0000701059-16-000018.txt : 20160805 0000701059-16-000018.hdr.sgml : 20160805 20160805163221 ACCESSION NUMBER: 0000701059-16-000018 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160805 DATE AS OF CHANGE: 20160805 EFFECTIVENESS DATE: 20160805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MML INVESTORS SERVICES, LLC CENTRAL INDEX KEY: 0000701059 IRS NUMBER: 042746212 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16947 FILM NUMBER: 161811576 BUSINESS ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111-0001 BUSINESS PHONE: (413) 744-7885 MAIL ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111-0001 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTORS SERVICES, INC. DATE OF NAME CHANGE: 20110104 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTORS SERVICES, LLC DATE OF NAME CHANGE: 20101217 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTORS SERVICES, INC. DATE OF NAME CHANGE: 20020130 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000701059 XXXXXXXX 06-30-2016 06-30-2016 MML INVESTORS SERVICES, LLC

1295 STATE STREET SPRINGFIELD MA 01111-0001

13F HOLDINGS REPORT 028-16947 Y MML Investors Services, LLC is a wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever MML Investors Services, LLC has indicated that it exercises investment discretion with respect to the positions reported on this Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's direct ownership interest in MML Investors Services, LLC. Nathan Hall 413-744-5006 Nathan Hall Springfield MA 08-05-2016 0 36 111523 false INFORMATION TABLE 2 infoTable.xml ISHARES MSCI JAPAN ETF 464286848 1943 168946 SH DFND 0 168946 0 ISHARES TR S&P 100 ETF 464287101 14167 152494 SH DFND 0 152494 0 ISHARES TR RUS 1000 GRW ETF 464287614 503 5012 SH DFND 0 5012 0 ISHARES TR RUS 2000 GRW ETF 464287648 1932 14084 SH DFND 0 14084 0 ISHARES TR US HLTHCARE ETF 464287762 213 1437 SH DFND 0 1437 0 ISHARES TR MRGSTR SM CP ETF 464288505 2082 15440 SH DFND 0 15440 0 ISHARES TR CORE US CR BD 464288620 1520 13407 SH DFND 0 13407 0 ISHARES TR U.S. PFD STK ETF 464288687 1345 33730 SH DFND 0 33730 0 ISHARES TR EAFE VALUE ETF 464288877 11137 259362 SH DFND 0 259362 0 ISHARES TR RUS MD CP GR ETF 464287481 11450 122359 SH DFND 0 122359 0 ISHARES TR MSCI EAFE ETF 464287465 5641 101051 SH DFND 0 101051 0 ISHARES TR CORE S&P500 ETF 464287200 5033 23908 SH DFND 0 23908 0 ISHARES TR CORE S&P MCP ETF 464287507 283 1896 SH DFND 0 1896 0 ISHARES TR SELECT DIVID ETF 464287168 619 7261 SH DFND 0 7261 0 ISHARES TR TIPS BD ETF 464287176 427 3661 SH DFND 0 3661 0 MANNKIND CORP COM 56400P201 12 10253 SH DFND 0 10253 0 POWERSHARES ETF TR II PWRS INT BUYBK 73937B621 791 30415 SH DFND 0 30415 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 2676 59207 SH DFND 0 59207 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 1353 13911 SH DFND 0 13911 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 9301 86493 SH DFND 0 86493 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3205 140223 SH DFND 0 140223 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1997 29269 SH DFND 0 29269 0 SPDR GOLD TRUST GOLD SHS 78463V107 1693 13388 SH DFND 0 13388 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 561 2680 SH DFND 0 2680 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 472 1735 SH DFND 0 1735 0 SPDR SER TR SHT TRM HGH YLD 78468R408 255 9460 SH DFND 0 9460 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 1808 50665 SH DFND 0 50665 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1378 24119 SH DFND 0 24119 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1673 19845 SH DFND 0 19845 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 4632 57139 SH DFND 0 57139 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 406 4749 SH DFND 0 4749 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1857 17329 SH DFND 0 17329 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4136 117398 SH DFND 0 117398 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 6192 132694 SH DFND 0 132694 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 8328 100047 SH DFND 0 100047 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 502 14198 SH DFND 0 14198 0