0000701059-16-000012.txt : 20160210 0000701059-16-000012.hdr.sgml : 20160210 20160210163059 ACCESSION NUMBER: 0000701059-16-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160210 DATE AS OF CHANGE: 20160210 EFFECTIVENESS DATE: 20160210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MML INVESTORS SERVICES, LLC CENTRAL INDEX KEY: 0000701059 IRS NUMBER: 042746212 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16947 FILM NUMBER: 161406137 BUSINESS ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111-0001 BUSINESS PHONE: (413) 744-7885 MAIL ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111-0001 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTORS SERVICES, INC. DATE OF NAME CHANGE: 20110104 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTORS SERVICES, LLC DATE OF NAME CHANGE: 20101217 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTORS SERVICES, INC. DATE OF NAME CHANGE: 20020130 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000701059 XXXXXXXX 12-31-2015 12-31-2015 MML INVESTORS SERVICES, LLC

1295 STATE STREET SPRINGFIELD MA 01111-0001

13F HOLDINGS REPORT 028-16947 Y MML Investors Services, LLC is a wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever MML Investors Services, LLC has indicated that it exercises investment discretion with respect to the positions reported on this Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's direct ownership interest in MML Investors Services, LLC. Nathan Hall 413-744-5006 Nathan Hall Springfield MA 02-10-2016 0 44 107819 false INFORMATION TABLE 2 infoTable.xml ISHARES MSCI JAPAN ETF 464286848 2090 172419 SH DFND 0 172419 0 ISHARES TR INTL SEL DIV ETF 464288448 205 7125 SH DFND 0 7125 0 ISHARES TR NASDQ BIOTEC ETF 464287556 342 1010 SH DFND 0 1010 0 ISHARES TR MSCI EAFE ETF 464287465 4928 83931 SH DFND 0 83931 0 ISHARES TR RUS MD CP GR ETF 464287481 8902 96846 SH DFND 0 96846 0 ISHARES TR CORE S&P MCP ETF 464287507 533 3827 SH DFND 0 3827 0 ISHARES TR US OIL EQ&SV ETF 464288844 317 8860 SH DFND 0 8860 0 ISHARES TR CORE S&P500 ETF 464287200 1302 6355 SH DFND 0 6355 0 ISHARES TR CORE US CR BD 464288620 1183 11089 SH DFND 0 11089 0 ISHARES TR TIPS BD ETF 464287176 547 4986 SH DFND 0 4986 0 ISHARES TR JP MOR EM MK ETF 464288281 304 2875 SH DFND 0 2875 0 ISHARES TR CORE S&P SCP ETF 464287804 268 2436 SH DFND 0 2436 0 ISHARES TR U.S. FINLS ETF 464287788 232 2628 SH DFND 0 2628 0 ISHARES TR US HLTHCARE ETF 464287762 239 1592 SH DFND 0 1592 0 ISHARES TR RUS 2000 GRW ETF 464287648 1444 10368 SH DFND 0 10368 0 ISHARES TR RUS 1000 GRW ETF 464287614 512 5149 SH DFND 0 5149 0 ISHARES TR U.S. PFD STK ETF 464288687 1179 30360 SH DFND 0 30360 0 ISHARES TR SELECT DIVID ETF 464287168 613 8163 SH DFND 0 8163 0 ISHARES TR S&P 100 ETF 464287101 12215 133982 SH DFND 0 133982 0 ISHARES TR EAFE VALUE ETF 464288877 9305 200031 SH DFND 0 200031 0 ISHARES TR MSCI EMG MKT ETF 464287234 1849 57439 SH DFND 0 57439 0 MANNKIND CORP COM 56400P201 15 10253 SH DFND 0 10253 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 4664 102607 SH DFND 0 102607 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 5461 58165 SH DFND 0 58165 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 8062 72075 SH DFND 0 72075 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2769 116200 SH DFND 0 116200 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 631 10464 SH DFND 0 10464 0 SPDR GOLD TRUST GOLD SHS 78463V107 1313 12945 SH DFND 0 12945 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1790 8782 SH DFND 0 8782 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 560 2203 SH DFND 0 2203 0 SPDR SER TR SHT TRM HGH YLD 78468R408 267 10375 SH DFND 0 10375 0 SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 366 15011 SH DFND 0 15011 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1155 22368 SH DFND 0 22368 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 1540 36725 SH DFND 0 36725 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 2288 67484 SH DFND 0 67484 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 4294 53962 SH DFND 0 53962 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1596 19764 SH DFND 0 19764 0 VANGUARD INDEX FDS REIT ETF 922908553 456 5721 SH DFND 0 5721 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 571 6812 SH DFND 0 6812 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2262 21689 SH DFND 0 21689 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4526 138377 SH DFND 0 138377 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 5613 112526 SH DFND 0 112526 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 7485 96262 SH DFND 0 96262 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1626 44278 SH DFND 0 44278 0