0001225208-19-001595.txt : 20190130 0001225208-19-001595.hdr.sgml : 20190130 20190130180818 ACCESSION NUMBER: 0001225208-19-001595 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190128 FILED AS OF DATE: 20190130 DATE AS OF CHANGE: 20190130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wheeler Michael Joseph CENTRAL INDEX KEY: 0001654459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08339 FILM NUMBER: 19553125 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PLACE STREET 2: 13TH FLOOR CITY: NORFOLK STATE: VA ZIP: 23510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP CENTRAL INDEX KEY: 0000702165 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 521188014 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 BUSINESS PHONE: 7576292680 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 4 1 doc4.xml X0306 4 2019-01-28 0000702165 NORFOLK SOUTHERN CORP NSC 0001654459 Wheeler Michael Joseph THREE COMMERCIAL PLACE NORFOLK VA 23510 1 EVP & Chief Operating Officer Common Stock 2019-01-28 4 A 0 11772.0000 0.0000 A 22374.0000 D Common Stock 2019-01-28 4 F 0 4411.0000 164.4400 D 17963.0000 D Common Stock 29.6171 I By 401k Option (right to buy, granted 2019) 164.4400 2019-01-28 4 A 0 4280.0000 A 2023-01-28 2029-01-27 Common Stock 4280.0000 4280.0000 D Restricted Stock Units 2019-01-28 4 A 0 3560.0000 A 2020-01-28 2020-01-28 Common Stock 3560.0000 3560.0000 D Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of January 28, 2019, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusted 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices. Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. Denise W. Hutson via P.O.A. for Michael J. Wheeler 2019-01-30