREET 1: LEGG MASON, INC.
STREET 2: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGG MASON, INC.
CENTRAL INDEX KEY: 0000704051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 521200960
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4105390000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON INC
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_158577876176464.xml
FORM 4
X0306
4
2020-03-31
0
0000704051
LEGG MASON, INC.
LM
0001573686
Johnson Terence
LEGG MASON, INC.
100 INTERNATIONAL DRIVE
BALTIMORE
MD
21202
0
1
0
0
Executive Vice President
Common Stock
2020-03-31
4
M
0
25468
23.72
A
150834.28
D
Common Stock
2020-03-31
4
M
0
31419
35.16
A
182253.28
D
Common Stock
2020-03-31
4
M
0
6414
47.64
A
188667.28
D
Common Stock
2020-03-31
4
M
0
25000
47.64
A
213667.28
D
Common Stock
2020-03-31
4
M
0
25000
47.64
A
238667.28
D
Common Stock
2020-03-31
4
M
0
25000
31.24
A
263667.28
D
Common Stock
2020-03-31
4
M
0
34112
31.24
A
297779.28
D
Common Stock
2020-03-31
4
M
0
33339
37.64
A
331118.28
D
Common Stock
2020-03-31
4
S
0
18558
48.72
D
312560.28
D
Common Stock
2020-03-31
4
S
0
159742
48.80
D
152818.28
D
Stock Options (Right to buy)
23.72
2020-03-31
4
M
0
25468
0
D
2020-05-17
Common Stock
25468.0
0
D
Stock Options (Right to buy)
35.16
2020-03-31
4
M
0
31419
0
D
2021-05-16
Common Stock
31419.0
0
D
Stock Options (Right to buy)
47.64
2020-03-31
4
M
0
6414
0
D
2022-05-16
Common Stock
6414.0
50000
D
Stock Options (Right to buy)
47.64
2020-03-31
4
M
0
25000
0
D
2022-05-16
Common Stock
25000.0
25000
D
Stock Options (Right to buy)
47.64
2020-03-31
4
M
0
25000
0
D
2022-05-16
Common Stock
25000.0
0
D
Stock Options (Right to buy)
31.24
2020-03-31
4
M
0
25000
0
D
2024-05-13
Common Stock
25000.0
53817
D
Stock Options (Right to buy)
31.24
2020-03-31
4
M
0
34112
0
D
2024-05-13
Common Stock
34112.0
19705
D
Stock Options (Right to buy)
37.64
2020-03-31
4
M
0
33339
0
D
2025-05-15
Common Stock
33339.0
33339
D
The transaction reported in this Form 4 were effected for purpose of covering exercise cost, taxes, commissions and fees upon exercise of options.
Employee stock options vests serially over four years commencing on May 31, 2013.
Employee stock options vest serially over four years commencing on May 31, 2014.
Employee stock options vest serially over four years commencing on May 31, 2015.
Employee stock options vest serially over four years commencing on May 31, 2017.
Employee stock options vest serially over four years commencing on May 31, 2018.
Melissa A. Warren, Attorney-in-fact for Terence Johnson
2020-04-01