-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DF0e4u4s6Wp91W3h263EqKCK0VJdcUShIWTUDxD6UgZS9WBk/2hPK7MNbx99YzdE KEsxw9prc/slt6kLx+nxaQ== 0000950117-99-000290.txt : 19990217 0000950117-99-000290.hdr.sgml : 19990217 ACCESSION NUMBER: 0000950117-99-000290 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RUBY TUESDAY INC CENTRAL INDEX KEY: 0000068270 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 630475239 STATE OF INCORPORATION: GA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-39056 FILM NUMBER: 99541484 BUSINESS ADDRESS: STREET 1: 150 W CHURCH ST CITY: MARYVILLE STATE: TN ZIP: 37801 MAIL ADDRESS: STREET 1: 150 W CHURCH ST CITY: MARYVILLE STATE: TN ZIP: 37801 FORMER COMPANY: FORMER CONFORMED NAME: MORRISON RESTAURANTS INC/ DATE OF NAME CHANGE: 19930923 FORMER COMPANY: FORMER CONFORMED NAME: MORRISON INC /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MORRISON CAFETERIAS CONSOLIDATED INC DATE OF NAME CHANGE: 19680605 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WESTPORT ASSET MANAGEMENT INC /ADV CENTRAL INDEX KEY: 0000748900 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061087640 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 253 RIVERSIDE AVE CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032273601 FORMER COMPANY: FORMER CONFORMED NAME: WESTPORT ASSET MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19970325 SC 13G/A 1 RUBY TUESDAY, INC. SC 13G AM#1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 1)* Ruby Tuesday, Inc. ----------------------------- (Name of Issuer) Common Stock ----------------------------- (Title of Class of Securities) 781182100 ----------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1945 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the act (however, see the Notes). Page 1 of 6 Pages 13G Cusip No. 781182100 Page 2 of 6 pages 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person WESTPORT ASSET MANAGEMENT, INC. 2. Check the appropriate box if a member of a group* (a) [X] (b) [ ] 3. SEC Use Only 4. Citizenship or Place or Organization CONNECTICUT Number 5. Sole Voting Power of Shares 6,100 Beneficially 6. Shared Voting Power Owned By 2,000,400 Each 7. Sole Dispositive Power Reporting 6,100 Person 8. Shared Dispositive Power With 2,000,400 9. Aggregate Amount Beneficially Owned by each Reporting Person 2,006,500 10. Check Box if the aggregate amount in row (9) excludes certain shares* [ ] 11. Percent of Class Represented by Amount in Row 9 6.14% 12. Type of Reporting Person* IA * SEE INSTRUCTION BEFORE FILLING OUT Page 3 of 6 pages Item 1(a): Name of Issuer: RUBY TUESDAY, INC. Item 1(b): Address of Issuer's Principal Executive Offices: 150 WEST CHURCH AVE. MARYVILLE, TN 37801 Item 2(a): Name of Person Filing: WESTPORT ASSET MANAGEMENT, INC. Item 2(b): Address of Principal Business Office: 253 RIVERSIDE AVENUE WESTPORT, CT 06880 Item 2(c): Citizenship: CONNECTICUT Item 2(d): Title of Class of Securities: COMMON STOCK Item 2(e): CUSIP Number: 781182100 Item 3. If this stated is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) ( ) Broker or Dealer registered under Section 15 of the Act (b) ( ) Bank as defined in Section 3(b)(6) of the Act Page 4 of 6 pages (c) ( ) Insurance Company as defined in Section 3(a)(19) of the Act (d) ( ) Investment Company registered under Section 8 of the Investment Company Act (e) (X) Investment Adviser registered under Section 203 of the Investment Advisors Act of 1940 (f) ( ) Employee Benefit Plan, Pension Fund which is subject to the Provisions of the Employee Retire- ment Income Security Act of 1974 or Endowment Fund; see 'SS'240.13d-1 (b)(1)(ii)(F) (g) ( ) Parent Holding Company, in accordance with 'SS'240.13d-1(b)(ii)(G) (Note: See Item 7) (h) ( ) Group in accordance with 'SS'240.13d-1 (b)(1)(ii)(H) Item 4. Ownership. (a) Amount Beneficially owned: 2,006,500 shares (b) Percent of Class: 6.14% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 6,100 (ii) shared power to vote or to direct the vote: 2,000,400 (iii) sole power to dispose or to direct the disposition of: 6,100 (iv) shared power to dispose or to direct the disposition of: 2,000,400 Page 5 of 6 pages Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ( ) Item 6. Ownership of More than Five Percent on Behalf of Another Person: A PORTION OF THE SHARES OF COMMON STOCK OF THE ISSUER REPORTED HEREBY, AMOUNTING IN THE AGGREGATE TO 6.12% OF SUCH SHARES OUTSTANDING, ARE HELD IN CERTAIN DISCRETIONARY MANAGED ACCOUNTS OF WESTPORT ASSET MANAGEMENT, INC. (THE "REPORTING PERSON"). THE REMAINING SHARES OF COMMON STOCK OF THE ISSUER REPORTED HEREBY, AMOUNTING TO 0.02% OF SUCH SHARES OUTSTANDING ARE BENEFICIALLY OWNED BY OFFICERS AND STOCKHOLDERS OF THE REPORTING PERSON. THE REPORTING PERSON DISCLAIMS BENEFICIAL OWNERSHIP OF SUCH SHARES BENEFICIALLY OWNED BY SUCH PERSONS AND DISCLAIMS THE EXISTENCE OF A GROUP. Item 7. Identification and Classification of the Subsidiary Which acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. N/A Page 6 of 6 pages Item 10. Certification By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Disclaimer The undersigned expressly declares that the filing of this Schedule 13G shall not be construed as an admission that such person is, for the purpose of Section 13(d) or 13(g) of the Securities Act of 1934, the beneficial owner of any securities covered by this statement. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: 2/16/99 WESTPORT ASSET MANAGEMENT, INC. BY ANDREW J. KNUTH, CHAIRMAN STATEMENT OF DIFFERENCES The section symbol shall be expressed as ..................'SS' -----END PRIVACY-ENHANCED MESSAGE-----