FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/01/2010 |
3. Issuer Name and Ticker or Trading Symbol
NATIONAL FUEL GAS CO [ NFG ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 2,000 | D | |
Common Stock | 2,943 | I | 401(k) Plan Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | 03/14/2003 | 03/14/2012 | Common Stock | 667 | $24.495 | D | |
Employee Stock Option (right to buy) | 03/29/2006 | 03/30/2015 | Common Stock | 25,000 | $28.155 | D | |
Employee Stock Option (right to buy) | 05/10/2007 | 05/10/2016 | Common Stock | 3,500 | $35.105 | D | |
Employee Stock Option (right to buy) | 12/06/2007 | 12/06/2016 | Common Stock | 5,000 | $39.475 | D | |
Stock Appreciation Right | 02/20/2009 | 02/20/2018 | Common Stock | 1,166 | $47.37 | D | |
Stock Appreciation Right | 02/20/2011 | 02/20/2018 | Common Stock | 1,167 | $47.37 | D | |
Stock Appreciation Right | 12/22/2009 | 12/22/2018 | Common Stock | 2,000 | $29.88 | D | |
Stock Appreciation Right | (1) | 12/22/2018 | Common Stock | 4,000 | $29.88 | D | |
Stock Appreciation Right | (2) | 03/11/2020 | Common Stock | 4,000 | $52.1 | D |
Explanation of Responses: |
1. Represents the award of 4,000 SARs which become exercisable in two equal annual installments beginning December 22, 2010 based on National Fuel Gas Company's satisfaction of certain performance criteria for each fiscal year end 2010 and 2011. In the event the performance conditon for a given fiscal year is not met, the incremental percentage of shares for that fiscal year shall be automatically forfeited. |
2. Represents the award of 4,000 SARs which become exercisable in three equal annual installments beginning about November 29, 2010 based on National Fuel Gas Company's satisfaction of certain performance criteria for each fiscal year end 2010, 2011 and 2012. In the event the performance conditon for a given fiscal year is not met, the incremental percentage of shares for that fiscal year shall be automatically forfeited. |
Remarks: |
Exhibit List - Exhibit 24 - Power of Attorney |
James P. Baetzhold, Attorney in Fact | 07/08/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |