0000701059-15-000010.txt : 20151112 0000701059-15-000010.hdr.sgml : 20151112 20151112092304 ACCESSION NUMBER: 0000701059-15-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 EFFECTIVENESS DATE: 20151112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MML INVESTORS SERVICES, LLC CENTRAL INDEX KEY: 0000701059 IRS NUMBER: 042746212 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16947 FILM NUMBER: 151221982 BUSINESS ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111-0001 BUSINESS PHONE: (413) 744-7885 MAIL ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111-0001 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTORS SERVICES, INC. DATE OF NAME CHANGE: 20110104 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTORS SERVICES, LLC DATE OF NAME CHANGE: 20101217 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTORS SERVICES, INC. DATE OF NAME CHANGE: 20020130 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000701059 XXXXXXXX 09-30-2015 09-30-2015 MML INVESTORS SERVICES, LLC

1295 STATE STREET SPRINGFIELD MA 01111-0001

13F HOLDINGS REPORT 028-16947 Y MML Investors Services, LLC is a wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever MML Investors Services, LLC has indicated that it exercises investment discretion with respect to the positions reported on this Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's direct ownership interest in MML Investors Services, LLC. Nathan Hall 413-744-5006 Nathan Hall Springfield MA 11-12-2015 0 44 98525 false INFORMATION TABLE 2 infoTable.xml ISHARES MSCI JAPAN ETF 464286848 1734 151707 SH DFND 0 151707 0 ISHARES EM HGHYL BD ETF 464286285 275 6094 SH DFND 0 6094 0 ISHARES TR RUS 1000 GRW ETF 464287614 478 5145 SH DFND 0 5145 0 ISHARES TR US OIL EQ&SV ETF 464288844 667 18336 SH DFND 0 18336 0 ISHARES TR U.S. PFD STK ETF 464288687 1150 29784 SH DFND 0 29784 0 ISHARES TR CORE US CR BD 464288620 1155 10650 SH DFND 0 10650 0 ISHARES TR INTL SEL DIV ETF 464288448 234 8307 SH DFND 0 8307 0 ISHARES TR JP MOR EM MK ETF 464288281 855 8038 SH DFND 0 8038 0 ISHARES TR CORE S&P SCP ETF 464287804 277 2600 SH DFND 0 2600 0 ISHARES TR U.S. FINLS ETF 464287788 221 2628 SH DFND 0 2628 0 ISHARES TR RUS 2000 GRW ETF 464287648 1127 8412 SH DFND 0 8412 0 ISHARES TR EAFE VALUE ETF 464288877 8026 173379 SH DFND 0 173379 0 ISHARES TR NASDQ BIOTEC ETF 464287556 306 1010 SH DFND 0 1010 0 ISHARES TR CORE S&P MCP ETF 464287507 566 4141 SH DFND 0 4141 0 ISHARES TR RUS MD CP GR ETF 464287481 7632 86134 SH DFND 0 86134 0 ISHARES TR MSCI EAFE ETF 464287465 4423 77155 SH DFND 0 77155 0 ISHARES TR MSCI EMG MKT ETF 464287234 1977 60302 SH DFND 0 60302 0 ISHARES TR TIPS BD ETF 464287176 538 4865 SH DFND 0 4865 0 ISHARES TR SELECT DIVID ETF 464287168 649 8922 SH DFND 0 8922 0 ISHARES TR S&P 100 ETF 464287101 10295 121436 SH DFND 0 121436 0 ISHARES TR US HLTHCARE ETF 464287762 221 1581 SH DFND 0 1581 0 MANNKIND CORP COM 56400P201 33 10253 SH DFND 0 10253 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 5291 120843 SH DFND 0 120843 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 4975 54398 SH DFND 0 54398 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 6770 66531 SH DFND 0 66531 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2340 103268 SH DFND 0 103268 0 SPDR GOLD TRUST GOLD SHS 78463V107 1269 11880 SH DFND 0 11880 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1900 9914 SH DFND 0 9914 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 673 2703 SH DFND 0 2703 0 SPDR SER TR SHT TRM HGH YLD 78468R408 251 9324 SH DFND 0 9324 0 SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 412 17083 SH DFND 0 17083 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1161 22292 SH DFND 0 22292 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 1379 33499 SH DFND 0 33499 0 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 210 8631 SH DFND 0 8631 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 1997 55991 SH DFND 0 55991 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 4158 51729 SH DFND 0 51729 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1645 20075 SH DFND 0 20075 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2141 21688 SH DFND 0 21688 0 VANGUARD INDEX FDS REIT ETF 922908553 405 5363 SH DFND 0 5363 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 556 6812 SH DFND 0 6812 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4608 139265 SH DFND 0 139265 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 4897 99567 SH DFND 0 99567 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 6716 91073 SH DFND 0 91073 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1932 54213 SH DFND 0 54213 0