0001225208-18-012818.txt : 20180822 0001225208-18-012818.hdr.sgml : 20180822 20180822103251 ACCESSION NUMBER: 0001225208-18-012818 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180820 FILED AS OF DATE: 20180822 DATE AS OF CHANGE: 20180822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Squires James A CENTRAL INDEX KEY: 0001305086 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08339 FILM NUMBER: 181031705 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PLACE, 13TH FLOOR CITY: NORFOLK STATE: VA ZIP: 23510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP CENTRAL INDEX KEY: 0000702165 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 521188014 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 BUSINESS PHONE: 7576292680 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 4 1 doc4.xml X0306 4 2018-08-20 0000702165 NORFOLK SOUTHERN CORP NSC 0001305086 Squires James A THREE COMMERCIAL PLACE NORFOLK VA 23510 1 1 Chairman, President and CEO Common Stock 2018-08-20 4 M 0 1593.0000 62.7450 A 44644.0000 D Common Stock 2018-08-20 4 M 0 1330.0000 75.1400 A 45974.0000 D Common Stock 2018-08-20 4 F 0 1142.0000 175.1050 D 44832.0000 D Common Stock 154.7261 I By 401(k) Plan Common Stock 5892.0000 I By GRATs Common Stock 10150.0000 I By Irrevocable Trust Common Stock 34886.0000 I By Spouse Option (right to buy, granted 2011) 62.7450 2018-08-20 4 M 0 1593.0000 D 2015-01-27 2021-01-26 Common Stock 1593.0000 0.0000 D Option (right to buy, granted 2012) 75.1400 2018-08-20 4 M 0 1330.0000 D 2016-01-26 2022-01-25 Common Stock 1330.0000 0.0000 D Excludes 5,892 shares which remain held indirectly in a grantor retained annuity trust (GRAT), previously held directly. Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of August 20, 2018, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusted 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices. Represents the shares held by an irrevocable trust established for the benefit of the reporting person's child, where the reporting person's spouse is the trustee. The reporting person disclaims beneficial ownership of these shares, and the filing of this report is not an admission that the reporting person is the beneficial owner of theses securities for purposes of Section 16 or for any other purpose. Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Denise W. Hutson via P.O.A. for James A. Squires 2018-08-22