0001127602-16-049051.txt : 20160407 0001127602-16-049051.hdr.sgml : 20160407 20160407185647 ACCESSION NUMBER: 0001127602-16-049051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160406 FILED AS OF DATE: 20160407 DATE AS OF CHANGE: 20160407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MATERIALS INC /DE CENTRAL INDEX KEY: 0000006951 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941655526 STATE OF INCORPORATION: DC FISCAL YEAR END: 1030 BUSINESS ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 BUSINESS PHONE: 4087275555 MAIL ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED MATERIALS TECHNOLOGY INC DATE OF NAME CHANGE: 19730319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAMES SUSAN M. CENTRAL INDEX KEY: 0001430130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06920 FILM NUMBER: 161561037 MAIL ADDRESS: STREET 1: COHERENT, INC. STREET 2: P. O. BOX 54980 CITY: SANTA CLARA STATE: CA ZIP: 95056-0980 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-04-06 0000006951 APPLIED MATERIALS INC /DE AMAT 0001430130 JAMES SUSAN M. C/O APPLIED MATERIALS, INC. 3050 BOWERS AV, M/S 1268 P.O. BOX 58039 SANTA CLARA CA 95054 1 Common Stock 2016-04-06 4 S 0 8980 20.78 D 70373 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.73 to $20.86, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 1 to this Form 4. Number of shares includes 70,373 restricted stock units previously reported, of which (a) 60,154 units have vested and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock and paid to her on the date of her termination of service from the Applied Board, and (b) 10,219 units are scheduled to vest in March 2017 (subject to continued service as a director through the vest date). /s/ Harpreet S. Bal, Attorney-in-Fact 2016-04-07