FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 01/15/2008 |
3. Issuer Name and Ticker or Trading Symbol
ACTUANT CORP [ ATU ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 104,850(1) | D | |
Class A Common Stock | 11,681 | I | By 401(k)(2) |
Class A Common Stock | 693 | I | By Deferred Compensation Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy)(3) | 08/09/2005 | 08/09/2010 | Class A Common Stock | 21,800 | $4.65 | D | |
Employee Stock Option (right to buy) | (4) | 10/24/2011 | Class A Common Stock | 28,000 | $6.57 | D | |
Employee Stock Option (right to buy) | (5) | 01/13/2013 | Class A Common Stock | 20,000 | $11.97 | D | |
Employee Stock Option (right to buy) | (6) | 10/21/2013 | Class A Common Stock | 16,000 | $15.91 | D | |
Employee Stock Option (right to buy) | (7) | 04/29/2014 | Class A Common Stock | 4,000 | $17.12 | D | |
Employee Stock Option (right to buy) | (8) | 10/27/2014 | Class A Common Stock | 14,000 | $20.05 | D | |
Employee Stock Option (right to buy) | (9) | 01/12/2016 | Class A Common Stock | 13,000 | $28.11 | D | |
Employee Stock Option (right to buy)(10) | 07/06/2011 | 07/06/2016 | Class A Common Stock | 5,152 | $24.77 | D | |
Employee Stock Option (right to buy) | (11) | 01/16/2017 | Class A Common Stock | 18,000 | $23.64 | D | |
Employee Stock Option (right to buy) | (12) | 01/14/2018 | Class A Common Stock | 32,000 | $28.36 | D |
Explanation of Responses: |
1. Includes 4,450 shares of restricted stock granted under the Actuant Corporation 2002 Stock Plan. One hundred percent of the restricted stock becomes vested on 08/04/2008. |
2. Best estimate of shares held pursuant to the Actuant 401(k) Plan. |
3. Options granted under the Actuant Corporation 1996 Stock Plan. |
4. Fifty percent of the option became exercisable on 10/24/2003, and the balance on 10/24/2006. Options granted under the Actuant Corporation 2001 Stock Plan. |
5. Fifty percent of the option became exercisable on 01/13/2005, and the balance on 01/13/2008. Options granted under the Actuant Corporation 2002 Stock Plan. |
6. Fifty percent of the option became exercisable on 10/21/2005, and the balance on 10/21/2008. Options granted under the Actuant Corporation 2002 Stock Plan. |
7. Fifty percent of the option became exercisable on 04/29/2006, and the balance on 04/29/2009. Options granted under the Actuant Corporation 2001 Stock Plan. |
8. Fifty percent of the option became exercisable on 10/27/2006, and the balance on 10/27/2009. Options granted under the Actuant Corporation 2002 Stock Plan. |
9. Fifty percent of the option becomes exercisable on 01/12/2009 and the balance on 01/12/2011. Options granted under the Actuant Corporation 2001 Stock Plan. |
10. Options granted under the Actuant Corporation 2002 Stock Plan. |
11. Fifty percent of the option becomes exercisable on 01/16/2010, and the balance on 01/16/2012. Options granted under the Actuant Corporation 2002 Stock Plan. |
12. Fifty percent of the option becomes exercisable on 01/14/2011, and the balance on 01/14/2013. Options granted under the Actuant Corporation 2002 Stock Plan. |
Eric Orsic, as Attorney-in-Fact | 01/25/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |