0000701059-16-000013.txt : 20160512 0000701059-16-000013.hdr.sgml : 20160512 20160512085047 ACCESSION NUMBER: 0000701059-16-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 EFFECTIVENESS DATE: 20160512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MML INVESTORS SERVICES, LLC CENTRAL INDEX KEY: 0000701059 IRS NUMBER: 042746212 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16947 FILM NUMBER: 161641761 BUSINESS ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111-0001 BUSINESS PHONE: (413) 744-7885 MAIL ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111-0001 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTORS SERVICES, INC. DATE OF NAME CHANGE: 20110104 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTORS SERVICES, LLC DATE OF NAME CHANGE: 20101217 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTORS SERVICES, INC. DATE OF NAME CHANGE: 20020130 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000701059 XXXXXXXX 03-31-2016 03-31-2016 MML INVESTORS SERVICES, LLC

1295 STATE STREET SPRINGFIELD MA 01111-0001

13F HOLDINGS REPORT 028-16947 Y MML Investors Services, LLC is a wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever MML Investors Services, LLC has indicated that it exercises investment discretion with respect to the positions reported on this Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's direct ownership interest in MML Investors Services, LLC. Nathan Hall 413-744-5006 Nathan Hall Springfield MA 05-12-2016 0 36 109481 false INFORMATION TABLE 2 infoTable.xml ISHARES MSCI JAPAN ETF 464286848 1951 171014 SH DFND 0 171014 0 ISHARES TR SELECT DIVID ETF 464287168 594 7276 SH DFND 0 7276 0 ISHARES TR RUS 2000 GRW ETF 464287648 1806 13617 SH DFND 0 13617 0 ISHARES TR US HLTHCARE ETF 464287762 202 1437 SH DFND 0 1437 0 ISHARES TR MRGSTR SM CP ETF 464288505 1791 13445 SH DFND 0 13445 0 ISHARES TR CORE US CR BD 464288620 1916 17369 SH DFND 0 17369 0 ISHARES TR U.S. PFD STK ETF 464288687 1286 32943 SH DFND 0 32943 0 ISHARES TR EAFE VALUE ETF 464288877 10935 243767 SH DFND 0 243767 0 ISHARES TR CORE S&P MCP ETF 464287507 329 2279 SH DFND 0 2279 0 ISHARES TR RUS MD CP GR ETF 464287481 11170 121207 SH DFND 0 121207 0 ISHARES TR MSCI EAFE ETF 464287465 5762 100801 SH DFND 0 100801 0 ISHARES TR RUS 1000 GRW ETF 464287614 500 5012 SH DFND 0 5012 0 ISHARES TR TIPS BD ETF 464287176 521 4549 SH DFND 0 4549 0 ISHARES TR S&P 100 ETF 464287101 13771 150714 SH DFND 0 150714 0 ISHARES TR CORE S&P500 ETF 464287200 4503 21789 SH DFND 0 21789 0 MANNKIND CORP COM 56400P201 17 10253 SH DFND 0 10253 0 POWERSHARES ETF TR II PWRS INT BUYBK 73937B621 697 25527 SH DFND 0 25527 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 3125 68944 SH DFND 0 68944 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 1292 13696 SH DFND 0 13696 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 9106 83389 SH DFND 0 83389 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3045 135324 SH DFND 0 135324 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1259 20346 SH DFND 0 20346 0 SPDR GOLD TRUST GOLD SHS 78463V107 1653 14052 SH DFND 0 14052 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 711 3460 SH DFND 0 3460 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 471 1794 SH DFND 0 1794 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 1620 47290 SH DFND 0 47290 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1313 23561 SH DFND 0 23561 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1607 19402 SH DFND 0 19402 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 4521 56077 SH DFND 0 56077 0 VANGUARD INDEX FDS REIT ETF 922908553 214 2556 SH DFND 0 2556 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 393 4749 SH DFND 0 4749 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1916 18276 SH DFND 0 18276 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4454 128814 SH DFND 0 128814 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 6042 124523 SH DFND 0 124523 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 8235 101351 SH DFND 0 101351 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 753 20986 SH DFND 0 20986 0