0001127602-23-018673.txt : 20230613 0001127602-23-018673.hdr.sgml : 20230613 20230613181007 ACCESSION NUMBER: 0001127602-23-018673 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230609 FILED AS OF DATE: 20230613 DATE AS OF CHANGE: 20230613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Deane Timothy M CENTRAL INDEX KEY: 0001945425 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06920 FILM NUMBER: 231012454 MAIL ADDRESS: STREET 1: C/O APPLIED MATERIALS, INC. STREET 2: 3050 BOWERS AVE, PO BOX 58039 CITY: SANTA CLARA STATE: CA ZIP: 95052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MATERIALS INC /DE CENTRAL INDEX KEY: 0000006951 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941655526 STATE OF INCORPORATION: DC FISCAL YEAR END: 1029 BUSINESS ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 BUSINESS PHONE: 4085635300 MAIL ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED MATERIALS TECHNOLOGY INC DATE OF NAME CHANGE: 19730319 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-06-09 0000006951 APPLIED MATERIALS INC /DE AMAT 0001945425 Deane Timothy M C/O APPLIED MATERIALS, INC. 3050 BOWERS AV P.O. BOX 58039, M/S 1268 SANTA CLARA CA 95052-8039 1 GVP, Applied Global Services 0 Common Stock 2023-06-09 4 S 0 7500 137.30 D 100759 D Common Stock 2023-06-09 5 G 0 E 750 0 D 100009 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $137.29 and $137.34 per share. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4. Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 56,294 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 43,493 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, October of 2024 through 2026 and January of 2024 through 2026, and (b) 12,801 performance share units are scheduled to vest in December of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). /s/ To-Anh Nguyen, Attorney-in-Fact 2023-06-13