0000702165-12-000075.txt : 20120427 0000702165-12-000075.hdr.sgml : 20120427 20120427155701 ACCESSION NUMBER: 0000702165-12-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120426 FILED AS OF DATE: 20120427 DATE AS OF CHANGE: 20120427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATHBONE JOHN P CENTRAL INDEX KEY: 0001186075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08339 FILM NUMBER: 12789370 MAIL ADDRESS: STREET 1: NORFOLK SOUTHERN CORP STREET 2: THREE COMMERCIAL PLACE CITY: NORFOLK STATE: VA ZIP: 23510-9219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP CENTRAL INDEX KEY: 0000702165 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 521188014 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 BUSINESS PHONE: 7576292680 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 4 1 edgar.xml PRIMARY DOCUMENT X0305 4 2012-04-26 0000702165 NORFOLK SOUTHERN CORP NSC 0001186075 RATHBONE JOHN P THREE COMMERCIAL PLACE NORFOLK VA 23510 0 1 0 0 Executive V.P.- Administration Common Stock 2012-04-26 4 M 0 10000 19.625 A 124210 D Common Stock 2012-04-26 4 M 0 25459 22.02 A 149669 D Common Stock 2012-04-26 4 M 0 13068 34.10 A 162737 D Common Stock 2012-04-26 4 S 0 48527 72.83 D 114210 D Common Stock 9859.4753 I By 401(k) Plan Option (granted 2003) 19.625 2012-04-26 4 M 0 10000 D 2004-02-03 2013-02-02 Common Stock 10000 0 D Option (granted 2004) 22.02 2012-04-26 4 M 0 25459 D 2005-01-30 2014-01-29 Common Stock 25459 4541 D Option (granted 2005) 34.10 2012-04-26 4 M 0 13068 D 2008-01-28 2015-01-27 Common Stock 13068 2932 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.43 to $73.23, inclusive. Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of April 26, 2012, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices. Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). H.D.McFadden, via P.O.A. for John P. Rathbone 2012-04-27