0000701059-18-000002.txt : 20180213 0000701059-18-000002.hdr.sgml : 20180213 20180213134149 ACCESSION NUMBER: 0000701059-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 EFFECTIVENESS DATE: 20180213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MML INVESTORS SERVICES, LLC CENTRAL INDEX KEY: 0000701059 IRS NUMBER: 042746212 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16947 FILM NUMBER: 18601839 BUSINESS ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111-0001 BUSINESS PHONE: (413) 744-7885 MAIL ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111-0001 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTORS SERVICES, INC. DATE OF NAME CHANGE: 20110104 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTORS SERVICES, LLC DATE OF NAME CHANGE: 20101217 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTORS SERVICES, INC. DATE OF NAME CHANGE: 20020130 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000701059 XXXXXXXX 12-31-2017 12-31-2017 MML INVESTORS SERVICES, LLC

1295 STATE STREET SPRINGFIELD MA 01111-0001

13F HOLDINGS REPORT 028-16947 Y MML Investors Services, LLC is a wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever MML Investors Services, LLC has indicated that it exercises investment discretion with respect to the positions reported on this Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's direct ownership interest in MML Investors Services, LLC. Nathan Hall 413-744-5006 Nathan Hall Springfield MA 02-13-2018 0 1389 5255890 false INFORMATION TABLE 2 infoTable.xml CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 91 11821 SH DFND 0 11821 0 CAMBREX CORP COM 132011107 204 4258 SH DFND 0 4258 0 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 517 13468 SH DFND 0 13468 0 CAMDEN PPTY TR SH BEN INT 133131102 305 3311 SH DFND 0 3311 0 CAMPBELL SOUP CO COM 134429109 226 4700 SH DFND 0 4700 0 CANADIAN NAT RES LTD COM 136385101 243 6801 SH DFND 0 6801 0 CANADIAN NATL RY CO COM 136375102 1918 23253 SH DFND 0 23253 0 CANADIAN PAC RY LTD COM 13645T100 874 4785 SH DFND 0 4785 0 CAPITAL ONE FINL CORP COM 14040H105 1229 12346 SH DFND 0 12346 0 CARBO CERAMICS INC COM 140781105 862 84638 SH DFND 0 84638 0 CARDINAL HEALTH INC COM 14149Y108 614 10028 SH DFND 0 10028 0 CARMAX INC COM 143130102 635 9899 SH DFND 0 9899 0 CARNIVAL CORP UNIT 99/99/9999 143658300 448 6745 SH DFND 0 6745 0 CARTER INC COM 146229109 307 2611 SH DFND 0 2611 0 CATCHMARK TIMBER TR 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SH DFND 0 9919 0 DIREXION SHS ETF TR ALL CP INSIDER 25459Y769 751 18088 SH DFND 0 18088 0 DISCOVER FINL SVCS COM 254709108 1283 16683 SH DFND 0 16683 0 DISNEY WALT CO COM DISNEY 254687106 11257 104709 SH DFND 0 104709 0 DIVIDEND & INCOME FUND COM NEW 25538A204 1348 100358 SH DFND 0 100358 0 DNP SELECT INCOME FD COM 23325P104 1729 160073 SH DFND 0 160073 0 DOLLAR GEN CORP NEW COM 256677105 715 7690 SH DFND 0 7690 0 DOLLAR TREE INC COM 256746108 521 4853 SH DFND 0 4853 0 DOMINION ENERGY INC COM 25746U109 3950 48728 SH DFND 0 48728 0 DOMINOS PIZZA INC COM 25754A201 299 1585 SH DFND 0 1585 0 DORMAN PRODUCTS INC COM 258278100 212 3464 SH DFND 0 3464 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 1761 87219 SH DFND 0 87219 0 DOVER CORP COM 260003108 391 3871 SH DFND 0 3871 0 DOWDUPONT INC COM 26078J100 4988 70042 SH DFND 0 70042 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 421 4335 SH DFND 0 4335 0 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 295 88186 SH DFND 0 88186 0 DREYFUS STRATEGIC MUN BD FD COM 26202F107 170 19899 SH DFND 0 19899 0 DTE ENERGY CO COM 233331107 1097 10019 SH DFND 0 10019 0 DUKE ENERGY CORP NEW COM NEW 26441C204 4283 50916 SH DFND 0 50916 0 DXC TECHNOLOGY CO COM 23355L106 251 2642 SH DFND 0 2642 0 EAGLE MATERIALS INC COM 26969P108 215 1898 SH DFND 0 1898 0 EASTGROUP PPTY INC COM 277276101 218 2462 SH DFND 0 2462 0 EASTMAN CHEM CO COM 277432100 614 6630 SH DFND 0 6630 0 EATON CORP PLC SHS G29183103 1057 13373 SH DFND 0 13373 0 EATON VANCE ENH EQTY INC FD COM 278277108 491 32253 SH DFND 0 32253 0 EATON VANCE LTD DUR INCOME F COM 27828H105 586 42950 SH DFND 0 42950 0 EATON VANCE NEW YORK MUN BD COM 27827Y109 186 15116 SH DFND 0 15116 0 EATON VANCE NJ MUNI INCOME T SH BEN INT 27826V106 187 15937 SH DFND 0 15937 0 EATON VANCE NY MUNI INCOME T SH BEN INT 27826W104 343 27017 SH DFND 0 27017 0 EATON VANCE RISK MNGD DIV EQ COM 27829G106 599 62165 SH DFND 0 62165 0 EATON VANCE SH TM DR DIVR IN COM 27828V104 362 25251 SH DFND 0 25251 0 EATON VANCE TAX ADVT DIV INC COM 27828G107 556 23874 SH DFND 0 23874 0 EATON VANCE TAX MNGD GBL DV COM 27829F108 133 14201 SH DFND 0 14201 0 EATON VANCE TAX MNGED BUY WR COM 27828X100 187 11154 SH DFND 0 11154 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 251 14505 SH DFND 0 14505 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 152 12441 SH DFND 0 12441 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 1783 116013 SH DFND 0 116013 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 142 11892 SH DFND 0 11892 0 EBAY INC COM 278642103 947 25084 SH DFND 0 25084 0 ECOLAB INC COM 278865100 807 6011 SH DFND 0 6011 0 EDISON INTL COM 281020107 555 8779 SH DFND 0 8779 0 EDWARDS LIFESCIENCES CORP COM 28176E108 1016 9011 SH DFND 0 9011 0 EKSO BIONICS HLDGS INC COM NEW 282644202 57 26671 SH DFND 0 26671 0 ELECTRONIC ARTS INC COM 285512109 1216 11576 SH DFND 0 11576 0 ELECTRONICS FOR IMAGING INC NOTE 0.750% 9/0 286082AC6 386 4000 SH DFND 0 4000 0 ELLSWORTH GROWTH & INCOME FD COM 289074106 415 44108 SH DFND 0 44108 0 EMERSON ELEC CO COM 291011104 2548 36568 SH DFND 0 36568 0 ENBRIDGE INC COM 29250N105 1199 30654 SH DFND 0 30654 0 ENCANA CORP COM 292505104 623 46731 SH DFND 0 46731 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 476 27572 SH DFND 0 27572 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 263 14698 SH DFND 0 14698 0 ENSCO PLC SHS CLASS A G3157S106 1952 330279 SH DFND 0 330279 0 ENTERGY CORP NEW COM 29364G103 220 2701 SH DFND 0 2701 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1329 50141 SH DFND 0 50141 0 EOG RES INC COM 26875P101 1133 10500 SH DFND 0 10500 0 EPR PPTYS COM SH BEN INT 26884U109 878 13408 SH DFND 0 13408 0 EQUIFAX INC COM 294429105 251 2128 SH DFND 0 2128 0 EQUINIX INC COM PAR $0.001 29444U700 788 1739 SH DFND 0 1739 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 1413 44669 SH DFND 0 44669 0 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 216 6203 SH DFND 0 6203 0 ETF MANAGERS TR VIDEO GAME TECH 26924G706 355 7402 SH DFND 0 7402 0 ETFIS SER TR I INFRAC ACT MLP 26923G103 578 67153 SH DFND 0 67153 0 EVERSOURCE ENERGY COM 30040W108 1023 16193 SH DFND 0 16193 0 EXACT SCIENCES CORP COM 30063P105 498 9479 SH DFND 0 9479 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 1525 36909 SH DFND 0 36909 0 EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 845 43364 SH DFND 0 43364 0 EXELON CORP COM 30161N101 709 17988 SH DFND 0 17988 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 1183 15852 SH DFND 0 15852 0 EXTREME NETWORKS INC COM 30226D106 202 16109 SH DFND 0 16109 0 EXXON MOBIL CORP COM 30231G102 13543 161924 SH DFND 0 161924 0 F M C CORP COM NEW 302491303 313 3307 SH DFND 0 3307 0 FABRINET SHS G3323L100 379 13203 SH DFND 0 13203 0 FACEBOOK INC CL A 30303M102 26834 152071 SH DFND 0 152071 0 FACTSET RESH SYS INC COM 303075105 767 3980 SH DFND 0 3980 0 FASTENAL CO COM 311900104 754 13787 SH DFND 0 13787 0 FEDEX CORP COM 31428X106 2954 11839 SH DFND 0 11839 0 FERRARI N V COM N3167Y103 544 5185 SH DFND 0 5185 0 FIDELITY VLU FACTOR ETF 316092782 1512 46003 SH DFND 0 46003 0 FIDELITY TELECOMM SVCS 316092873 202 6539 SH DFND 0 6539 0 FIDELITY MSCI RL EST ETF 316092857 459 18563 SH DFND 0 18563 0 FIDELITY HIGH DIVID ETF 316092840 399 13904 SH DFND 0 13904 0 FIDELITY MSCI INFO TECH I 316092808 255 5097 SH DFND 0 5097 0 FIDELITY MSCI FINLS IDX 316092501 1343 32933 SH DFND 0 32933 0 FIDELITY CONSMR STAPLES 316092303 394 11484 SH DFND 0 11484 0 FIDELITY TOTAL BD ETF 316188309 419 8338 SH DFND 0 8338 0 FIDELITY LOW VOLITY ETF 316092824 389 12714 SH DFND 0 12714 0 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 332 1224 SH DFND 0 1224 0 FIDELITY NATL INFORMATION SV COM 31620M106 284 3015 SH DFND 0 3015 0 FIDUS INVT CORP COM 316500107 195 12855 SH DFND 0 12855 0 FIFTH THIRD BANCORP COM 316773100 370 12200 SH DFND 0 12200 0 FIRST AMERN FINL CORP COM 31847R102 288 5145 SH DFND 0 5145 0 FIRST DATA CORP NEW COM CL A 32008D106 212 12715 SH DFND 0 12715 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 354 4083 SH DFND 0 4083 0 FIRST SOLAR INC COM 336433107 615 9110 SH DFND 0 9110 0 FIRST TR ENHANCED EQTY INC F COM 337318109 285 17627 SH DFND 0 17627 0 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 1232 31358 SH DFND 0 31358 0 FIRST TR EXCH TRADED FD III RIVRFRNT DYN DEV 33739P608 1309 20431 SH DFND 0 20431 0 FIRST TR EXCH TRADED FD III RIVR FRNT DYN 33739P707 489 6942 SH DFND 0 6942 0 FIRST TR EXCH TRADED FD III RIVRFRNT DYN EUR 33739P806 1516 23208 SH DFND 0 23208 0 FIRST TR EXCH TRD ALPHA FD I EURO ALPHADEX 33737J505 282 6422 SH DFND 0 6422 0 FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 359 8278 SH DFND 0 8278 0 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 468 16787 SH DFND 0 16787 0 FIRST TR EXCH TRD ALPHA FD I EUROPE ALPHADEX 33737J117 2871 73504 SH DFND 0 73504 0 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 4889 78379 SH DFND 0 78379 0 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 548 10231 SH DFND 0 10231 0 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 541 20797 SH DFND 0 20797 0 FIRST TR EXCHANGE TRADED FD GBL WND ENRG ETF 33736G106 159 12012 SH DFND 0 12012 0 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 482 18293 SH DFND 0 18293 0 FIRST TR EXCHANGE TRADED FD CHINDIA ETF 33733A102 468 11821 SH DFND 0 11821 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 1477 21158 SH DFND 0 21158 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4449 142041 SH DFND 0 142041 0 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 25790 635367 SH DFND 0 635367 0 FIRST TR EXCHANGE TRADED FD NAT GAS ETF 33733E807 392 17191 SH DFND 0 17191 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 24639 480109 SH DFND 0 480109 0 FIRST TR EXCHANGE TRADED FD DORSEY WRIGHT PE 33733E880 21768 756882 SH DFND 0 756882 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 3650 79559 SH DFND 0 79559 0 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 2231 17906 SH DFND 0 17906 0 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 32769 298223 SH DFND 0 298223 0 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 893 18340 SH DFND 0 18340 0 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 1562 22894 SH DFND 0 22894 0 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 2302 45135 SH DFND 0 45135 0 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 577 13160 SH DFND 0 13160 0 FIRST TR EXCHANGE TRADED FD NASDAQ 100 EX 33733E401 873 17956 SH DFND 0 17956 0 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 312 16425 SH DFND 0 16425 0 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 1143 32479 SH DFND 0 32479 0 FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV 33738R506 946 31649 SH DFND 0 31649 0 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 27340 991651 SH DFND 0 991651 0 FIRST TR EXCHANGE TRADED FD NASDAQ BK ETF 33738R860 24531 835532 SH DFND 0 835532 0 FIRST TR EXCHANGE TRADED FD DORSEY WRIGHT 33738R878 2690 104772 SH DFND 0 104772 0 FIRST TR EXCHANGE TRADED FD DORSEY WRIGHT 33738R886 18921 850382 SH DFND 0 850382 0 FIRST TR EXCHANGE TRADED FD ETF 33733E708 240 7259 SH DFND 0 7259 0 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 2804 58374 SH DFND 0 58374 0 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 9390 193337 SH DFND 0 193337 0 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 5870 238995 SH DFND 0 238995 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 2974 61096 SH DFND 0 61096 0 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 981 63399 SH DFND 0 63399 0 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 4257 82429 SH DFND 0 82429 0 FIRST TR EXCHANGE TRADED FD FT STRG INCM ETF 33739Q309 2225 43528 SH DFND 0 43528 0 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 2776 46280 SH DFND 0 46280 0 FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 2818 98345 SH DFND 0 98345 0 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 6914 345551 SH DFND 0 345551 0 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 1443 28430 SH DFND 0 28430 0 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 938 23947 SH DFND 0 23947 0 FIRST TR EXCNGE TRD ALPHADEX SML CAP VAL AL 33737M409 738 20016 SH DFND 0 20016 0 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 3474 56777 SH DFND 0 56777 0 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 2994 54799 SH DFND 0 54799 0 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 22345 381704 SH DFND 0 381704 0 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 656 9988 SH DFND 0 9988 0 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 9159 304379 SH DFND 0 304379 0 FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 393 5991 SH DFND 0 5991 0 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 1009 17404 SH DFND 0 17404 0 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 767 14635 SH DFND 0 14635 0 FIRST TR NASDAQ100 TECH INDE SHS 337345102 34408 478290 SH DFND 0 478290 0 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 282 4611 SH DFND 0 4611 0 FIRST TR SR FLG RTE INCM FD COM 33733U108 367 28456 SH DFND 0 28456 0 FIRST TR STOXX EURO DIV FD COMMON SHS 33735T109 704 51282 SH DFND 0 51282 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 28338 918274 SH DFND 0 918274 0 FIRST TR/ABERDEEN EMERG OPT COM 33731K102 180 11005 SH DFND 0 11005 0 FIRSTENERGY CORP COM 337932107 725 23669 SH DFND 0 23669 0 FISERV INC COM 337738108 242 1847 SH DFND 0 1847 0 FIVE BELOW INC COM 33829M101 238 3582 SH DFND 0 3582 0 FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 1203 45090 SH DFND 0 45090 0 FLEXION THERAPEUTICS INC COM 33938J106 222 8883 SH DFND 0 8883 0 FLEXSHARES TR INTL QLTDV IDX 33939L837 256 9538 SH DFND 0 9538 0 FLEXSHARES TR INTL QLTDV DEF 33939L811 700 27433 SH DFND 0 27433 0 FLUOR CORP NEW COM 343412102 236 4563 SH DFND 0 4563 0 FORD MTR CO DEL COM PAR $0.01 345370860 3561 285130 SH DFND 0 285130 0 FORTIS INC COM 349553107 460 12538 SH DFND 0 12538 0 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 159 10244 SH DFND 0 10244 0 FQF TR OSHARS FTSE US 351680855 874 27378 SH DFND 0 27378 0 FRANKS INTL N V COM N33462107 322 48464 SH DFND 0 48464 0 FREEPORT-MCMORAN INC CL B 35671D857 1097 57865 SH DFND 0 57865 0 FS INVT CORP COM 302635107 3772 513161 SH DFND 0 513161 0 GABELLI EQUITY TR INC COM 362397101 716 115715 SH DFND 0 115715 0 GABELLI UTIL TR COM 36240A101 85 11955 SH DFND 0 11955 0 GALECTIN THERAPEUTICS INC COM NEW 363225202 91 27213 SH DFND 0 27213 0 GALLAGHER ARTHUR J & CO COM 363576109 647 10226 SH DFND 0 10226 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 256 49227 SH DFND 0 49227 0 GAMESTOP CORP NEW CL A 36467W109 362 20156 SH DFND 0 20156 0 GAP INC DEL COM 364760108 310 9107 SH DFND 0 9107 0 GARTNER INC COM 366651107 493 4006 SH DFND 0 4006 0 GENERAL AMERN INVS INC COM 368802104 202 5877 SH DFND 0 5877 0 GENERAL DYNAMICS CORP COM 369550108 3503 17218 SH DFND 0 17218 0 GENERAL ELECTRIC CO COM 369604103 6713 384725 SH DFND 0 384725 0 GENERAL MLS INC COM 370334104 2604 43927 SH DFND 0 43927 0 GENERAL MTRS CO COM 37045V100 3286 80172 SH DFND 0 80172 0 GENPACT LIMITED SHS G3922B107 246 7744 SH DFND 0 7744 0 GENUINE PARTS CO COM 372460105 1574 16565 SH DFND 0 16565 0 GILDAN ACTIVEWEAR INC COM 375916103 261 8069 SH DFND 0 8069 0 GILEAD SCIENCES INC COM 375558103 3567 49796 SH DFND 0 49796 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 3119 87934 SH DFND 0 87934 0 GLOBAL PMTS INC COM 37940X102 242 2413 SH DFND 0 2413 0 GLOBAL X FDS GLB X SUPERDIV 37950E549 588 26981 SH DFND 0 26981 0 GLOBAL X FDS GLOBX SUPDV US 37950E291 696 27181 SH DFND 0 27181 0 GLOBAL X FDS GLBX SUPRINC ETF 37950E333 146 12006 SH DFND 0 12006 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 1529 64503 SH DFND 0 64503 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 419 10816 SH DFND 0 10816 0 GOLDMAN SACHS BDC INC SHS 38147U107 268 12094 SH DFND 0 12094 0 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 519 14499 SH DFND 0 14499 0 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 1310 24551 SH DFND 0 24551 0 GOLDMAN SACHS GROUP INC COM 38141G104 2742 10762 SH DFND 0 10762 0 GOLDMAN SACHS MLP INC OPP FD COM SHS 38147W103 219 24467 SH DFND 0 24467 0 GRACO INC COM 384109104 463 10242 SH DFND 0 10242 0 GRAINGER W W INC COM 384802104 335 1419 SH DFND 0 1419 0 GRAMERCY PPTY TR COM NEW 385002308 1650 61898 SH DFND 0 61898 0 GREAT PLAINS ENERGY INC COM 391164100 249 7708 SH DFND 0 7708 0 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 935 43336 SH DFND 0 43336 0 GULF RESOURCES INC COM PAR $0.0005 40251W309 34 22927 SH DFND 0 22927 0 HAIN CELESTIAL GROUP INC COM 405217100 224 5286 SH DFND 0 5286 0 HALLIBURTON CO COM 406216101 1143 23399 SH DFND 0 23399 0 HANCOCK JOHN PFD INCOME FD I COM 41013X106 882 41064 SH DFND 0 41064 0 HANCOCK JOHN PFD INCOME FD I COM 41021P103 229 12201 SH DFND 0 12201 0 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 524 30616 SH DFND 0 30616 0 HANESBRANDS INC COM 410345102 1261 60306 SH DFND 0 60306 0 HARLEY DAVIDSON INC COM 412822108 428 8410 SH DFND 0 8410 0 HARRIS CORP DEL COM 413875105 423 2985 SH DFND 0 2985 0 HARTFORD FINL SVCS GROUP INC COM 416515104 301 5347 SH DFND 0 5347 0 HASBRO INC COM 418056107 772 8496 SH DFND 0 8496 0 HCP INC COM 40414L109 1118 42883 SH DFND 0 42883 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 1101 10829 SH DFND 0 10829 0 HEALTHCARE SVCS GRP INC COM 421906108 230 4361 SH DFND 0 4361 0 HEALTHCARE TR AMER INC CL A NEW 42225P501 374 12438 SH DFND 0 12438 0 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 649 86015 SH DFND 0 86015 0 HELMERICH & PAYNE INC COM 423452101 459 7098 SH DFND 0 7098 0 HENRY JACK & ASSOC INC COM 426281101 417 3565 SH DFND 0 3565 0 HERSHEY CO COM 427866108 536 4719 SH DFND 0 4719 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 223 15530 SH DFND 0 15530 0 HIGHLAND FDS I HI LD IBOXX SRLN 430101774 247 13569 SH DFND 0 13569 0 HIGHLAND FLOATNG RATE OPPRT SHS BEN INT 43010E404 159 10229 SH DFND 0 10229 0 HOLLYFRONTIER CORP COM 436106108 416 8118 SH DFND 0 8118 0 HOME DEPOT INC COM 437076102 17142 90447 SH DFND 0 90447 0 HONEYWELL INTL INC COM 438516106 4827 31478 SH DFND 0 31478 0 HORIZONS ETF TR I HORIZONS NASDAQ 44053G108 903 36811 SH DFND 0 36811 0 HORMEL FOODS CORP COM 440452100 673 18504 SH DFND 0 18504 0 HORNBECK OFFSHORE SVCS INC N COM 440543106 430 138224 SH DFND 0 138224 0 HOST HOTELS & RESORTS INC COM 44107P104 306 15429 SH DFND 0 15429 0 HP INC COM 40434L105 685 32607 SH DFND 0 32607 0 HSBC HLDGS PLC SPON ADR NEW 404280406 497 9630 SH DFND 0 9630 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 332 12850 SH DFND 0 12850 0 HUBBELL INC COM 443510607 249 1840 SH DFND 0 1840 0 HUNT J B TRANS SVCS INC COM 445658107 531 4620 SH DFND 0 4620 0 HUNTINGTON BANCSHARES INC COM 446150104 347 23818 SH DFND 0 23818 0 HUNTSMAN CORP COM 447011107 208 6256 SH DFND 0 6256 0 ICON PLC SHS G4705A100 809 7216 SH DFND 0 7216 0 ILLINOIS TOOL WKS INC COM 452308109 885 5302 SH DFND 0 5302 0 ILLUMINA INC COM 452327109 347 1586 SH DFND 0 1586 0 IMAX CORP COM 45245E109 719 31039 SH DFND 0 31039 0 IMMUNOGEN INC COM 45253H101 304 47491 SH DFND 0 47491 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 662 21748 SH DFND 0 21748 0 INDEXIQ ETF TR IQ CHAIKIN US 45409B396 1010 36022 SH DFND 0 36022 0 INDEXIQ ETF TR HDGD FTSE EURO 45409B552 256 12567 SH DFND 0 12567 0 INDEXIQ ETF TR HDGD FTSE INTL 45409B560 1094 50527 SH DFND 0 50527 0 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 722 23254 SH DFND 0 23254 0 INDEXIQ ETF TR IQ ENCH COR PL 45409B479 743 37253 SH DFND 0 37253 0 INGERSOLL-RAND PLC SHS G47791101 457 5126 SH DFND 0 5126 0 INGREDION INC COM 457187102 210 1505 SH DFND 0 1505 0 INNOVATOR ETFS TR IBD 50 ETF 45782C102 614 18518 SH DFND 0 18518 0 INTEL CORP COM 458140100 8958 194057 SH DFND 0 194057 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 4887 22000 SH DFND 0 22000 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 773 10957 SH DFND 0 10957 0 INTERNATIONAL BUSINESS MACHS COM 459200101 5551 36182 SH DFND 0 36182 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 480 3147 SH DFND 0 3147 0 INTERPUBLIC GROUP COS INC COM 460690100 201 9971 SH DFND 0 9971 0 INTL PAPER CO COM 460146103 1764 30447 SH DFND 0 30447 0 INTUIT COM 461202103 353 2238 SH DFND 0 2238 0 INTUITIVE SURGICAL INC COM NEW 46120E602 1073 2939 SH DFND 0 2939 0 INVESCO LTD SHS G491BT108 857 23445 SH DFND 0 23445 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 149 12029 SH DFND 0 12029 0 INVESCO MUNI INCOME OPP TRST COM 46132X101 448 55938 SH DFND 0 55938 0 INVESTORS BANCORP INC NEW COM 46146L101 268 19286 SH DFND 0 19286 0 IPG PHOTONICS CORP COM 44980X109 487 2274 SH DFND 0 2274 0 IQVIA HLDGS INC COM 46266C105 940 9606 SH DFND 0 9606 0 IRON MTN INC NEW COM 46284V101 350 9281 SH DFND 0 9281 0 ISHARES GOLD TRUST ISHARES 464285105 3138 250877 SH DFND 0 250877 0 ISHARES INC MSCI JAPN SMCETF 464286582 2114 26496 SH DFND 0 26496 0 ISHARES INC CORE MSCI EMKT 46434G103 70081 1231657 SH DFND 0 1231657 0 ISHARES INC MSCI JPN ETF NEW 46434G822 11308 188688 SH DFND 0 188688 0 ISHARES INC MSCI GERMANY ETF 464286806 266 8050 SH DFND 0 8050 0 ISHARES INC MSCI STH KOR ETF 464286772 260 3469 SH DFND 0 3469 0 ISHARES INC MSCI SWITZERLAND 464286749 230 6476 SH DFND 0 6476 0 ISHARES INC MSCI EQUAL WEITE 464286681 387 6977 SH DFND 0 6977 0 ISHARES INC MSCI PAC JP ETF 464286665 3738 78202 SH DFND 0 78202 0 ISHARES INC MSCI AUST ETF 464286103 1084 46784 SH DFND 0 46784 0 ISHARES INC MSCI EURZONE ETF 464286608 1048 24150 SH DFND 0 24150 0 ISHARES INC MIN VOL GBL ETF 464286525 1577 18706 SH DFND 0 18706 0 ISHARES INC MSCI BRAZIL ETF 464286400 235 5798 SH DFND 0 5798 0 ISHARES INC EM MKTS DIV ETF 464286319 1226 29309 SH DFND 0 29309 0 ISHARES INC EM HGHYL BD ETF 464286285 885 17717 SH DFND 0 17717 0 ISHARES INC INTL HIGH YIELD 464286210 224 4109 SH DFND 0 4109 0 ISHARES INC MSCI FRNTR100ETF 464286145 621 18746 SH DFND 0 18746 0 ISHARES INC MSCI CDA ETF 464286509 3075 103743 SH DFND 0 103743 0 ISHARES INC MSCI THAILND ETF 464286624 535 5781 SH DFND 0 5781 0 ISHARES INC MIN VOL EMRG MKT 464286533 8845 145580 SH DFND 0 145580 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 276 16957 SH DFND 0 16957 0 ISHARES SILVER TRUST ISHARES 46428Q109 475 29733 SH DFND 0 29733 0 ISHARES TR RUS 1000 GRW ETF 464287614 67038 497761 SH DFND 0 497761 0 ISHARES TR NA TEC SFTWR ETF 464287515 3358 21725 SH DFND 0 21725 0 ISHARES TR PHLX SEMICND ETF 464287523 1760 10362 SH DFND 0 10362 0 ISHARES TR N AMER TECH ETF 464287549 451 2671 SH DFND 0 2671 0 ISHARES TR NASDAQ BIOTECH 464287556 6102 57155 SH DFND 0 57155 0 ISHARES TR COHEN STEER REIT 464287564 1762 17387 SH DFND 0 17387 0 ISHARES TR GLOBAL 100 ETF 464287572 353 3815 SH DFND 0 3815 0 ISHARES TR U.S. CNSM SV ETF 464287580 1471 8208 SH DFND 0 8208 0 ISHARES TR CORE S&P MCP ETF 464287507 72633 382724 SH DFND 0 382724 0 ISHARES TR S&P MC 400GR ETF 464287606 5034 23324 SH DFND 0 23324 0 ISHARES TR RUS MDCP VAL ETF 464287473 17311 194180 SH DFND 0 194180 0 ISHARES TR RUS 1000 ETF 464287622 14442 97178 SH DFND 0 97178 0 ISHARES TR RUS 2000 VAL ETF 464287630 9947 79104 SH DFND 0 79104 0 ISHARES TR RUS 2000 GRW ETF 464287648 22443 120206 SH DFND 0 120206 0 ISHARES TR RUSSELL 2000 ETF 464287655 25464 167020 SH DFND 0 167020 0 ISHARES TR CORE S&P US VLU 464287663 989 17844 SH DFND 0 17844 0 ISHARES TR RUS 1000 VAL ETF 464287598 34706 279121 SH DFND 0 279121 0 ISHARES TR S&P 500 VAL ETF 464287408 34036 297931 SH DFND 0 297931 0 ISHARES TR IBOXX INV CP ETF 464287242 30142 247962 SH DFND 0 247962 0 ISHARES TR GLOBAL TECH ETF 464287291 488 3173 SH DFND 0 3173 0 ISHARES TR S&P 500 GRWT ETF 464287309 24335 159289 SH DFND 0 159289 0 ISHARES TR GLOB HLTHCRE ETF 464287325 277 2459 SH DFND 0 2459 0 ISHARES TR GLOBAL FINLS ETF 464287333 220 3149 SH DFND 0 3149 0 ISHARES TR GLOBAL ENERG ETF 464287341 1379 38802 SH DFND 0 38802 0 ISHARES TR RUS MID CAP ETF 464287499 14574 70025 SH DFND 0 70025 0 ISHARES TR LATN AMER 40 ETF 464287390 434 12692 SH DFND 0 12692 0 ISHARES TR CORE S&P US GWT 464287671 2498 46463 SH DFND 0 46463 0 ISHARES TR 20 YR TR BD ETF 464287432 17579 138566 SH DFND 0 138566 0 ISHARES TR BARCLAYS 7 10 YR 464287440 51871 491340 SH DFND 0 491340 0 ISHARES TR 1 3 YR TREAS BD 464287457 12079 144053 SH DFND 0 144053 0 ISHARES TR MSCI EAFE ETF 464287465 58344 829815 SH DFND 0 829815 0 ISHARES TR S&P MC 400VL ETF 464287705 5236 32705 SH DFND 0 32705 0 ISHARES TR RUS MD CP GR ETF 464287481 17740 147048 SH DFND 0 147048 0 ISHARES TR NORTH AMERN NAT 464287374 12275 346356 SH DFND 0 346356 0 ISHARES TR HDG MSCI EAFE 46434V803 67585 2277116 SH DFND 0 2277116 0 ISHARES TR RUSSELL 3000 ETF 464287689 1306 8256 SH DFND 0 8256 0 ISHARES TR MRGSTR MD CP ETF 464288208 1392 7501 SH DFND 0 7501 0 ISHARES TR CORE INTL AGGR 46435G672 296 5679 SH DFND 0 5679 0 ISHARES TR MORTGE REL ETF 46435G342 488 10802 SH DFND 0 10802 0 ISHARES TR MSCI UK ETF NEW 46435G334 511 14252 SH DFND 0 14252 0 ISHARES TR CONV BD ETF 46435G102 2867 52020 SH DFND 0 52020 0 ISHARES TR SHRT NAT MUN ETF 464288158 879 8387 SH DFND 0 8387 0 ISHARES TR HDG MSCI JAPAN 46434V886 435 13056 SH DFND 0 13056 0 ISHARES TR MRNGSTR LG-CP VL 464288109 539 5106 SH DFND 0 5106 0 ISHARES TR MIN VOL EUROPE 46434V720 294 11589 SH DFND 0 11589 0 ISHARES TR CORE DIV GRWTH 46434V621 7188 206662 SH DFND 0 206662 0 ISHARES TR GLB INFRASTR ETF 464288372 2381 52658 SH DFND 0 52658 0 ISHARES TR NEW YORK MUN ETF 464288323 287 5150 SH DFND 0 5150 0 ISHARES TR JPMORGAN USD EMG 464288281 39099 336768 SH DFND 0 336768 0 ISHARES TR EAFE SML CP ETF 464288273 38176 591869 SH DFND 0 591869 0 ISHARES TR MSCI ACWI ETF 464288257 2392 33185 SH DFND 0 33185 0 ISHARES TR IBONDS DEC25 ETF 46434VBD1 303 12106 SH DFND 0 12106 0 ISHARES TR U.S. ENERGY ETF 464287796 1715 43246 SH DFND 0 43246 0 ISHARES TR U.S. UTILITS ETF 464287697 1678 12627 SH DFND 0 12627 0 ISHARES TR CORE S&P500 ETF 464287200 186751 694630 SH DFND 0 694630 0 ISHARES TR U.S. TECH ETF 464287721 9300 57137 SH DFND 0 57137 0 ISHARES TR U.S. REAL ES ETF 464287739 1157 14285 SH DFND 0 14285 0 ISHARES TR US INDUSTRIALS 464287754 2379 16140 SH DFND 0 16140 0 ISHARES TR US HLTHCARE ETF 464287762 2715 15580 SH DFND 0 15580 0 ISHARES TR MSCI AC ASIA ETF 464288182 1669 21878 SH DFND 0 21878 0 ISHARES TR U.S. FINLS ETF 464287788 2915 24409 SH DFND 0 24409 0 ISHARES TR CORE US AGGBD ET 464287226 46934 429291 SH DFND 0 429291 0 ISHARES TR CORE S&P SCP ETF 464287804 45447 591679 SH DFND 0 591679 0 ISHARES TR U.S. CNSM GD ETF 464287812 206 1623 SH DFND 0 1623 0 ISHARES TR U.S. BAS MTL ETF 464287838 709 6942 SH DFND 0 6942 0 ISHARES TR DOW JONES US ETF 464287846 424 3172 SH DFND 0 3172 0 ISHARES TR EUROPE ETF 464287861 614 12982 SH DFND 0 12982 0 ISHARES TR SP SMCP600VL ETF 464287879 6392 41623 SH DFND 0 41623 0 ISHARES TR S&P SML 600 GWT 464287887 7714 45334 SH DFND 0 45334 0 ISHARES TR U.S. FIN SVC ETF 464287770 523 4007 SH DFND 0 4007 0 ISHARES TR EAFE GRWTH ETF 464288885 1787 22134 SH DFND 0 22134 0 ISHARES TR MSCI USA ESG SLC 464288802 269 2419 SH DFND 0 2419 0 ISHARES TR 10+ YR CR BD ETF 464289511 293 4634 SH DFND 0 4634 0 ISHARES TR MULTIFACTOR USA 46434V282 378 11906 SH DFND 0 11906 0 ISHARES TR 0-5YR HI YL CP 46434V407 4323 91728 SH DFND 0 91728 0 ISHARES TR MULTIFACTOR INTL 46434V274 610 21131 SH DFND 0 21131 0 ISHARES TR 0-5YR INVT GR CP 46434V100 552 10987 SH DFND 0 10987 0 ISHARES TR MRNGSTR INC ETF 46432F875 272 10532 SH DFND 0 10532 0 ISHARES TR MSCI EURO FL ETF 464289180 1092 46852 SH DFND 0 46852 0 ISHARES TR CORE 1 5 YR USD 46432F859 7214 144771 SH DFND 0 144771 0 ISHARES TR EAFE VALUE ETF 464288877 8153 147706 SH DFND 0 147706 0 ISHARES TR MSCI EMG MKT ETF 464287234 24060 510613 SH DFND 0 510613 0 ISHARES TR US OIL GS EX ETF 464288851 425 6545 SH DFND 0 6545 0 ISHARES TR GRWT ALLOCAT ETF 464289867 780 17358 SH DFND 0 17358 0 ISHARES TR US HLTHCR PR ETF 464288828 901 5744 SH DFND 0 5744 0 ISHARES TR U.S. MED DVC ETF 464288810 5726 33001 SH DFND 0 33001 0 ISHARES TR RUS TP200 GR ETF 464289438 3835 52429 SH DFND 0 52429 0 ISHARES TR USA QUALITY FCTR 46432F339 5456 65810 SH DFND 0 65810 0 ISHARES TR MODERT ALLOC ETF 464289875 423 11130 SH DFND 0 11130 0 ISHARES TR CONSER ALLOC ETF 464289883 246 7088 SH DFND 0 7088 0 ISHARES TR MSCI INDIA ETF 46429B598 1474 40855 SH DFND 0 40855 0 ISHARES TR MSCI INDIA SM CP 46429B614 503 9559 SH DFND 0 9559 0 ISHARES TR FLTG RATE NT ETF 46429B655 5504 108306 SH DFND 0 108306 0 ISHARES TR CORE HIGH DV ETF 46429B663 9082 100752 SH DFND 0 100752 0 ISHARES TR EXPONENTIAL TECH 46434V381 4419 124679 SH DFND 0 124679 0 ISHARES TR MIN VOL USA ETF 46429B697 57631 1091916 SH DFND 0 1091916 0 ISHARES TR U.S. PHARMA ETF 464288836 970 6286 SH DFND 0 6286 0 ISHARES TR USA SIZE FACTOR 46432F370 238 2839 SH DFND 0 2839 0 ISHARES TR EDGE MSCI USA VL 46432F388 939 11224 SH DFND 0 11224 0 ISHARES TR USA MOMENTUM FCT 46432F396 25874 250892 SH DFND 0 250892 0 ISHARES TR CORE MSCI TOTAL 46432F834 1916 30368 SH DFND 0 30368 0 ISHARES TR INDIA 50 ETF 464289529 406 10933 SH DFND 0 10933 0 ISHARES TR CORE MSCI EAFE 46432F842 42526 643451 SH DFND 0 643451 0 ISHARES TR MIN VOL EAFE ETF 46429B689 28178 386102 SH DFND 0 386102 0 ISHARES TR CRE U S REIT ETF 464288521 247 4989 SH DFND 0 4989 0 ISHARES TR U.S. INSRNCE ETF 464288786 1151 17282 SH DFND 0 17282 0 ISHARES TR TIPS BD ETF 464287176 18719 164086 SH DFND 0 164086 0 ISHARES TR CHINA LG-CAP ETF 464287184 616 13341 SH DFND 0 13341 0 ISHARES TR MICRO-CAP ETF 464288869 443 4629 SH DFND 0 4629 0 ISHARES TR NATIONAL MUN ETF 464288414 3947 35644 SH DFND 0 35644 0 ISHARES TR ASIA 50 ETF 464288430 838 12691 SH DFND 0 12691 0 ISHARES TR MBS ETF 464288588 7204 67586 SH DFND 0 67586 0 ISHARES TR IBOXX HI YD ETF 464288513 27142 311051 SH DFND 0 311051 0 ISHARES TR MRGSTR MD CP VAL 464288406 2100 13170 SH DFND 0 13170 0 ISHARES TR RESIDNL REAL EST 464288562 665 10684 SH DFND 0 10684 0 ISHARES TR S&P 100 ETF 464287101 8634 72776 SH DFND 0 72776 0 ISHARES TR MRNGSTR LG-CP GR 464287119 8301 53045 SH DFND 0 53045 0 ISHARES TR MRNGSTR LG-CP ET 464287127 2972 18702 SH DFND 0 18702 0 ISHARES TR CORE S&P TTL STK 464287150 5461 89324 SH DFND 0 89324 0 ISHARES TR SELECT DIVID ETF 464287168 9893 100371 SH DFND 0 100371 0 ISHARES TR INTL SEL DIV ETF 464288448 10145 300225 SH DFND 0 300225 0 ISHARES TR S&P US PFD STK 464288687 21784 572207 SH DFND 0 572207 0 ISHARES TR US REGNL BKS ETF 464288778 1446 29345 SH DFND 0 29345 0 ISHARES TR US AER DEF ETF 464288760 17818 94723 SH DFND 0 94723 0 ISHARES TR US HOME CONS ETF 464288752 1728 39531 SH DFND 0 39531 0 ISHARES TR GLB CNS DISC ETF 464288745 215 1963 SH DFND 0 1963 0 ISHARES TR MRNING SM CP ETF 464288703 259 1698 SH DFND 0 1698 0 ISHARES TR GLOBAL MATER ETF 464288695 886 12648 SH DFND 0 12648 0 ISHARES TR MSCI ACWI EX US 464288240 3003 60117 SH DFND 0 60117 0 ISHARES TR SHORT TREAS BD 464288679 474 4300 SH DFND 0 4300 0 ISHARES TR 3 7 YR TREAS BD 464288661 5145 42118 SH DFND 0 42118 0 ISHARES TR 10-20 YR TRS ETF 464288653 1580 11617 SH DFND 0 11617 0 ISHARES TR 1 3 YR CR BD ETF 464288646 13661 130680 SH DFND 0 130680 0 ISHARES TR INTRMD CR BD ETF 464288638 81231 743804 SH DFND 0 743804 0 ISHARES TR US CR BD ETF 464288620 5937 52991 SH DFND 0 52991 0 ISHARES TR MSCI KLD400 SOC 464288570 651 6622 SH DFND 0 6622 0 ISHARES TR TRANS AVG ETF 464287192 954 4980 SH DFND 0 4980 0 ISHARES U S ETF TR FXD INC BAL RISK 46431W846 895 8932 SH DFND 0 8932 0 ISHARES U S ETF TR IT RT HDG HGYL 46431W606 243 2677 SH DFND 0 2677 0 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 36398 726211 SH DFND 0 726211 0 ISHARES U S ETF TR COMMOD SEL STG 46431W853 345 9500 SH DFND 0 9500 0 J2 GLOBAL INC COM 48123V102 247 3294 SH DFND 0 3294 0 JANUS HENDERSON GROUP PLC NOTE 0.750% 7/1 47102XAH8 341 2000 SH DFND 0 2000 0 JD COM INC SPON ADR CL A 47215P106 434 10483 SH DFND 0 10483 0 JOHNSON & JOHNSON COM 478160104 16534 118333 SH DFND 0 118333 0 JOHNSON CTLS INTL PLC SHS G51502105 482 12635 SH DFND 0 12635 0 JONES LANG LASALLE INC COM 48020Q107 582 3910 SH DFND 0 3910 0 JP MORGAN EXCHANGE TRADED FD DIV RTN GLB EQ 46641Q100 438 7005 SH DFND 0 7005 0 JP MORGAN EXCHANGE TRADED FD DIV RTN INT EQ 46641Q209 2576 42895 SH DFND 0 42895 0 JPMORGAN CHASE & CO COM 46625H100 16527 154549 SH DFND 0 154549 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 2060 74986 SH DFND 0 74986 0 JUNIPER NETWORKS INC COM 48203R104 506 17771 SH DFND 0 17771 0 KAR AUCTION SVCS INC COM 48238T109 271 5374 SH DFND 0 5374 0 KELLOGG CO COM 487836108 1054 15497 SH DFND 0 15497 0 KEYCORP NEW COM 493267108 374 18561 SH DFND 0 18561 0 KIMBERLY CLARK CORP COM 494368103 3973 32926 SH DFND 0 32926 0 KIMCO RLTY CORP COM 49446R109 260 14318 SH DFND 0 14318 0 KINDER MORGAN INC DEL COM 49456B101 1089 60278 SH DFND 0 60278 0 KKR & CO L P DEL COM UNITS 48248M102 339 16116 SH DFND 0 16116 0 KKR INCOME OPPORTUNITIES FD COM 48249T106 425 26508 SH DFND 0 26508 0 KOHLS CORP COM 500255104 337 6221 SH DFND 0 6221 0 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 236 6234 SH DFND 0 6234 0 KRAFT HEINZ CO COM 500754106 3150 40508 SH DFND 0 40508 0 KRANESHARES TR CSI CHI INTERNET 500767306 890 15177 SH DFND 0 15177 0 KROGER CO COM 501044101 489 17811 SH DFND 0 17811 0 L BRANDS INC COM 501797104 288 4791 SH DFND 0 4791 0 L3 TECHNOLOGIES INC COM 502413107 282 1428 SH DFND 0 1428 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 267 1675 SH DFND 0 1675 0 LAM RESEARCH CORP COM 512807108 1185 6437 SH DFND 0 6437 0 LAMAR ADVERTISING CO NEW CL A 512816109 230 3103 SH DFND 0 3103 0 LAUDER ESTEE COS INC CL A 518439104 1589 12489 SH DFND 0 12489 0 LCI INDS COM 50189K103 295 2268 SH DFND 0 2268 0 LEAR CORP COM NEW 521865204 711 4025 SH DFND 0 4025 0 LEGG MASON ETF INVESTMENT TR LOW DIVI ETF 52468L406 1382 43822 SH DFND 0 43822 0 LENNOX INTL INC COM 526107107 603 2897 SH DFND 0 2897 0 LIBERTY ALL-STAR GROWTH FD I COM 529900102 799 144173 SH DFND 0 144173 0 LILLY ELI & CO COM 532457108 2093 24785 SH DFND 0 24785 0 LINCOLN NATL CORP IND COM 534187109 657 8552 SH DFND 0 8552 0 LITTELFUSE INC COM 537008104 248 1252 SH DFND 0 1252 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 258 68801 SH DFND 0 68801 0 LOCKHEED MARTIN CORP COM 539830109 7877 24535 SH DFND 0 24535 0 LOGMEIN INC COM 54142L109 415 3622 SH DFND 0 3622 0 LOWES COS INC COM 548661107 3824 41143 SH DFND 0 41143 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 3217 29159 SH DFND 0 29159 0 M & T BK CORP COM 55261F104 1190 6958 SH DFND 0 6958 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 304 4740 SH DFND 0 4740 0 MACYS INC COM 55616P104 525 20827 SH DFND 0 20827 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 998 14075 SH DFND 0 14075 0 MAIN STREET CAPITAL CORP COM 56035L104 1318 33165 SH DFND 0 33165 0 MANULIFE FINL CORP COM 56501R106 350 16795 SH DFND 0 16795 0 MARATHON OIL CORP COM 565849106 644 38055 SH DFND 0 38055 0 MARATHON PETE CORP COM 56585A102 1192 18071 SH DFND 0 18071 0 MARCUS CORP COM 566330106 705 25759 SH DFND 0 25759 0 MARRIOTT INTL INC NEW CL A 571903202 317 2339 SH DFND 0 2339 0 MARSH & MCLENNAN COS INC COM 571748102 1203 14780 SH DFND 0 14780 0 MASCO CORP COM 574599106 664 15101 SH DFND 0 15101 0 MASIMO CORP COM 574795100 526 6200 SH DFND 0 6200 0 MASTERCARD INCORPORATED CL A 57636Q104 7232 47783 SH DFND 0 47783 0 MATCH GROUP INC COM 57665R106 238 7595 SH DFND 0 7595 0 MATTEL INC COM 577081102 296 19241 SH DFND 0 19241 0 MAXIM INTEGRATED PRODS INC COM 57772K101 229 4389 SH DFND 0 4389 0 MAXWELL TECHNOLOGIES INC COM 577767106 101 17500 SH DFND 0 17500 0 MCCORMICK & CO INC COM NON VTG 579780206 1155 11332 SH DFND 0 11332 0 MCDONALDS CORP COM 580135101 8558 49723 SH DFND 0 49723 0 MCKESSON CORP COM 58155Q103 751 4816 SH DFND 0 4816 0 MEDALLION FINL CORP COM 583928106 66 18825 SH DFND 0 18825 0 MEDICAL PPTYS TRUST INC COM 58463J304 238 17249 SH DFND 0 17249 0 MEDIDATA SOLUTIONS INC COM 58471A105 608 9597 SH DFND 0 9597 0 MEDTRONIC PLC SHS G5960L103 3661 45343 SH DFND 0 45343 0 MERCADOLIBRE INC NOTE 2.250% 7/0 58733RAB8 751 3000 SH DFND 0 3000 0 MERCADOLIBRE INC COM 58733R102 462 1469 SH DFND 0 1469 0 MERCK & CO INC COM 58933Y105 8965 159326 SH DFND 0 159326 0 METLIFE INC COM 59156R108 3977 78656 SH DFND 0 78656 0 METTLER TOLEDO INTERNATIONAL COM 592688105 452 730 SH DFND 0 730 0 MEXICO FD INC COM 592835102 305 19338 SH DFND 0 19338 0 MFA FINL INC COM 55272X102 222 28058 SH DFND 0 28058 0 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 529 110475 SH DFND 0 110475 0 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 55 12000 SH DFND 0 12000 0 MFS INTERMEDIATE HIGH INC FD SH BEN INT 59318T109 51 17409 SH DFND 0 17409 0 MFS MUN INCOME TR SH BEN INT 552738106 376 54792 SH DFND 0 54792 0 MGM RESORTS INTERNATIONAL COM 552953101 289 8644 SH DFND 0 8644 0 MICHAEL KORS HLDGS LTD SHS G60754101 499 7930 SH DFND 0 7930 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 1192 7000 SH DFND 0 7000 0 MICROCHIP TECHNOLOGY INC COM 595017104 557 6342 SH DFND 0 6342 0 MICRON TECHNOLOGY INC COM 595112103 1372 33374 SH DFND 0 33374 0 MICROSOFT CORP COM 594918104 24210 283031 SH DFND 0 283031 0 MIDSOUTH BANCORP INC COM 598039105 288 21733 SH DFND 0 21733 0 MISONIX INC COM 604871103 133 14100 SH DFND 0 14100 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 128 17608 SH DFND 0 17608 0 MOHAWK INDS INC COM 608190104 292 1057 SH DFND 0 1057 0 MONDELEZ INTL INC CL A 609207105 1806 42186 SH DFND 0 42186 0 MONOLITHIC PWR SYS INC COM 609839105 294 2612 SH DFND 0 2612 0 MONROE CAP CORP COM 610335101 265 19267 SH DFND 0 19267 0 MONSANTO CO NEW COM 61166W101 1059 9064 SH DFND 0 9064 0 MONSTER BEVERAGE CORP NEW COM 61174X109 747 11804 SH DFND 0 11804 0 MOODYS CORP COM 615369105 767 5193 SH DFND 0 5193 0 MORGAN STANLEY COM NEW 617446448 2368 45138 SH DFND 0 45138 0 MORGAN STANLEY ASIA PAC FD I COM 61744U106 337 18332 SH DFND 0 18332 0 MORGAN STANLEY EM MKTS DM DE COM 617477104 188 24416 SH DFND 0 24416 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 1016 30634 SH DFND 0 30634 0 MORGAN STANLEY TRUSTS INCOME SECS INC 61745P874 251 13665 SH DFND 0 13665 0 MOSAIC CO NEW COM 61945C103 682 26578 SH DFND 0 26578 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 510 5647 SH DFND 0 5647 0 MSA SAFETY INC COM 553498106 214 2764 SH DFND 0 2764 0 NAPCO SEC TECHNOLOGIES INC COM 630402105 179 20500 SH DFND 0 20500 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 2219 37730 SH DFND 0 37730 0 NATIONAL OILWELL VARCO INC COM 637071101 522 14483 SH DFND 0 14483 0 NAVIDEA BIOPHARMACEUTICALS I COM 63937X103 4 11500 SH DFND 0 11500 0 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 58 24655 SH DFND 0 24655 0 NETAPP INC COM 64110D104 494 8923 SH DFND 0 8923 0 NETEASE INC SPONSORED ADR 64110W102 587 1702 SH DFND 0 1702 0 NETFLIX INC COM 64110L106 5279 27498 SH DFND 0 27498 0 NEUBERGER BERMAN HGH YLD FD COM 64128C106 147 12509 SH DFND 0 12509 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 791 44240 SH DFND 0 44240 0 NEW SR INVT GROUP INC COM 648691103 87 11485 SH DFND 0 11485 0 NEW YORK CMNTY BANCORP INC COM 649445103 238 18297 SH DFND 0 18297 0 NEW YORK MTG TR INC COM PAR $.02 649604501 78 12570 SH DFND 0 12570 0 NEWELL BRANDS INC COM 651229106 424 13718 SH DFND 0 13718 0 NEWMONT MINING CORP COM 651639106 329 8770 SH DFND 0 8770 0 NEWTEK BUSINESS SVCS CORP COM NEW 652526203 533 28846 SH DFND 0 28846 0 NEXTERA ENERGY INC COM 65339F101 2638 16892 SH DFND 0 16892 0 NIKE INC CL B 654106103 3071 49102 SH DFND 0 49102 0 NOBLE CORP PLC SHS USD G65431101 66 14526 SH DFND 0 14526 0 NORDSON CORP COM 655663102 214 1464 SH DFND 0 1464 0 NORDSTROM INC COM 655664100 472 9968 SH DFND 0 9968 0 NORFOLK SOUTHERN CORP COM 655844108 5137 35450 SH DFND 0 35450 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 44 25000 SH DFND 0 25000 0 NORTHROP GRUMMAN CORP COM 666807102 1173 3821 SH DFND 0 3821 0 NOVARTIS A G SPONSORED ADR 66987V109 1441 17157 SH DFND 0 17157 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 550 1000 SH DFND 0 1000 0 NOVO-NORDISK A S ADR 670100205 862 16066 SH DFND 0 16066 0 NRG YIELD INC CL C 62942X405 521 27583 SH DFND 0 27583 0 NUCOR CORP COM 670346105 1231 19354 SH DFND 0 19354 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 256 16566 SH DFND 0 16566 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 450 32723 SH DFND 0 32723 0 NUVEEN CONNECTICUT QLTY MUN COM 67060D107 421 35338 SH DFND 0 35338 0 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 265 21530 SH DFND 0 21530 0 NUVEEN MUN VALUE FD INC COM 670928100 1016 100252 SH DFND 0 100252 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 265 17361 SH DFND 0 17361 0 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 433 33397 SH DFND 0 33397 0 NUVEEN NEW YORK QLT MUN INC COM 67066X107 759 54912 SH DFND 0 54912 0 NUVEEN PFD & INCM OPPORTNYS COM 67073B106 152 14706 SH DFND 0 14706 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 505 49508 SH DFND 0 49508 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 403 28670 SH DFND 0 28670 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 307 21528 SH DFND 0 21528 0 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 237 13455 SH DFND 0 13455 0 NVIDIA CORP COM 67066G104 4949 25577 SH DFND 0 25577 0 NVIDIA CORP NOTE 1.000%12/0 67066GAC8 3839 4000 SH DFND 0 4000 0 NXP SEMICONDUCTORS N V COM N6596X109 335 2865 SH DFND 0 2865 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 1156 4806 SH DFND 0 4806 0 OCCIDENTAL PETE CORP DEL COM 674599105 2783 37788 SH DFND 0 37788 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 31 12303 SH DFND 0 12303 0 OCLARO INC COM NEW 67555N206 211 31331 SH DFND 0 31331 0 OLD DOMINION FGHT LINES INC COM 679580100 489 3715 SH DFND 0 3715 0 OMEGA HEALTHCARE INVS INC COM 681936100 2101 76291 SH DFND 0 76291 0 OMNICOM GROUP INC COM 681919106 377 5171 SH DFND 0 5171 0 ONEOK INC NEW COM 682680103 274 5123 SH DFND 0 5123 0 ORACLE CORP COM 68389X105 2848 60233 SH DFND 0 60233 0 ORANGE SPONSORED ADR 684060106 203 11687 SH DFND 0 11687 0 PACCAR INC COM 693718108 418 5880 SH DFND 0 5880 0 PACER FDS TR GLOBL CASH ETF 69374H709 485 15396 SH DFND 0 15396 0 PACKAGING CORP AMER COM 695156109 1419 11775 SH DFND 0 11775 0 PALO ALTO NETWORKS INC COM 697435105 320 2209 SH DFND 0 2209 0 PARK CITY GROUP INC COM NEW 700215304 104 10880 SH DFND 0 10880 0 PARKER HANNIFIN CORP COM 701094104 253 1266 SH DFND 0 1266 0 PAYCHEX INC COM 704326107 3155 46345 SH DFND 0 46345 0 PAYPAL HLDGS INC COM 70450Y103 2499 33939 SH DFND 0 33939 0 PENNEY J C INC COM 708160106 204 64695 SH DFND 0 64695 0 PEOPLES UNITED FINANCIAL INC COM 712704105 295 15754 SH DFND 0 15754 0 PEPSICO INC COM 713448108 7207 60095 SH DFND 0 60095 0 PFIZER INC COM 717081103 12184 336386 SH DFND 0 336386 0 PHILIP MORRIS INTL INC COM 718172109 8339 78929 SH DFND 0 78929 0 PHILLIPS 66 COM 718546104 1689 16702 SH DFND 0 16702 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 516 31374 SH DFND 0 31374 0 PIMCO CORPORATE INCOME STRAT COM 72200U100 1092 63503 SH DFND 0 63503 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 369 12279 SH DFND 0 12279 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 1435 14279 SH DFND 0 14279 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 11124 109534 SH DFND 0 109534 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 3544 33433 SH DFND 0 33433 0 PIMCO ETF TR 15+ YR US TIPS 72201R304 738 10665 SH DFND 0 10665 0 PIMCO ETF TR BROAD US TIPS 72201R403 259 4450 SH DFND 0 4450 0 PIMCO GLOBAL STOCKSPLS INCM COM 722011103 274 17783 SH DFND 0 17783 0 PIMCO HIGH INCOME FD COM SHS 722014107 958 128409 SH DFND 0 128409 0 PIMCO INCOME OPPORTUNITY FD COM 72202B100 1603 61880 SH DFND 0 61880 0 PIMCO INCOME STRATEGY FUND I COM 72201J104 106 10129 SH DFND 0 10129 0 PIMCO MUN INCOME FD III COM 72201A103 193 16633 SH DFND 0 16633 0 PIMCO NEW YORK MUN INCM FD 1 COM 72201E105 365 36756 SH DFND 0 36756 0 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 132 10356 SH DFND 0 10356 0 PIMCO STRATEGIC INCOME FD IN COM 72200X104 2388 260148 SH DFND 0 260148 0 PIONEER HIGH INCOME TR COM 72369H106 1673 172304 SH DFND 0 172304 0 PIONEER NAT RES CO COM 723787107 246 1424 SH DFND 0 1424 0 PNC FINL SVCS GROUP INC COM 693475105 1311 9083 SH DFND 0 9083 0 POLARIS INDS INC COM 731068102 428 3450 SH DFND 0 3450 0 POOL CORPORATION COM 73278L105 352 2715 SH DFND 0 2715 0 POWERSHARES ACTIVE MNG ETF T VAR RAT INV GR 73935B862 251 9952 SH DFND 0 9952 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 179 10762 SH DFND 0 10762 0 POWERSHARES ETF TR II INSUR NATL MUN 73936T474 1949 75517 SH DFND 0 75517 0 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 1993 77671 SH DFND 0 77671 0 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 12970 872784 SH DFND 0 872784 0 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 1431 75496 SH DFND 0 75496 0 POWERSHARES ETF TR II TXBLE MUN PRTFLO 73937B407 1307 42585 SH DFND 0 42585 0 POWERSHARES ETF TR II DWA TACT MLT 73937B399 271 10097 SH DFND 0 10097 0 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 11712 396480 SH DFND 0 396480 0 POWERSHARES ETF TR II DWA TCTL SCTR 73937B498 238 8420 SH DFND 0 8420 0 POWERSHARES ETF TR II S&P SMCP CONSU 73937B605 572 7647 SH DFND 0 7647 0 POWERSHARES ETF TR II S&P600 LOVL PT 73937B639 19435 420217 SH DFND 0 420217 0 POWERSHARES ETF TR II S&P400 LOVL PT 73937B647 22900 504623 SH DFND 0 504623 0 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 13833 326018 SH DFND 0 326018 0 POWERSHARES ETF TR II INTL DEV LOWVL 73937B688 281 8358 SH DFND 0 8358 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 55719 1167137 SH DFND 0 1167137 0 POWERSHARES ETF TR II S&P SMCP UTI P 73937B837 238 4511 SH DFND 0 4511 0 POWERSHARES ETF TR II S&P SMCP IT PO 73937B860 331 4326 SH DFND 0 4326 0 POWERSHARES ETF TR II PWRS INT BUYBK 73937B621 2204 58637 SH DFND 0 58637 0 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 276 5843 SH DFND 0 5843 0 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 209 5303 SH DFND 0 5303 0 POWERSHARES ETF TRUST GOLDEN DRG CHINA 73935X401 344 7666 SH DFND 0 7666 0 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 1923 46357 SH DFND 0 46357 0 POWERSHARES ETF TRUST S&P 500 QLTY PRT 73935X682 7659 251520 SH DFND 0 251520 0 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 1533 28440 SH DFND 0 28440 0 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 1750 45092 SH DFND 0 45092 0 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 323 19557 SH DFND 0 19557 0 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 2532 142157 SH DFND 0 142157 0 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 750 22167 SH DFND 0 22167 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 18170 159973 SH DFND 0 159973 0 POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 1071 21222 SH DFND 0 21222 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 2841 150541 SH DFND 0 150541 0 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 161 12967 SH DFND 0 12967 0 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 42684 826737 SH DFND 0 826737 0 POWERSHARES ETF TRUST DYN BLDG CNSTR 73935X666 894 25769 SH DFND 0 25769 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 2627 44511 SH DFND 0 44511 0 POWERSHARES ETF TRUST II GLBL ST HI YLD 73936Q710 388 16291 SH DFND 0 16291 0 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 1074 44941 SH DFND 0 44941 0 POWERSHARES ETF TRUST II KBW YIELD REIT 73936Q819 2886 81491 SH DFND 0 81491 0 POWERSHARES ETF TRUST II KBW HG YLD FIN 73936Q793 721 30531 SH DFND 0 30531 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 1899 82418 SH DFND 0 82418 0 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 795 37058 SH DFND 0 37058 0 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 242 9184 SH DFND 0 9184 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 88910 570816 SH DFND 0 570816 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 167 16428 SH DFND 0 16428 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 254 10565 SH DFND 0 10565 0 PPG INDS INC COM 693506107 783 6702 SH DFND 0 6702 0 PPL CORP COM 69351T106 1549 50041 SH DFND 0 50041 0 PRAXAIR INC COM 74005P104 521 3367 SH DFND 0 3367 0 PREFERRED APT CMNTYS INC COM 74039L103 230 11350 SH DFND 0 11350 0 PRICE T ROWE GROUP INC COM 74144T108 1391 13260 SH DFND 0 13260 0 PRICELINE GRP INC COM NEW 741503403 2139 1231 SH DFND 0 1231 0 PRICELINE GRP INC NOTE 1.000% 3/1 741503AQ9 2200 12000 SH DFND 0 12000 0 PRINCIPAL FINL GROUP INC COM 74251V102 291 4119 SH DFND 0 4119 0 PROCTER AND GAMBLE CO COM 742718109 10026 109117 SH DFND 0 109117 0 PROLOGIS INC COM 74340W103 422 6545 SH DFND 0 6545 0 PROSHARES TR INVT INT RT HG 74347B607 4781 62073 SH DFND 0 62073 0 PROSHARES TR MORNINGSTAR ALTR 74347B813 227 5962 SH DFND 0 5962 0 PROSHARES TR S&P 500 DV ARIST 74348A467 4880 76202 SH DFND 0 76202 0 PROSHARES TR INFLATN EXPECTNS 74348A814 212 7651 SH DFND 0 7651 0 PROSHARES TR S&P MDCP 400 DIV 74347B680 710 13015 SH DFND 0 13015 0 PROSHARES TR PSHS LC COR PLUS 74347R248 3230 48389 SH DFND 0 48389 0 PROSPECT CAPITAL CORPORATION COM 74348T102 803 119206 SH DFND 0 119206 0 PRUDENTIAL FINL INC COM 744320102 1126 9791 SH DFND 0 9791 0 PUBLIC STORAGE COM 74460D109 1449 6934 SH DFND 0 6934 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 1314 25508 SH DFND 0 25508 0 PULTE GROUP INC COM 745867101 315 9470 SH DFND 0 9470 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 325 26328 SH DFND 0 26328 0 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 1265 237312 SH DFND 0 237312 0 PVH CORP COM 693656100 528 3850 SH DFND 0 3850 0 QEP RES INC COM 74733V100 122 12719 SH DFND 0 12719 0 QUAKER CHEM CORP COM 747316107 730 4839 SH DFND 0 4839 0 QUALCOMM INC COM 747525103 3533 55179 SH DFND 0 55179 0 QUEST DIAGNOSTICS INC COM 74834L100 427 4331 SH DFND 0 4331 0 RALPH LAUREN CORP CL A 751212101 262 2524 SH DFND 0 2524 0 RAYMOND JAMES FINANCIAL INC COM 754730109 337 3778 SH DFND 0 3778 0 RAYTHEON CO COM NEW 755111507 1896 10094 SH DFND 0 10094 0 REALITY SHS ETF TR DIVCN DIVD ETF 75605A504 262 9615 SH DFND 0 9615 0 REALITY SHS ETF TR DIVS ETF 75605A108 659 25283 SH DFND 0 25283 0 REALTY INCOME CORP COM 756109104 2281 39995 SH DFND 0 39995 0 RED HAT INC COM 756577102 412 3431 SH DFND 0 3431 0 REGAL ENTMT GROUP CL A 758766109 405 17621 SH DFND 0 17621 0 REGENERON PHARMACEUTICALS COM 75886F107 1779 4731 SH DFND 0 4731 0 REGIONS FINL CORP NEW COM 7591EP100 378 21858 SH DFND 0 21858 0 REINSURANCE GROUP AMER INC COM NEW 759351604 507 3249 SH DFND 0 3249 0 RESMED INC COM 761152107 262 3097 SH DFND 0 3097 0 RH COM 74967X103 201 2332 SH DFND 0 2332 0 RIO TINTO PLC SPONSORED ADR 767204100 285 5379 SH DFND 0 5379 0 RITE AID CORP COM 767754104 114 57700 SH DFND 0 57700 0 RIVERNORTH DOUBLELINE STRATE COM 76882G107 1036 56351 SH DFND 0 56351 0 RMR REAL ESTATE INCOME FUND COM 76970B101 1732 90741 SH DFND 0 90741 0 ROBERT HALF INTL INC COM 770323103 241 4347 SH DFND 0 4347 0 ROCKWELL AUTOMATION INC COM 773903109 569 2896 SH DFND 0 2896 0 ROCKWELL COLLINS INC COM 774341101 566 4175 SH DFND 0 4175 0 ROGERS CORP COM 775133101 237 1461 SH DFND 0 1461 0 ROLLINS INC COM 775711104 255 5474 SH DFND 0 5474 0 ROPER TECHNOLOGIES INC COM 776696106 784 3029 SH DFND 0 3029 0 ROSS STORES INC COM 778296103 347 4326 SH DFND 0 4326 0 ROWAN COMPANIES PLC SHS CL A G7665A101 1223 78083 SH DFND 0 78083 0 ROYAL BK CDA MONTREAL QUE COM 780087102 1056 12939 SH DFND 0 12939 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 719 6024 SH DFND 0 6024 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 602 8823 SH DFND 0 8823 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 3716 55707 SH DFND 0 55707 0 ROYAL GOLD INC NOTE 2.875% 6/1 780287AA6 751 7000 SH DFND 0 7000 0 ROYCE VALUE TR INC COM 780910105 754 46600 SH DFND 0 46600 0 RPM INTL INC COM 749685103 930 17749 SH DFND 0 17749 0 RPM INTL INC NOTE 2.250%12/1 749685AT0 346 3000 SH DFND 0 3000 0 RTI INTL METALS INC NOTE 1.625%10/1 74973WAB3 571 5000 SH DFND 0 5000 0 RYANAIR HLDGS PLC SPONSORED ADR NE 783513203 418 4012 SH DFND 0 4012 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 1991 12918 SH DFND 0 12918 0 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 1110 16751 SH DFND 0 16751 0 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 2439 23263 SH DFND 0 23263 0 RYDEX ETF TRUST GUG S&P500 EWCON 78355W874 508 3797 SH DFND 0 3797 0 RYDEX ETF TRUST GUG S&P500EQWTEN 78355W866 231 3964 SH DFND 0 3964 0 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 226 1581 SH DFND 0 1581 0 RYDEX ETF TRUST GUG S&P SC600 PG 78355W809 641 5593 SH DFND 0 5593 0 RYDEX ETF TRUST GUGGENHM S&P 400 78355W577 248 3850 SH DFND 0 3850 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 51438 509133 SH DFND 0 509133 0 S&P GLOBAL INC COM 78409V104 308 1818 SH DFND 0 1818 0 SALESFORCE COM INC NOTE 0.250% 4/0 79466LAD6 766 5000 SH DFND 0 5000 0 SALESFORCE COM INC COM 79466L302 1416 13851 SH DFND 0 13851 0 SANOFI SPONSORED ADR 80105N105 1598 37170 SH DFND 0 37170 0 SAP SE SPON ADR 803054204 415 3691 SH DFND 0 3691 0 SAREPTA THERAPEUTICS INC COM 803607100 502 9026 SH DFND 0 9026 0 SCHEIN HENRY INC COM 806407102 511 7309 SH DFND 0 7309 0 SCHLUMBERGER LTD COM 806857108 1666 24727 SH DFND 0 24727 0 SCHWAB CHARLES CORP NEW COM 808513105 719 13998 SH DFND 0 13998 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 13534 397235 SH DFND 0 397235 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 2279 41111 SH DFND 0 41111 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1498 28790 SH DFND 0 28790 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3435 53862 SH DFND 0 53862 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 1594 38306 SH DFND 0 38306 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 359 5559 SH DFND 0 5559 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1168 16519 SH DFND 0 16519 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2062 38706 SH DFND 0 38706 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1984 38781 SH DFND 0 38781 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 8981 321423 SH DFND 0 321423 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 405 13664 SH DFND 0 13664 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 1467 39169 SH DFND 0 39169 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 244 3505 SH DFND 0 3505 0 SCORPIO TANKERS INC SHS Y7542C106 168 55228 SH DFND 0 55228 0 SCOTTS MIRACLE GRO CO CL A 810186106 301 2815 SH DFND 0 2815 0 SEADRILL LIMITED SHS G7945E105 3 12667 SH DFND 0 12667 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 637 15227 SH DFND 0 15227 0 SEALED AIR CORP NEW COM 81211K100 232 4711 SH DFND 0 4711 0 SEI INVESTMENTS CO COM 784117103 411 5723 SH DFND 0 5723 0 SELECT INCOME REIT COM SH BEN INT 81618T100 1711 68068 SH DFND 0 68068 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 7414 97975 SH DFND 0 97975 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 7042 133669 SH DFND 0 133669 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 9806 153339 SH DFND 0 153339 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 816 24768 SH DFND 0 24768 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 11062 133788 SH DFND 0 133788 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 36758 1317016 SH DFND 0 1317016 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 18011 249250 SH DFND 0 249250 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 7833 79369 SH DFND 0 79369 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 13531 237850 SH DFND 0 237850 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2209 36493 SH DFND 0 36493 0 SEMPRA ENERGY COM 816851109 291 2720 SH DFND 0 2720 0 SENIOR HSG PPTYS TR SH BEN INT 81721M109 231 12079 SH DFND 0 12079 0 SERVICENOW INC NOTE 11/0 81762PAB8 705 4000 SH DFND 0 4000 0 SHERWIN WILLIAMS CO COM 824348106 2305 5622 SH DFND 0 5622 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 211 13585 SH DFND 0 13585 0 SHIRE PLC SPONSORED ADR 82481R106 266 1712 SH DFND 0 1712 0 SHOPIFY INC CL A 82509L107 239 2369 SH DFND 0 2369 0 SHORE BANCSHARES INC COM 825107105 195 11689 SH DFND 0 11689 0 SIERRA ONCOLOGY INC COM 82640U107 52 14000 SH DFND 0 14000 0 SIMON PPTY GROUP INC NEW COM 828806109 664 3868 SH DFND 0 3868 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 380 10030 SH DFND 0 10030 0 SIRIUS XM HLDGS INC COM 82968B103 527 98233 SH DFND 0 98233 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 565 8489 SH DFND 0 8489 0 SKYWORKS SOLUTIONS INC COM 83088M102 632 6656 SH DFND 0 6656 0 SM ENERGY CO COM 78454L100 240 10855 SH DFND 0 10855 0 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 292 8336 SH DFND 0 8336 0 SMITH A O COM 831865209 224 3649 SH DFND 0 3649 0 SMUCKER J M CO COM NEW 832696405 340 2734 SH DFND 0 2734 0 SNAP INC CL A 83304A106 546 37396 SH DFND 0 37396 0 SNAP ON INC COM 833034101 1260 7228 SH DFND 0 7228 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 294 4960 SH DFND 0 4960 0 SOUTHCROSS ENERGY PARTNERS L COM UNIT LTDPT 84130C100 21 12503 SH DFND 0 12503 0 SOUTHERN CO COM 842587107 4696 97654 SH DFND 0 97654 0 SOUTHWEST AIRLS CO COM 844741108 1144 17474 SH DFND 0 17474 0 SOUTHWESTERN ENERGY CO COM 845467109 70 12618 SH DFND 0 12618 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 7481 30240 SH DFND 0 30240 0 SPDR GOLD TRUST GOLD SHS 78463V107 22139 179046 SH DFND 0 179046 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 385 9467 SH DFND 0 9467 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 5611 136146 SH DFND 0 136146 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 407 10063 SH DFND 0 10063 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 9541 195195 SH DFND 0 195195 0 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 417 8492 SH DFND 0 8492 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 14407 454477 SH DFND 0 454477 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 3008 84792 SH DFND 0 84792 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 248 6506 SH DFND 0 6506 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 256 2384 SH DFND 0 2384 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 156827 587675 SH DFND 0 587675 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 5740 16619 SH DFND 0 16619 0 SPDR SER TR SPDR BLOOMBERG 78468R663 1070 11705 SH DFND 0 11705 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 217 7273 SH DFND 0 7273 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 2029 73632 SH DFND 0 73632 0 SPDR SER TR DORSEY WRGT FI 78468R713 10846 429022 SH DFND 0 429022 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 1107 22614 SH DFND 0 22614 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 2572 53676 SH DFND 0 53676 0 SPDR SER TR BLOMBERG 1 10 YR 78468R861 274 14196 SH DFND 0 14196 0 SPDR SER TR SSGA US SMAL ETF 78468R887 1417 15510 SH DFND 0 15510 0 SPDR SER TR BLOMBERG BRC INV 78468R200 321 10451 SH DFND 0 10451 0 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 836 26688 SH DFND 0 26688 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 71576 757573 SH DFND 0 757573 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 328 7407 SH DFND 0 7407 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 3102 36554 SH DFND 0 36554 0 SPDR SERIES TRUST BLOMBERG BRC INT 78464A334 1481 46110 SH DFND 0 46110 0 SPDR SERIES TRUST NYSE TECH ETF 78464A102 256 3059 SH DFND 0 3059 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 1286 5658 SH DFND 0 5658 0 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 247 4439 SH DFND 0 4439 0 SPDR SERIES TRUST S&P BK ETF 78464A797 763 16118 SH DFND 0 16118 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1800 14317 SH DFND 0 14317 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 369 3584 SH DFND 0 3584 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 6773 133846 SH DFND 0 133846 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 413 12071 SH DFND 0 12071 0 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 942 28534 SH DFND 0 28534 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 16551 450744 SH DFND 0 450744 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 512 16828 SH DFND 0 16828 0 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 700 22806 SH DFND 0 22806 0 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 2894 101794 SH DFND 0 101794 0 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 210 3229 SH DFND 0 3229 0 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 811 18415 SH DFND 0 18415 0 SPDR SERIES TRUST COMP SOFTWARE 78464A599 472 6796 SH DFND 0 6796 0 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 2398 15421 SH DFND 0 15421 0 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 1393 10475 SH DFND 0 10475 0 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 642 19318 SH DFND 0 19318 0 SPDR SERIES TRUST S&P INS ETF 78464A789 877 28561 SH DFND 0 28561 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 211 5665 SH DFND 0 5665 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 7863 133603 SH DFND 0 133603 0 SPDR SERIES TRUST BLMBRG BRC INTRM 78464A672 258 4339 SH DFND 0 4339 0 SPDR SERIES TRUST BLOMBRG BRC TIPS 78464A656 3754 66743 SH DFND 0 66743 0 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 457 15900 SH DFND 0 15900 0 SPDR SERIES TRUST AEROSPACE DEF 78464A631 3488 41739 SH DFND 0 41739 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 20236 215989 SH DFND 0 215989 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 225 5678 SH DFND 0 5678 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 453 5193 SH DFND 0 5193 0 SPLUNK INC COM 848637104 292 3521 SH DFND 0 3521 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 194 18273 SH DFND 0 18273 0 SQUARE INC CL A 852234103 1010 29136 SH DFND 0 29136 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 449 11088 SH DFND 0 11088 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 1016 21538 SH DFND 0 21538 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 12523 257455 SH DFND 0 257455 0 STANLEY BLACK & DECKER INC COM 854502101 1499 8835 SH DFND 0 8835 0 STARBUCKS CORP COM 855244109 4135 71995 SH DFND 0 71995 0 STARWOOD PPTY TR INC COM 85571B105 392 18364 SH DFND 0 18364 0 STATE STR CORP COM 857477103 753 7713 SH DFND 0 7713 0 STERIS PLC SHS USD G84720104 436 4986 SH DFND 0 4986 0 STERLING BANCORP DEL COM 85917A100 237 9648 SH DFND 0 9648 0 STIFEL FINL CORP COM 860630102 216 3620 SH DFND 0 3620 0 STMICROELECTRONICS N V NY REGISTRY 861012102 432 19792 SH DFND 0 19792 0 STONEMOR PARTNERS L P COM UNITS INT 86183Q100 83 12659 SH DFND 0 12659 0 STORE CAP CORP COM 862121100 588 22594 SH DFND 0 22594 0 STRYKER CORP COM 863667101 580 3746 SH DFND 0 3746 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 441 50769 SH DFND 0 50769 0 SUN CMNTYS INC COM 866674104 379 4087 SH DFND 0 4087 0 SUN LIFE FINL INC COM 866796105 535 12962 SH DFND 0 12962 0 SUNCOR ENERGY INC NEW COM 867224107 361 9822 SH DFND 0 9822 0 SUNPOWER CORP DBCV 0.750% 6/0 867652AG4 395 4000 SH DFND 0 4000 0 SUNTRUST BKS INC COM 867914103 549 8502 SH DFND 0 8502 0 SUPERIOR ENERGY SVCS INC COM 868157108 278 28887 SH DFND 0 28887 0 SVB FINL GROUP COM 78486Q101 247 1056 SH DFND 0 1056 0 SYNCHRONY FINL COM 87165B103 217 5620 SH DFND 0 5620 0 SYNOPSYS INC COM 871607107 307 3602 SH DFND 0 3602 0 SYSCO CORP COM 871829107 975 16062 SH DFND 0 16062 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1412 35623 SH DFND 0 35623 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 248 2263 SH DFND 0 2263 0 TANGER FACTORY OUTLET CTRS I COM 875465106 944 35610 SH DFND 0 35610 0 TAPESTRY INC COM 876030107 298 6736 SH DFND 0 6736 0 TARGET CORP COM 87612E106 2019 30946 SH DFND 0 30946 0 TATA MTRS LTD SPONSORED ADR 876568502 303 9166 SH DFND 0 9166 0 TCW STRATEGIC INCOME FUND IN COM 872340104 542 92412 SH DFND 0 92412 0 TD AMERITRADE HLDG CORP COM 87236Y108 370 7228 SH DFND 0 7228 0 TE CONNECTIVITY LTD REG SHS H84989104 492 5182 SH DFND 0 5182 0 TEKLA HEALTHCARE OPPORTUNIT SHS 879105104 311 17776 SH DFND 0 17776 0 TEMPLETON EMERG MKTS INCOME COM 880192109 397 35535 SH DFND 0 35535 0 TERADYNE INC COM 880770102 1037 24769 SH DFND 0 24769 0 TESLA INC COM 88160R101 2405 7724 SH DFND 0 7724 0 TESLA INC NOTE 0.250% 3/0 88160RAB7 1056 10000 SH DFND 0 10000 0 TESLA INC NOTE 1.250% 3/0 88160RAC5 649 6000 SH DFND 0 6000 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 1981 104517 SH DFND 0 104517 0 TEXAS INSTRS INC COM 882508104 2736 26194 SH DFND 0 26194 0 TEXAS ROADHOUSE INC COM 882681109 206 3911 SH DFND 0 3911 0 TEXTRON INC COM 883203101 354 6256 SH DFND 0 6256 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1022 5382 SH DFND 0 5382 0 THOR INDS INC COM 885160101 780 5172 SH DFND 0 5172 0 TIME WARNER INC COM NEW 887317303 880 9617 SH DFND 0 9617 0 TJX COS INC NEW COM 872540109 1319 17250 SH DFND 0 17250 0 TOLL BROTHERS INC COM 889478103 404 8419 SH DFND 0 8419 0 TOPBUILD CORP COM 89055F103 2723 35955 SH DFND 0 35955 0 TORO CO COM 891092108 909 13929 SH DFND 0 13929 0 TORONTO DOMINION BK ONT COM NEW 891160509 1214 20723 SH DFND 0 20723 0 TOTAL S A SPONSORED ADR 89151E109 3716 67225 SH DFND 0 67225 0 TOTAL SYS SVCS INC COM 891906109 622 7870 SH DFND 0 7870 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 293 2301 SH DFND 0 2301 0 TRACTOR SUPPLY CO COM 892356106 438 5858 SH DFND 0 5858 0 TRANSOCEAN LTD REG SHS H8817H100 1835 171811 SH DFND 0 171811 0 TRAVELERS COMPANIES INC COM 89417E109 881 6495 SH DFND 0 6495 0 TRINITY INDS INC COM 896522109 204 5434 SH DFND 0 5434 0 TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 209 16453 SH DFND 0 16453 0 TRITON INTL LTD CL A G9078F107 350 9350 SH DFND 0 9350 0 TURQUOISE HILL RES LTD COM 900435108 37 10752 SH DFND 0 10752 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 245 7099 SH DFND 0 7099 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 2334 68393 SH DFND 0 68393 0 TWITTER INC COM 90184L102 327 13633 SH DFND 0 13633 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 745 8000 SH DFND 0 8000 0 TYLER TECHNOLOGIES INC COM 902252105 253 1429 SH DFND 0 1429 0 TYSON FOODS INC CL A 902494103 4140 51069 SH DFND 0 51069 0 UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 341 16417 SH DFND 0 16417 0 UBS AG LONDON BRH ETRAC ALER MLP 90267B682 205 11863 SH DFND 0 11863 0 UGI CORP NEW COM 902681105 626 13324 SH DFND 0 13324 0 ULTA BEAUTY INC COM 90384S303 542 2425 SH DFND 0 2425 0 UNDER ARMOUR INC CL A 904311107 192 13292 SH DFND 0 13292 0 UNDER ARMOUR INC CL C 904311206 170 12768 SH DFND 0 12768 0 UNILEVER N V N Y SHS NEW 904784709 1464 25995 SH DFND 0 25995 0 UNILEVER PLC SPON ADR NEW 904767704 779 14078 SH DFND 0 14078 0 UNION BANKSHARES CORP NEW COM 90539J109 1000 27646 SH DFND 0 27646 0 UNION PAC CORP COM 907818108 3003 22395 SH DFND 0 22395 0 UNITED PARCEL SERVICE INC CL B 911312106 3348 28098 SH DFND 0 28098 0 UNITED RENTALS INC COM 911363109 1613 9384 SH DFND 0 9384 0 UNITED STATES OIL FUND LP UNITS 91232N108 404 33609 SH DFND 0 33609 0 UNITED TECHNOLOGIES CORP COM 913017109 10898 85425 SH DFND 0 85425 0 UNITEDHEALTH GROUP INC COM 91324P102 9910 44954 SH DFND 0 44954 0 UNITI GROUP INC COM 91325V108 223 12538 SH DFND 0 12538 0 UNUM GROUP COM 91529Y106 275 5013 SH DFND 0 5013 0 US BANCORP DEL COM NEW 902973304 695 12979 SH DFND 0 12979 0 V F CORP COM 918204108 443 5989 SH DFND 0 5989 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 843 40581 SH DFND 0 40581 0 VALERO ENERGY CORP NEW COM 91913Y100 1881 20463 SH DFND 0 20463 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 667 25600 SH DFND 0 25600 0 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 239 9448 SH DFND 0 9448 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 523 27556 SH DFND 0 27556 0 VANECK VECTORS ETF TR AMT FREE SHORT M 92189F528 526 30500 SH DFND 0 30500 0 VANECK VECTORS ETF TR AMT FREE INT ETF 92189F544 1310 54418 SH DFND 0 54418 0 VANECK VECTORS ETF TR UNCVTL OIL GAS 92189F668 481 30710 SH DFND 0 30710 0 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 245 12481 SH DFND 0 12481 0 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 249 11751 SH DFND 0 11751 0 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 6674 222834 SH DFND 0 222834 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 2367 75857 SH DFND 0 75857 0 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 352 14372 SH DFND 0 14372 0 VANECK VECTORS ETF TR STEEL ETF 92189F205 364 7940 SH DFND 0 7940 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 538 23134 SH DFND 0 23134 0 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 837 50427 SH DFND 0 50427 0 VANECK VECTORS ETF TR MTG REIT INCOME 92189F452 260 10784 SH DFND 0 10784 0 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 787 5944 SH DFND 0 5944 0 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 1850 12679 SH DFND 0 12679 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 2444 17843 SH DFND 0 17843 0 VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 921932844 490 4028 SH DFND 0 4028 0 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 3983 29927 SH DFND 0 29927 0 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 799 6247 SH DFND 0 6247 0 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 2583 18537 SH DFND 0 18537 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 3938 41417 SH DFND 0 41417 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 4826 57572 SH DFND 0 57572 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 39018 493272 SH DFND 0 493272 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 29021 355775 SH DFND 0 355775 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 9353 172025 SH DFND 0 172025 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 26905 196029 SH DFND 0 196029 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 33634 253310 SH DFND 0 253310 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 46938 191357 SH DFND 0 191357 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 33975 304514 SH DFND 0 304514 0 VANGUARD INDEX FDS REIT ETF 922908553 9568 115301 SH DFND 0 115301 0 VANGUARD INDEX FDS MID CAP ETF 922908629 33197 214476 SH DFND 0 214476 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 33837 276043 SH DFND 0 276043 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1486 13296 SH DFND 0 13296 0 VANGUARD INDEX FDS GROWTH ETF 922908736 88577 629767 SH DFND 0 629767 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 25953 175597 SH DFND 0 175597 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 26604 208301 SH DFND 0 208301 0 VANGUARD INDEX FDS VALUE ETF 922908744 58429 549560 SH DFND 0 549560 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 28690 178364 SH DFND 0 178364 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 3654 61781 SH DFND 0 61781 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 11268 154562 SH DFND 0 154562 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 48206 1050007 SH DFND 0 1050007 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 8911 162846 SH DFND 0 162846 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1820 24514 SH DFND 0 24514 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 6362 53362 SH DFND 0 53362 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 263 4349 SH DFND 0 4349 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 1053 21562 SH DFND 0 21562 0 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 414 3053 SH DFND 0 3053 0 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 272 2485 SH DFND 0 2485 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 598 4892 SH DFND 0 4892 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 2531 28962 SH DFND 0 28962 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 1118 14334 SH DFND 0 14334 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 1984 20725 SH DFND 0 20725 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1440 27462 SH DFND 0 27462 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 7926 99955 SH DFND 0 99955 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 583 5369 SH DFND 0 5369 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 2521 41829 SH DFND 0 41829 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 821 12844 SH DFND 0 12844 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 3203 23208 SH DFND 0 23208 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 260 2119 SH DFND 0 2119 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 78839 772703 SH DFND 0 772703 0 VANGUARD STAR FD VG TL INTL STK F 921909768 4743 83484 SH DFND 0 83484 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 21177 472069 SH DFND 0 472069 0 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 670 8341 SH DFND 0 8341 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 22680 264861 SH DFND 0 264861 0 VANGUARD WHITEHALL FDS INC INTL DVD ETF 921946810 403 6074 SH DFND 0 6074 0 VANGUARD WORLD FD EXTENDED DUR 921910709 441 3646 SH DFND 0 3646 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 244 2191 SH DFND 0 2191 0 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 407 5322 SH DFND 0 5322 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 921 10035 SH DFND 0 10035 0 VANGUARD WORLD FDS TELCOMM ETF 92204A884 1398 15339 SH DFND 0 15339 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 2039 17493 SH DFND 0 17493 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1580 10133 SH DFND 0 10133 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 3648 26689 SH DFND 0 26689 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 3326 23362 SH DFND 0 23362 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 7165 43494 SH DFND 0 43494 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 4517 64496 SH DFND 0 64496 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 8614 55881 SH DFND 0 55881 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 6202 42466 SH DFND 0 42466 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 1585 16016 SH DFND 0 16016 0 VECTOR GROUP LTD COM 92240M108 386 17259 SH DFND 0 17259 0 VENTAS INC COM 92276F100 2692 44857 SH DFND 0 44857 0 VEREIT INC COM 92339V100 347 44589 SH DFND 0 44589 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 1669 5000 SH DFND 0 5000 0 VERISK ANALYTICS INC COM 92345Y106 253 2633 SH DFND 0 2633 0 VERIZON COMMUNICATIONS INC COM 92343V104 20927 395364 SH DFND 0 395364 0 VERTEX PHARMACEUTICALS INC COM 92532F100 361 2409 SH DFND 0 2409 0 VICTORY PORTFOLIOS II SHS EMRG MKT ETF 92647N857 203 6839 SH DFND 0 6839 0 VICTORY PORTFOLIOS II SHS US EQ INCM 92647N824 527 11356 SH DFND 0 11356 0 VICTORY PORTFOLIOS II SHS US 500 ENHA 92647N782 248 5075 SH DFND 0 5075 0 VIRTUS GLOBAL DIVID INCOME F COM 92835W107 147 11006 SH DFND 0 11006 0 VISA INC COM CL A 92826C839 11412 100088 SH DFND 0 100088 0 VMWARE INC CL A COM 928563402 468 3736 SH DFND 0 3736 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 3643 114214 SH DFND 0 114214 0 VULCAN MATLS CO COM 929160109 505 3933 SH DFND 0 3933 0 W P CAREY INC COM 92936U109 1570 22793 SH DFND 0 22793 0 WABCO HLDGS INC COM 92927K102 236 1645 SH DFND 0 1645 0 WABTEC CORP COM 929740108 326 4004 SH DFND 0 4004 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 2517 34654 SH DFND 0 34654 0 WAL-MART STORES INC COM 931142103 5262 53283 SH DFND 0 53283 0 WASTE MGMT INC DEL COM 94106L109 8760 101508 SH DFND 0 101508 0 WEATHERFORD INTL PLC ORD SHS G48833100 242 58030 SH DFND 0 58030 0 WEC ENERGY GROUP INC COM 92939U106 576 8668 SH DFND 0 8668 0 WEIBO CORP SPONSORED ADR 948596101 457 4415 SH DFND 0 4415 0 WELLS FARGO CO NEW COM 949746101 6643 109491 SH DFND 0 109491 0 WELLS FARGO GLOBAL DIVIDEND COM 94987C103 63 10590 SH DFND 0 10590 0 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 123 14700 SH DFND 0 14700 0 WELLTOWER INC COM 95040Q104 2494 39104 SH DFND 0 39104 0 WESTAR ENERGY INC COM 95709T100 461 8731 SH DFND 0 8731 0 WESTERN ASSET CLYM INFL OPP COM 95766R104 1315 115133 SH DFND 0 115133 0 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 656 55616 SH DFND 0 55616 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 538 34614 SH DFND 0 34614 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 675 133107 SH DFND 0 133107 0 WESTERN ASSET INTM MUNI FD I COM 958435109 134 14395 SH DFND 0 14395 0 WESTERN ASSET MTG DEF OPPTY COM 95790B109 2925 118575 SH DFND 0 118575 0 WESTERN ASST MNGD MUN FD INC COM 95766M105 202 14377 SH DFND 0 14377 0 WESTERN DIGITAL CORP COM 958102105 2170 27289 SH DFND 0 27289 0 WESTERN UN CO COM 959802109 526 27684 SH DFND 0 27684 0 WESTLAKE CHEM CORP COM 960413102 518 4859 SH DFND 0 4859 0 WESTPAC BKG CORP SPONSORED ADR 961214301 212 8696 SH DFND 0 8696 0 WEYERHAEUSER CO COM 962166104 548 15539 SH DFND 0 15539 0 WHIRLPOOL CORP COM 963320106 319 1894 SH DFND 0 1894 0 WILLIAMS COS INC DEL COM 969457100 228 7468 SH DFND 0 7468 0 WILLIAMS SONOMA INC COM 969904101 299 5776 SH DFND 0 5776 0 WIPRO LTD SPON ADR 1 SH 97651M109 57 10421 SH DFND 0 10421 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 788 13281 SH DFND 0 13281 0 WISDOMTREE TR US MIDCP EARNING 97717W570 4631 116717 SH DFND 0 116717 0 WISDOMTREE TR US HIGH DIVIDEND 97717W208 2306 31660 SH DFND 0 31660 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1105 21192 SH DFND 0 21192 0 WISDOMTREE TR US LARGECAP DIVD 97717W307 690 7485 SH DFND 0 7485 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 1032 22756 SH DFND 0 22756 0 WISDOMTREE TR US DIVID EX FNCL 97717W406 219 2480 SH DFND 0 2480 0 WISDOMTREE TR CBOE S&P 500 97717X560 209 7179 SH DFND 0 7179 0 WISDOMTREE TR US SMALLCP ERNGS 97717W562 323 8906 SH DFND 0 8906 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1532 52738 SH DFND 0 52738 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 2480 32291 SH DFND 0 32291 0 WISDOMTREE TR INTL LRGCAP DV 97717W794 304 5996 SH DFND 0 5996 0 WISDOMTREE TR EUROPE SMCP DV 97717W869 239 3385 SH DFND 0 3385 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 2831 44432 SH DFND 0 44432 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 6652 188552 SH DFND 0 188552 0 WYNDHAM WORLDWIDE CORP COM 98310W108 389 3359 SH DFND 0 3359 0 WYNN RESORTS LTD COM 983134107 856 5078 SH DFND 0 5078 0 XCEL ENERGY INC COM 98389B100 896 18622 SH DFND 0 18622 0 XENIA HOTELS & RESORTS INC COM 984017103 217 10074 SH DFND 0 10074 0 XEROX CORP COM NEW 984121608 471 16170 SH DFND 0 16170 0 XILINX INC COM 983919101 333 4939 SH DFND 0 4939 0 XL GROUP LTD COM G98294104 259 7366 SH DFND 0 7366 0 YANDEX N V SHS CLASS A N97284108 583 17810 SH DFND 0 17810 0 YUM BRANDS INC COM 988498101 948 11622 SH DFND 0 11622 0 YUM CHINA HLDGS INC COM 98850P109 565 14121 SH DFND 0 14121 0 ZIMMER BIOMET HLDGS INC COM 98956P102 308 2552 SH DFND 0 2552 0 ZOETIS INC CL A 98978V103 930 12903 SH DFND 0 12903 0