0001127602-17-034993.txt : 20171218 0001127602-17-034993.hdr.sgml : 20171218 20171218213650 ACCESSION NUMBER: 0001127602-17-034993 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171214 FILED AS OF DATE: 20171218 DATE AS OF CHANGE: 20171218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Salehpour Ali CENTRAL INDEX KEY: 0001563106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06920 FILM NUMBER: 171262726 MAIL ADDRESS: STREET 1: C/O APPLIED MATERIALS, INC. STREET 2: 3050 BOWERS AVENUE, PO BOX 58039 CITY: SANTA CLARA STATE: CA ZIP: 95052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MATERIALS INC /DE CENTRAL INDEX KEY: 0000006951 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941655526 STATE OF INCORPORATION: DC FISCAL YEAR END: 1030 BUSINESS ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 BUSINESS PHONE: 4087275555 MAIL ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED MATERIALS TECHNOLOGY INC DATE OF NAME CHANGE: 19730319 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-12-14 0000006951 APPLIED MATERIALS INC /DE AMAT 0001563106 Salehpour Ali C/O APPLIED MATERIALS, INC. P.O. BOX 58039, 3050 BOWERS AV, M/S 1268 SANTA CLARA CA 95054 1 Sr. VP, GM New Mrkts & Service Common Stock 2017-12-14 4 A 0 66103 0 A 605013 D Common Stock 2017-12-14 4 A 0 35861 0 A 640874 D Common Stock 2017-12-14 4 A 0 35861 0 A 676735 D Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The performance shares will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: 33,051 shares are scheduled to vest on December 19, 2017 and 16,526 shares are scheduled to vest on December 19 of each of 2018 and 2019 (all vesting is subject to continued employment through each applicable vest date). Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2020, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date. Number of shares includes 339,397 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 176,505 performance shares are scheduled to vest in installments in December of 2017 through 2019, (b) 30,000 shares are scheduled to vest in October 2018, (c) 66,446 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 66,446 restricted stock units are scheduled to vest in installments in December of 2017 through 2019 (all vesting is subject to continued employment through each applicable vest date). /s/ Harpreet S. Bal, Attorney-in-Fact 2017-12-18