0001127602-21-024807.txt : 20210902 0001127602-21-024807.hdr.sgml : 20210902 20210902183708 ACCESSION NUMBER: 0001127602-21-024807 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210901 FILED AS OF DATE: 20210902 DATE AS OF CHANGE: 20210902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Durn Daniel CENTRAL INDEX KEY: 0001610062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06920 FILM NUMBER: 211234571 MAIL ADDRESS: STREET 1: C/O APPLIED MATERIALS, INC. STREET 2: 3050 BOWERS AVENUE, P.O. BOX 58039 CITY: SANTA CLARA STATE: CA ZIP: 95052-8039 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MATERIALS INC /DE CENTRAL INDEX KEY: 0000006951 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941655526 STATE OF INCORPORATION: DC FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 BUSINESS PHONE: 4085635300 MAIL ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED MATERIALS TECHNOLOGY INC DATE OF NAME CHANGE: 19730319 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-09-01 0000006951 APPLIED MATERIALS INC /DE AMAT 0001610062 Durn Daniel C/O APPLIED MATERIALS, INC. 3050 BOWERS AV, M/S 1268, P.O BOX 58039 SANTA CLARA CA 95052-8039 1 Senior Vice President, CFO Common Stock 2021-09-01 4 S 0 3295 134.37 D 342276 D Common Stock 2021-09-01 4 S 0 1705 135.02 D 340571 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.82 to $134.81, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 4 to this Form 4. Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.83 to $135.74, inclusive. /s/ To-Anh Nguyen, Attorney-in-Fact 2021-09-02