0001193125-18-244549.txt : 20180809 0001193125-18-244549.hdr.sgml : 20180809 20180809171358 ACCESSION NUMBER: 0001193125-18-244549 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20180809 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20180809 DATE AS OF CHANGE: 20180809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FULTON FINANCIAL CORP CENTRAL INDEX KEY: 0000700564 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 232195389 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-10587 FILM NUMBER: 181006320 BUSINESS ADDRESS: STREET 1: ONE PENN SQ STREET 2: PO BOX 4887 CITY: LANCASTER STATE: PA ZIP: 17604 BUSINESS PHONE: 7172912411 MAIL ADDRESS: STREET 1: ONE PENN SQ STREET 2: PO BOX 4887 CITY: LANCASTER STATE: PA ZIP: 17604 8-K 1 d603843d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (date of earliest event reported): August 9, 2018

 

 

Fulton Financial Corporation

(Exact name of Registrant as specified in its Charter)

 

 

 

Pennsylvania   0-10587   23-2195389

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification Number)

 

One Penn Square

Lancaster, Pennsylvania

  17604
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: 717-291-2411

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 8.01 – Other Events.

Fulton Financial Corporation (“Fulton”) today announced that the Federal Deposit Insurance Corporation and the New Jersey Department of Banking and Insurance have terminated the Consent Orders those agencies issued on February 25, 2015 to the corporation’s bank subsidiary, Fulton Bank of New Jersey. These orders were originally issued for deficiencies in the Bank Secrecy Act and Anti-Money Laundering (“BSA/AML”) compliance program at that bank. Today’s announcement follows Fulton’s statement, released October 30, 2017, that the Office of the Comptroller of the Currency had lifted similar orders at three of Fulton’s other banking subsidiaries.

The press release issued by Fulton containing the announcement is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01 – Financial Statements and Exhibits.

(d) Exhibits

 

Exhibit No.

  

Description

99.1    Press Release dated August 9, 2018


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: August 9, 2018     FULTON FINANCIAL CORPORATION
    By:   /s/ Daniel R. Stolzer
      Daniel R. Stolzer
      Senior Executive Vice President,
      Chief Legal Officer and Corporate Secretary
EX-99.1 2 d603843dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

 

LOGO

 

FOR IMMEDIATE RELEASE    Media Contact: Laura Wakeley (717) 291-2616
   Investor Contact: Jason Weber (717) 327-2394

Fulton Financial Announces Termination of Consent Orders for Fulton Bank of New Jersey

(August 9, 2018) – Lancaster, PA – Fulton Financial Corporation (NASDAQ: FULT) today announced that the Federal Deposit Insurance Corporation and the New Jersey Department of Banking and Insurance have terminated the Consent Orders those agencies issued on February 25, 2015 to the Corporation’s bank subsidiary, Fulton Bank of New Jersey. These orders were originally issued for deficiencies in the Bank Secrecy Act and Anti-Money Laundering (“BSA/AML”) compliance program at that bank. Today’s announcement follows the company’s statement, released October 30, 2017, that the Office of the Comptroller of the Currency had lifted similar orders at three of the company’s other banking subsidiaries.

“These actions are very welcome, and they provide independent acknowledgement of the progress our company has made in strengthening our BSA/AML compliance programs,” said E. Philip Wenger, Fulton Financial’s Chairman and CEO. “Our entire team remains focused on achieving similar resolutions of the BSA/AML enforcement actions that remain in place at our two other banking subsidiaries and the holding company.”

Fulton Financial Corporation, a $20 billion Lancaster, Pa.-based financial holding company, has approximately 3,700 employees and operates more than 240 branches in Pennsylvania, Maryland, Delaware, New Jersey and Virginia through six subsidiary banks.

Additional information on Fulton Financial Corporation can be found at www.fult.com.

#    #    #

GRAPHIC 3 g603843g31m73.jpg GRAPHIC begin 644 g603843g31m73.jpg M_]C_X 02D9)1@ ! $ 8 !@ #__@ ?3$5!1"!496-H;F]L;V=I97,@26YC M+B!6,2XP,0#_VP"$ @&!@<&!0@'!P<*"0@*#18.#0P,#1L3%! 6(!PB(1\< M'QXC*#,K(R8P)AX?+#TM,#4V.3HY(BL_0SXX0S,X.3H.$A8:' MB(F*DI.4E9:7F)F:HJ.DI::GJ*FJLK.TM;:WN+FZPL/$Q<;'R,G*TM/4U=;7 MV-G:X>+CY.7FY^CIZO'R\_3U]O?X^?H1 (! @0$ P0'!00$ $"=P ! @,1 M! 4A,08205$'87$3(C*!"!1"D:&QP0DC,U+P%6)RT0H6)#3A)?$7&!D:)BH*#A(6& MAXB)BI*3E)66EYB9FJ*CI*6FIZBIJK*SM+6VM[BYNL+#Q,7&Q\C)RM+3U-76 MU]C9VN+CY.7FY^CIZO+S]/7V]_CY^O_ !$( #\ Y@,!$0 "$0$#$0'_V@ , M P$ A$#$0 _ /?Z "@ H * "@ H * "@ H * "@ H * "@ H * "@ H * " M@ H * "@ H * "@ H * "@"M?V,.I64EI<;Q%(,'RW*-USP1R*<6XNZ$U=6/ M$/"ME/K/CZ\T6[U34?LE5:C24DE]-4 MFU<.=)V#1O&>E:];W-Q8"Y>WMD+22M 57@9(!/4X[43I2@[,(S4M49\OQ,\/ MV\$<\Z7\4,F-CO9NJMGT)'-6L/-Z(7M8HT+#QGI>H7HM%2[@D,;2[KFV:)=J M]3EA[U$J4HJXU-,K#Q]ILJ2365EJ5]:Q$AKBVM6:/CK@\9_"G[&2T;2%[1=" M[!XOTB[T-]7LY)+JUC.)!#&6>/UW+U&*ETI*7*RN=-71-X?\2Z9XFLWNM,F, MB1OL8,NUE/N#1.G*F[2",E)70UO$UHFO+HQM[S[6>1BW;85Z;MW3;GO1[-\O M,',KV*?CC3H[SPQ>W!EGBGM())8FAF9,,%[X//3O3HRM-(4U='GOPUT7_A++ M"_FU34]38P2*B".\=1@C)[UV8B7LVE%(QI+F3N=3:VT?P^U'4[V[FU&?1Y(X MQ'([M/Y;<[L^@ZOM64HN+LRTTU=%+2O$MIK%] M<6EO;WB2V_$OG0,@0\<$GO@YJI4W%78E)/0ENO$&GV>NV>C32E;V\1GB7'&! MZGMW_*DH2<7);('))V':UK5MH-B;V\CG:!?OM%$7V#U..@]Z(0(=-2_TZ7S(&)7D8*D=B.U$X.#LQ1DI*Z*UKXFM+O6Y-)CMKQ;J+E]]N MRJHYP2W3!P<>M-TVH\P*2;L5+CQOI<>H2V%G%=ZEO2LYP<'9E1DI;"V^OZ?<^(+K1(I2;ZUC621<<8/H>_ M4?G0X245+H',KV*_B#Q5IWAE8Y-26X2%^DJ0ED!]"1T-.G3E4TB$I*.YH:9J M,6JV$=Y#%-'%)RHFC*,1ZX/:HDN5V8T[JY7V*YCDA?G=CO]+774\2ZZNMRPRM_9Z>6;=66+&7['OZ M_A7)+DY8\O^#L*3^#+Z&1=R273JP]0545KB])HBC\(SXPPQVWA72H(EVQ MQW2(J^@"$"GA'>;"M\*)/B]-Y'A&T9 1-+((=X/(0C+#\=HHPJO-A6TB=UHM MG%8:'8VL"A8HH$50/I7+-MR;9M%65CRZT7^Q_BCXFTVU^2UNK.21D'0'8&SC MZD_G7:_>HQD]TSG6DVD9UJES\.+[1]?MU>31=3MHA(7TS43HES811B5=XNHV8D[>,;2.*[L5R*2YC MGH\UG8W+D7X^$_B4:HVZ[%Q/O(SM)\P?=S_#Z5BN7VT>4MW]F[CHX([GX,:1 M;RKF*5[=&&<9!F -#=J[8;TT4?#=[/\ #OQA-X9U.0G2;Q]]I,W12>A_'H?? MFJJ)5X<\=T*+]G+E>QW?A\ :YXD][Q/_ $4E9/'-LS'[ M+J'DQ =/*3@'\7#?F*ZZ-OX3[&,[_&CT'Q+=PZC\.]0O(3NAGLC(OT*YKDII MQJ)>9M)WA&/&&@>*KHLJ:QN-U MGHF\_=_!2O\ WS72K5(2IKH9?#)2[G4_&/\ Y$0_]?,?]:PPG\0TK?"=II'_ M "!;#_KWC_\ 017/+XF:QV1=J1E:^OH--LY+NY9EAC^\50L>N.@!)II-NR$W M;4\0\'WQTOXBW>K7MK=Q64YFQ(;9S]YLC@#->E57-244]3E@[3NSW)PMW9L$ M.%EC."1C@BO-6C.K='DO@GQ O@&*]T+Q#9W5NPG,DV MM.#.>$O9^[(ZS3;U]1NM9\336TUK8-:K;VXF0AY%7<2VWJ 2V!]*PDN6T.IJ MG>\CE_AKK]KX:\.W-KJD%[#,]P9%46DC94@>@]JVQ$'.2<3.E+E6I'X_U6?7 M_">F8M9S=/=-.(5MWRL66"D\<'&*="*A-BJ-RBCK/&.CCQKX&"Z:V^9")8-R ME=S+P5YZ=ZPI3]E4U-)QYXZ$/A_Q[IUOH<%MK1GLM3MHQ%+!) ^YBHQE<#G- M.=%N5XZH(U%;4QM.L[@77B+QGJUM-:B]B:"R@:,F3:1@$J!D9P!^=7*2M&G' MH2EO)G3Z-9V/B;X>VNF74;F/[,D$JNA5HW51TR.H/>L92=.IS(M)2C9G*_#W M3-5T+QM>:/J)=X;2U86[D?*49P:-9NT3A?A%>KI"7FG7\%S;SW4R&$/;OA MN,=<8'XUU8MX\%^'&\$-*KW)7[-\LAEE(WX^]Y>?[ MW;%9JM/VA3A'E.>T+7I8_A9J.B7UO=)>QQO';H;=R9%;D8X[$FM:D%[921$9 M>Y9GH&H:5I_C7P>MJ^=LB QR,A5HY ,9P>>O%X!.1736G%.,X&4(MWBRSX0\23>"K5O#OBBVGM MEMW/V>Y6)GC=2*;'5_"&K0V,5W*DL)CBE M^S.%D<_PKQD_7&*SITW&:N5*2<78YW3M6AC^&VF>'YEN8III1#=#[/)F*$N2 MQ/'=>/QK64?WKFB$[042]X]\':-;^$9)[);G[4"IMP999=Q] I)QQFIH59<] MF.I!)=9FU[X56-FUOSD"AN 220!@R?=?>'/Y!_PF<'_0%UK_ , 6H]D^Z^\.?R#_ (3.#_H"ZU_X M1[)]U] MX<_D'_"9P?\ 0%UK_P 6H]D^Z^\.?R$/C&V)!.B:SGU^P-1[)]U]X<_D+_P MF<'_ $!=:_\ %J7LGW7WAS^0?\ "9P?] 76O_ %J?LGW7WAS^0?\)G;_P#0 M%UK_ , 6H]D^Z^\.?R#_ (3.#_H"ZU_X M1[)]U]X<_D'_"9P?\ 0%UK_P M6H]D^Z^\.?R#_A,X/^@+K7_@"U'LGW7WAS^0?\)G!_T!=:_\ 6H]D^Z^\.?R M#_A,X/\ H"ZU_P" +4>R?=?>'/Y!_P )G;_] 76O_ %J/9/NOO#G\@_X3.#_ M * NM?\ @"U'LGW7WAS^0?\ "9P?] 76O_ %J/9/NOO#G\@_X3.#_H"ZU_X MM1[)]U]X<_D'_"9V_P#T!=:_\ 6H]D^Z^\.?R$/C*V(P=$UDCWL6H]D^Z^\. M?R%_X3.W'_,%UK_P!:CV3[K[PY_(/^$S@_Z NM?^ +4>R?=?>'/Y!_PF<'_0 M%UK_ , 6H]D^Z^\.?R#_ (3.#_H"ZU_X M1[)]U]X<_D*OC&!F5?[&UD9.,F MQ; I>R?=!S^1TE9%A0 4 % !0 4 % &+%KDNHW=S#I-JL\=LYBDN)9-D>\=5 M7 )8COVK3DY5>1-[[#9?$#:?#=OJUI]G^SE AB?S!,7X54X!SGC%')>W*'-; M<+G4]:M;5KMM%22)1N:&.YS,![#;@GVS0HQ;M<&VM;%.;Q@KC1I=-M5N[?5G M\N&0R["K $D,,'&,'\:I4M^;H3S[6ZENSU^>77;C1;JQ$%[' +B,B7?'(F<= M<9'/M4N%H\R>@U+6Q1MO%6H7>F7]_#HR-'8S212)]I^9BGWBORX_,BJ=-)I7 MW$IMJ]BW!XI@U%+)-*@:YN+NW%R$8[!%&>C.><<\8&2<5+IN-^;H/FOL$_B& M?2[^UM]9LEMX;J0117,4N^,.>BMD KGL>E-04E>+#FMN,A\0ZC=:QJ6F6^E1 M-+8!"S-"1]#P?>B5-QBI=P4DW8H2^ M)]1MY-,CFT4(^HR&.%3<\J0I;YOEXX%6J:=]=A: M\6S"_:/XF^ZV=O*THTU+9@Y-="\VM2S:A+I^GVJW%S;JIN&:3;'$2,A=V"2> M^ /K4\EE=COK9$*>(9H-7CTG4K(6MW<*S6KB7=%,1U7=@$'V(I\EUS18N;6S M&>'_ !7%K5[=V$ULUG?6[']T[9\Q 2-ZGN,@BG.FX)-;!&=]#0M]0N)=;NK! MK5%C@17\T29+!LXXQ_LGO4-)1N.^MC2J2@H * "@ H * "@ H * "@ H 0C( M(!QQ0!Q7P^N8["PN?#UXPAU.RN)"\;G!D5F+!QZ@YZUT5U=\ZV,J>BLR7Q[( M4L=/OHCYT>F7\-SV<_A2H[M=T.ILF=,VIV*Z;_:!NHC9[-_FA M@5(K+E=[%W5KGF]CI\]A:>$HI]UM+^".*ZG)-RMV,4K6 M.@\*3&VU_4-.UC#>(% /VEO^7F#/RE!T '=1WK*HKQ3CL5#1V>Y#X5L%U72M M:MVNYHX'U.Y65(F W@MT)QD?ABG4?*T_)!!73'6 @\/_ !&N[655M[6_LX5L MB>%_=@@Q@^O.<4.\Z::Z O=F6_'D7]IZ7:Z-;X>]NKJ(HHZHJL&9SZ =?>I MHOE?,]ASU5C(N8=4N?$OBX:+=^3?1K;.J\?O0$.4SVSZCH:T3BHQYMM2=;NQ MJZ9KNF0>"5N='@$)!\E+9C\RW#'&QL\YW'D_C42A)SM+^D4FE'0RM4M+_P , MG1M(?"15P0UZQ! M!ZCRFJ*?PR]"I;H7QPZI#H6X@?\ $VM^OU-*CN_1A/H0>%YQIWBKQ%I-XPCN M;BZ^V0;N/-C90/E]<8Q3J+FA&2".DFF2^)8O[4\3>';.VP\UI=?:YB/^6484 MCGTR2 *5-\L9-A+5I%=M#;6- MK[39E@U>RFF>UG[9\QLHWJIZ$57/RRL]F' M+=76Y9\)ZT-U5&4H[,32>Y):Z M?9V,)AM;6*&-NJH@ /U]:3;>X))%>'0-(MYO.ATRVCD!W K$!@^OUINX));"0:5I]M1VWLQB7);U/O[TPK#=6T4\ M2]$D0,!^!I)M:H&DR!]$TJ3RM^G6S>4,1YB!V#V]*?-)=0LB2ZTRPOBAN[.& MDZ??11Q75E#,D?W Z [?IZ4U)K9@TF/M]/L[2!H M+>UBBB?[RHH ;Z^M)MO5A9(=:V5K8QF.TMXX$)R5C4*,_A0VWN"5MAR6L$5Q @+/'"B32X\QPN"^.F3WQ1=[#L2T@"@ H * "@ H __]D! end