0000701374-16-000407.txt : 20161109 0000701374-16-000407.hdr.sgml : 20161109 20161109170044 ACCESSION NUMBER: 0000701374-16-000407 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161108 FILED AS OF DATE: 20161109 DATE AS OF CHANGE: 20161109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Six Flags Entertainment Corp CENTRAL INDEX KEY: 0000701374 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 133995059 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 924 AVENUE J EAST CITY: GRAND PRAIRIE STATE: TX ZIP: 75050 BUSINESS PHONE: 972 595-5000 MAIL ADDRESS: STREET 1: 924 AVENUE J EAST CITY: GRAND PRAIRIE STATE: TX ZIP: 75050 FORMER COMPANY: FORMER CONFORMED NAME: SIX FLAGS, INC. DATE OF NAME CHANGE: 20070322 FORMER COMPANY: FORMER CONFORMED NAME: SIX FLAGS INC DATE OF NAME CHANGE: 20000714 FORMER COMPANY: FORMER CONFORMED NAME: TIERCO GROUP INC/DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barber Marshall CENTRAL INDEX KEY: 0001387174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13703 FILM NUMBER: 161985000 MAIL ADDRESS: STREET 1: C/O SIX FLAGS, INC. STREET 2: 1540 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 4 1 wf-form4_147872882872094.xml FORM 4 X0306 4 2016-11-08 0 0000701374 Six Flags Entertainment Corp SIX 0001387174 Barber Marshall C/O SIX FLAGS ENTERTAINMENT CORPORATION 924 AVENUE J EAST GRAND PRAIRIE TX 75050 0 1 0 0 EVP, Chief Financial Officer Common Stock, par value $0.025 per share 2016-11-08 4 M 0 2572 27.76 A 88036 D Common Stock, par value $0.025 per share 2016-11-08 4 M 0 1792 34.49 A 89828 D Common Stock, par value $0.025 per share 2016-11-08 4 M 0 2060 37.54 A 91888 D Common Stock, par value $0.025 per share 2016-11-08 4 S 0 2572 57 D 89316 D Common Stock, par value $0.025 per share 2016-11-08 4 S 0 1792 57 D 87524 D Common Stock, par value $0.025 per share 2016-11-08 4 S 0 2060 57 D 85464 D Common Stock, par value $0.025 per share 2016-11-09 4 M 0 928 27.76 A 86392 D Common Stock, par value $0.025 per share 2016-11-09 4 M 0 458 34.49 A 86850 D Common Stock, par value $0.025 per share 2016-11-09 4 M 0 440 37.54 A 87290 D Employee Stock Option (Right to Buy) 27.76 2016-11-08 4 M 0 2572 0 D 2022-08-24 Common Stock, par value $0.025 per share 2572.0 928 D Employee Stock Option (Right to Buy) 34.49 2016-11-08 4 M 0 1792 0 D 2023-08-24 Common Stock, par value $0.025 per share 1792.0 2708 D Employee Stock Option (Right to Buy) 37.54 2016-11-08 4 M 0 2060 0 D 2024-08-24 Common Stock, par value $0.025 per share 2060.0 5440 D Employee Stock Option (Right to Buy) 27.76 2016-11-09 4 M 0 928 0 D 2022-08-24 Common Stock, par value $0.025 per share 928.0 0 D Employee Stock Option (Right to Buy) 34.49 2016-11-09 4 M 0 458 0 D 2023-08-24 Common Stock, par value $0.025 per share 458.0 2250 D Employee Stock Option (Right to Buy) 37.54 2016-11-09 4 M 0 440 0 D 2024-08-24 Common Stock, par value $0.025 per share 440.0 5000 D The transactions on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by W. Marshall Barber. Mr. Barber was granted an option to purchase 14,000 shares (as adjusted for stock split) on August 24, 2012, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the Compensation Committee of the Issuer's Board of Directors. Mr. Barber was granted an option to purchase 9,000 shares on August 24, 2013, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the Compensation Committee of the Issuer's Board of Directors. Mr. Barber was granted an option to purchase 10,000 shares on August 24, 2014, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the Compensation Committee of the Issuer's Board of Director /s/ W. Marshall Barber 2016-11-09