0001209191-18-040463.txt : 20180702 0001209191-18-040463.hdr.sgml : 20180702 20180702174508 ACCESSION NUMBER: 0001209191-18-040463 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180628 FILED AS OF DATE: 20180702 DATE AS OF CHANGE: 20180702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reynolds Richard VanFleet CENTRAL INDEX KEY: 0001367016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06365 FILM NUMBER: 18934143 MAIL ADDRESS: STREET 1: 1629 APPLEWOOD DRIVE CITY: BEAVERCREEK STATE: OH ZIP: 45434 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOGEE ENTERPRISES, INC. CENTRAL INDEX KEY: 0000006845 STANDARD INDUSTRIAL CLASSIFICATION: GLASS PRODUCTS, MADE OF PURCHASED GLASS [3231] IRS NUMBER: 410919654 STATE OF INCORPORATION: MN FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 BUSINESS PHONE: 6128351874 MAIL ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 FORMER COMPANY: FORMER CONFORMED NAME: APOGEE ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARMON GLASS CO INC DATE OF NAME CHANGE: 19720623 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-28 0 0000006845 APOGEE ENTERPRISES, INC. APOG 0001367016 Reynolds Richard VanFleet 1629 APPLEWOOD DRIVE BEAVERCREEK OH 45434 1 0 0 0 Restricted Stock Units 2018-06-28 4 A 0 1952 0.00 A Common Stock 1952 7115 D Phantom Stock Units 0.00 2018-06-30 4 A 0 81 48.17 A Common Stock 81 24912 D Restricted Stock Units 0.00 2018-06-30 4 A 0 16 48.17 A Common Stock 16 7133 D Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock. The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. Settled 1-for-1. Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan. /s/ Patricia A. Beithon, Attorney-in-Fact for Richard V. Reynolds 2018-07-02