-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BeLoYdEM352klCiwQhPRBeRieDDR+QiwL42X0dtbFWaUIcdSx9uRxzUI5Zx/Ax7P ZSSIJvVz2Mzd8ht6zTJJHg== 0000909518-04-000954.txt : 20041203 0000909518-04-000954.hdr.sgml : 20041203 20041203172808 ACCESSION NUMBER: 0000909518-04-000954 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20041203 DATE AS OF CHANGE: 20041203 GROUP MEMBERS: ABIGAIL S. WEXNER GROUP MEMBERS: FOXCOTE ONE GROUP MEMBERS: FOXCOTE TWO GROUP MEMBERS: H.R.E.I TRUST GROUP MEMBERS: THE ABIGAIL TRUST GROUP MEMBERS: WEXNER PERSONAL HOLDINGS CORPORATION SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LIMITED BRANDS INC CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33912 FILM NUMBER: 041184764 BUSINESS ADDRESS: STREET 1: THREE LIMITED PKWY STREET 2: P O BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 BUSINESS PHONE: 6144157000 MAIL ADDRESS: STREET 1: THREE LIMITED PARKWAY STREET 2: P.O. BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEXNER LESLIE H CENTRAL INDEX KEY: 0000901359 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL INC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3123213136 MAIL ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL IC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 SC 13D/A 1 jd12-3_13d.txt ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------- SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. 30) --------------- LIMITED BRANDS, INC. (Name of Issuer) COMMON STOCK, $0.50 PAR VALUE 532716-10-7 ------------------------------ -------------- (Title of class of securities) (CUSIP number) RAYMOND O. GIETZ, ESQ. WEIL, GOTSHAL & MANGES LLP 767 FIFTH AVENUE NEW YORK, NEW YORK 10153 (212) 310-8000 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) NOVEMBER 30, 2004 - -------------------------------------------------------------------------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rules 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. ================================================================================
- ----------------------------------------------------------------- --------------------------------------------------- CUSIP No. 532716-10-7 13D Page 2 - ----------------------------------------------------------------- --------------------------------------------------- - ----------------- ----------------------------------------------- ------------------------------------------------------------------ 1 NAME OF REPORTING PERSON: Leslie H. Wexner I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------------- ------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------- ------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ----------------- -------------------------- --------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------------- ------------------------------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ----------------- -------------------------------------------------------------- --------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - --------------------------- ------ --------------------------------------------- --------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 31,397,269 SHARES ------ --------------------------------------------- --------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 26,141,194 OWNED BY ------ --------------------------------------------- --------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 32,585,769 REPORTING ------ --------------------------------------------- --------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 26,141,194 - ----------------- ------------------------------------------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 58,726,963 - ----------------- ------------------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [X] - ----------------- ------------------------------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 14.3% - ----------------- ----------------------------------------------- ------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON: IN - ----------------- ----------------------------------------------- ------------------------------------------------------------------ SEE INSTRUCTIONS BEFORE FILLING OUT! 2 - ----------------------------------------------------------------- --------------------------------------------------- CUSIP No. 532716-10-7 13D Page 3 - ----------------------------------------------------------------- --------------------------------------------------- - ----------------- ----------------------------------------------- ------------------------------------------------------------------ 1 NAME OF REPORTING PERSON: Abigail S. Wexner I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------------- ------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------- ------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ----------------- -------------------------- --------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------------- ------------------------------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ----------------- -------------------------------------------------------------- --------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - --------------------------- ------ --------------------------------------------- --------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: -0- SHARES ------ --------------------------------------------- --------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 9,763,700 OWNED BY ------ --------------------------------------------- --------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: -0- REPORTING ------ --------------------------------------------- --------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 9,763,700 - ----------------- ------------------------------------------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 9,763,700 - ----------------- ------------------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [X] - ----------------- ------------------------------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 2.4% - ----------------- ----------------------------------------------- ------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON: IN - ----------------- ----------------------------------------------- ------------------------------------------------------------------ SEE INSTRUCTIONS BEFORE FILLING OUT! 3 - ----------------------------------------------------------------- --------------------------------------------------- CUSIP No. 532716-10-7 13D Page 4 - ----------------------------------------------------------------- --------------------------------------------------- - ----------------- ----------------------------------------------- ------------------------------------------------------------------ 1 NAME OF REPORTING PERSON: The Abigail Trust I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------------- ------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------- ------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ----------------- -------------------------- --------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------------- ------------------------------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ----------------- -------------------------------------------------------------- --------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio - ------------------------------- ------ ----------------------------------------- --------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 7,049,856 SHARES ------ ----------------------------------------- --------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------ ----------------------------------------- --------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 7,049,856 REPORTING ------ ----------------------------------------- --------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------------- ------------------------------------------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 7,049,856 - ----------------- ------------------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ----------------- ------------------------------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.7% - ----------------- ----------------------------------------------- ------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON: OO - ----------------- ----------------------------------------------- ------------------------------------------------------------------ SEE INSTRUCTIONS BEFORE FILLING OUT! 4 - ----------------------------------------------------------------- --------------------------------------------------- CUSIP No. 532716-10-7 13D Page 5 - ----------------------------------------------------------------- --------------------------------------------------- - ----------------- ----------------------------------------------- ------------------------------------------------------------------ 1 NAME OF REPORTING PERSON: Wexner Personal Holdings Corporation I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------------- ------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------- ------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ----------------- -------------------------- --------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------------- ------------------------------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ----------------- -------------------------------------------------------------- --------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware - ------------------------------- ------ ----------------------------------------- --------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 4,892,608 SHARES ------ ----------------------------------------- --------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------ ----------------------------------------- --------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 4,892,608 REPORTING ------ ----------------------------------------- --------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------------- ------------------------------------------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 4,892,608 - ----------------- ------------------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ----------------- ------------------------------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.2% - ----------------- ----------------------------------------------- ------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON: CO - ----------------- ----------------------------------------------- ------------------------------------------------------------------ SEE INSTRUCTIONS BEFORE FILLING OUT! 5 - ----------------------------------------------------------------- --------------------------------------------------- CUSIP No. 532716-10-7 13D Page 6 - ----------------------------------------------------------------- --------------------------------------------------- - ----------------- ----------------------------------------------- ------------------------------------------------------------------ 1 NAME OF REPORTING PERSON: H.R.E.I. Trust I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------------- ------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------- ------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ----------------- -------------------------- --------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------------- ------------------------------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ----------------- -------------------------------------------------------------- --------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio - ------------------------------- ------ ----------------------------------------- --------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 9,327,638 SHARES ------ ----------------------------------------- --------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------ ----------------------------------------- --------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 9,327,638 REPORTING ------ ----------------------------------------- --------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------------- ------------------------------------------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 9,327,638 - ----------------- ------------------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ----------------- ------------------------------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 2.3% - ----------------- ----------------------------------------------- ------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON: OO - ----------------- ----------------------------------------------- ------------------------------------------------------------------ SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------------------------------------------------- --------------------------------------------------- 6 - ----------------------------------------------------------------- --------------------------------------------------- CUSIP No. 532716-10-7 13D Page 7 - ----------------------------------------------------------------- --------------------------------------------------- - ----------------- ----------------------------------------------- ------------------------------------------------------------------ 1 NAME OF REPORTING PERSON: Foxcote One I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------------- ------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------- ------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ----------------- -------------------------- --------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------------- ------------------------------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ----------------- -------------------------------------------------------------- --------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio - ------------------------------- ------ ----------------------------------------- --------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 15,000,000 SHARES ------ ----------------------------------------- --------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------ ----------------------------------------- --------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 15,000,000 REPORTING ------ ----------------------------------------- --------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------------- ------------------------------------------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 15,000,000 - ----------------- ------------------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ----------------- ------------------------------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 3.7% - ----------------- ----------------------------------------------- ------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON: OO - ----------------- ----------------------------------------------- ------------------------------------------------------------------ SEE INSTRUCTIONS BEFORE FILLING OUT! 7 - ----------------------------------------------------------------- --------------------------------------------------- CUSIP No. 532716-10-7 13D Page 8 - ----------------------------------------------------------------- --------------------------------------------------- - ----------------- ----------------------------------------------- ------------------------------------------------------------------ 1 NAME OF REPORTING PERSON: Foxcote Two I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------------- ------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------- ------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ----------------- -------------------------- --------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------------- ------------------------------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ----------------- -------------------------------------------------------------- --------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio - ------------------------------- ------ ----------------------------------------- --------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 5,000,000 SHARES ------ ----------------------------------------- --------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------ ----------------------------------------- --------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 5,000,000 REPORTING ------ ----------------------------------------- --------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------------- ------------------------------------------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 5,000,000 - ----------------- ------------------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ----------------- ------------------------------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.2% - ----------------- ----------------------------------------------- ------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON: OO - ----------------- ----------------------------------------------- ------------------------------------------------------------------
SEE INSTRUCTIONS BEFORE FILLING OUT! 8 This Amendment No. 30 amends the Schedule 13D dated June 25, 1985, as amended in certain respects by Amendments No. 1 through 29 thereto, and is filed by Leslie H. Wexner, for and on behalf of himself, Abigail S. Wexner, The Abigail Trust, Wexner Personal Holdings Corporation, H.R.E.I. Trust, Foxcote One, and Foxcote Two (collectively, the "Purchasers"), with respect to the common stock, $0.50 par value per share (the "Common Stock"), of Limited Brands, Inc. (the "Company"). Item 2. Identity and Background. ----------------------- Item 2 is amended as follows: Each of Foxcote One and Foxcote Two is a trust organized under the laws of Ohio. The principal business of each is investments, and the principal office of each is 6525 West Campus Oval, Suite 105, New Albany, Ohio 43054. Leslie H. Wexner is the trustee of Foxcote One, and Leslie H. Wexner and Abigail S. Wexner are the trustees of Foxcote Two. During the last five years neither Foxcote One or Foxcote Two, nor to their knowledge, Leslie H. Wexner or Abigail S. Wexner, has been (i) convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. Other information required by Item 2 of Schedule 13D with respect to Leslie H. Wexner and Abigail S. Wexner has been reported previously. An agreement among the Purchasers with respect to the filing of this statement is attached hereto as Exhibit 1. The Wexner Children's Trust II and The Birthday Trust each ceased to be a Purchaser since each no longer beneficially owns any shares of Common Stock. Item 5. Interest in Securities of the Issuer. ------------------------------------ (a) The responses of the Purchasers to Rows (11) through (13) of the cover pages of this Amendment No. 30 are incorporated herein by reference. As of December 3, 2004, the Purchasers beneficially owned the number shares of the Common Stock listed below, representing approximately the percentage of the outstanding shares of Common Stock set forth opposite such number (the outstanding shares of Common Stock, 406 million, being based on the approximate number outstanding following the Company's modified dutch auction tender offer disclosed in the Company's press release dated November 30, 2004, filed as an exhibit by the Company to its Schedule TO (Amendment No. 14)), as determined in accordance with Rule 13d-3. 9 Person Number of Shares Percent of Class ------ ---------------- ---------------- 1. Leslie H. Wexner 58,726,963 (1)(3)(4)(5)(6)(7) 14.3% 2. Abigail S. Wexner 9,763,700 (2)(7) 2.4% 3. The Abigail Trust 7,049,856 (3) 1.7% 4. Wexner Personal Holdings Corporation 4,892,608 (4) 1.2% 5. H.R.E.I. Trust 9,327,638 (5) 2.3% 6. Foxcote One 15,000,000 (6) 3.7% 7. Foxcote Two 5,000,000 (7) 1.2%
- ----------------------------- (1) Includes: 1,188,500 shares held in The Limited, Inc. Savings and Retirement Plan for Mr. Wexner's account (as of November 30, 2004) over which he exercises dispositive but not voting control; and 5,269,206 shares issuable within approximately 60 days upon exercise of outstanding options held by Mr. Wexner. Also includes 4,763,700 shares beneficially owned by Abigail S. Wexner, Mr. Wexner's wife, as to which Mr. Wexner may be deemed to share the power to vote and direct the disposition. Excludes 400,000 shares held in a trust of which Mrs. Wexner is a beneficiary and as to which Mr. Wexner disclaims beneficial ownership. (2) Includes 8,808 shares issuable within approximately 60 days upon exercise of outstanding options held by Mrs. Wexner. The power to vote or direct the disposition of the shares beneficially owned by Mrs. Wexner may be deemed to be shared with her husband, Leslie H. Wexner. Excludes 400,000 shares held in a trust of which Mrs. Wexner is a beneficiary and as to which Mrs. Wexner disclaims beneficial ownership. Also excludes 48,963,263 shares beneficially owned by Leslie H. Wexner, Mrs. Wexner's husband, as to which Mrs. Wexner disclaims beneficial ownership. (3) Power to vote or direct the disposition of the 7,049,856 shares held by The Abigail Trust may be deemed to be shared by its two trustees Leslie H. Wexner and Jeffrey E. Epstein. (4) Power to vote or direct the disposition of the 4,892,608 shares held by Leslie H. Wexner as the sole stockholder, director and officer of Wexner Personal Holdings Corporation. (5) Power to vote or direct the disposition of the 9,327,638 shares held by H.R.E.I. Trust may be deemed to be shared by its two trustees Leslie H. Wexner and Jeffrey E. Epstein. (6) Power to vote or direct the disposition of the 15,000,000 shares held by Leslie H. Wexner as the sole trustee of Foxcote One. (7) Power to vote or direct the disposition of the 5,000,000 shares held by Foxcote Two may be deemed to be shared by its two trustees, Abigail S. Wexner and Leslie H. Wexner. (b) The responses of the Purchasers to (i) Rows (7) through (10) of the cover pages of this Amendment No. 30 and (ii) Item 5(a) hereof are incorporated herein by reference. 10 (c) In addition to the transactions described in Item 6 of this Amendment No. 30 (which are hereby incorporated herein by reference), during the past 60 days the Purchasers effected the following transaction in the Common Stock: Date of Amount of Price per Where and Person Transaction Securities Share How Effected ------ ----------- ---------- ----- ------------ Abigail S. Wexner 11/3/04 667 shares $18.74 Mrs. Wexner, for service as a director of the Company, received from the Company, fees in shares of Common Stock. Leslie H. Wexner 11/22/04* 2,384,020 shares $29.00 Mr. Wexner sold the shares to the Company in its modified dutch auction tender offer.
* On November 30, 2004, the Company issued a press release announcing the final proration and price determinations for its modified dutch auction tender offer. (d), (e): Not Applicable Item 6. Contracts, Arrangements, Understandings or Relationships With Respect --------------------------------------------------------------------- to Securities of the Issuer. --------------------------- On October 4, 2004, The Wexner Children Trust II transferred 3,500,000 shares of Common Stock to Leslie H. Wexner without consideration in exchange. On October 5, 2004, Leslie H. Wexner transferred 15,000,000 shares of Common Stock to Foxcote One without consideration in exchange. On October 5, 2004, Abigail S. Wexner transferred 5,000,000 shares of Common Stock to Foxcote Two without consideration in exchange. Item 2 of this Amendment No. 30 to Schedule 13D is incorporated herein by reference. Item 7. Materials to be Filed as Exhibits. --------------------------------- Exhibit 1 Joint Filing Agreement by and among Leslie H. Wexner, Abigail S. Wexner, The Abigail Trust, Wexner Personal Holdings Corporation, H.R.E.I. Trust, Foxcote One, and Foxcote Two, dated December 3, 2004. 11 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 3, 2004 Leslie H. Wexner ------------------------------------ Leslie H. Wexner Abigail S. Wexner ------------------------------------ Abigail S. Wexner THE ABIGAIL TRUST By: Leslie H. Wexner ------------------------------------- Leslie H. Wexner, Trustee WEXNER PERSONAL HOLDINGS CORPORATION By: Leslie H. Wexner ------------------------------------- Name: Leslie H. Wexner Title: President H.R.E.I. TRUST By: Leslie H. Wexner ------------------------------------- Leslie H. Wexner, Trustee FOXCOTE ONE By: Leslie H. Wexner ------------------------------------- Leslie H. Wexner, Trustee FOXCOTE TWO By: Abigail S. Wexner ------------------------------------- Abigail S. Wexner, Trustee 12 EXHIBIT INDEX ------------- Exhibit No. ----------- Exhibit 1 Joint Filing Agreement by and among Leslie H. Wexner, Abigail S. Wexner, The Abigail Trust, Wexner Personal Holdings Corporation, H.R.E.I. Trust, Foxcote One, and Foxcote Two, dated December 3, 2004. 13
EX-1 2 jd12-3ex_1.txt Exhibit 1 JOINT FILING AGREEMENT This will confirm the agreement by and among all the undersigned that the Schedule 13D filed on or about this date and any amendments thereto with respect to beneficial ownership by the undersigned of shares of the common stock, par value $0.50 per share, of Limited Brands, Inc. is being filed on behalf of each of the undersigned in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934. This agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Dated: December 3, 2004 Leslie H. Wexner ------------------------------------ Leslie H. Wexner Abigail S. Wexner ------------------------------------ Abigail S. Wexner THE ABIGAIL TRUST By: Leslie H. Wexner ------------------------------------- Leslie H. Wexner, Trustee WEXNER PERSONAL HOLDINGS CORPORATION By: Leslie H. Wexner ------------------------------------- Name: Leslie H. Wexner Title: President H.R.E.I. TRUST By: Leslie H. Wexner ------------------------------------- Leslie H. Wexner, Trustee FOXCOTE ONE By: Leslie H. Wexner ------------------------------------- Leslie H. Wexner, Trustee FOXCOTE TWO By: Abigail S. Wexner ------------------------------------- Abigail S. Wexner, Trustee
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