SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Davis George S

(Last) (First) (Middle)
C/O APPLIED MATERIALS, INC. PO BOX 58039
3050 BOWERS AVENUE M/S 2023

(Street)
SANTA CLARA CA 95054

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/01/2006
3. Issuer Name and Ticker or Trading Symbol
APPLIED MATERIALS INC /DE [ AMAT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Group Vice President and CFO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 13,737.5476(1) D
Common Stock 220 I By Trust
Common Stock 1,305.38 I By the 401(k) plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) (2) 12/01/2006 Common Stock 120,000 $25.125 D
Employee Stock Option (Right to Buy) (3) 10/18/2007 Common Stock 90,000 $21.0313 D
Employee Stock Option (Right to Buy) 07/15/2005 04/03/2008 Common Stock 50,000 $20.0625 D
Employee Stock Option (Right to Buy) 07/15/2006 10/19/2008 Common Stock 60,000 $16.275 D
Employee Stock Option (Right to Buy) 07/15/2007 11/19/2009 Common Stock 35,000 $15.07 D
Employee Stock Option (Right to Buy) 07/15/2004 11/19/2009 Common Stock 25,000 $15.07 D
Employee Stock Option (Right to Buy) (4) 07/11/2010 Common Stock 40,000 $17.39 D
Employee Stock Option (Right to Buy) 08/05/2005 10/29/2010 Common Stock 80,000 $22.58 D
Employee Stock Option (Right to Buy) 08/05/2005 10/29/2010 Common Stock 115,000 $22.58 D
Employee Stock Option (Right to Buy) (5) 11/03/2011 Common Stock 125,000 $16.12 D
Employee Stock Option (Right to Buy) (6) 12/01/2012 Common Stock 60,000 $18.64 D
Explanation of Responses:
1. Number of shares include 6,000 performance shares (or restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 8/31/07 (assuming continued employment).
2. 30,000 shares became exercisable on each of 12/1/00, 12/1/01, 12/1/02 and 12/1/03.
3. 20,000 shares became exercisable on each of 7/15/02 and 7/15/03; and 50,000 shares became exercisable on 7/15/04.
4. 25,000 shares became exercisable on 7/15/05 and 15,000 shares became exercisable on 7/15/06.
5. 31,250 shares became exercisable on each of 7/15/05 and 7/15/06; and 31,250 shares become exercisable on each of 7/15/07 and 7/15/08 (assuming continued employment).
6. 15,000 shares became exercisable on 8/31/06; and 15,000 shares become exercisable on each of 8/31/07, 8/31/08 and 8/31/09 (assuming continued employment).
/s/ Charmaine Mesina, Attorney-In-Fact 11/09/2006
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.