SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ROCHE PATRICK J

(Last) (First) (Middle)
SENECA ST & JAMISON RD

(Street)
EAST AURORA NY 14052

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MOOG INC. [ MOGA/MOGB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
10/10/2023
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 10/10/2023 M 10,000 A $61.69 22,659 D
Class A Common 10/10/2023 F 7,640(1) D $115.4 15,019 D
Class B Common 7,929(2) D
Class B Common(3) 295 I 401 (k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
SAR(4) $61.69 10/10/2023 M 10,000 (5) 11/11/2023 Class A Common 10,000 $0 0 D
SAR(4) $74.38 (5) 11/11/2024 Class A Common 10,000 10,000 D
SAR(6) $63.04 (5) 11/17/2025 Class A Common 3,333 3,333 D
SAR(6) $65.9 (5) 11/17/2025 Class B Common 6,667 6,667 D
SAR(6) $71.648 (5) 11/15/2026 Class B Common 10,000 10,000 D
SAR(6) $82.31 (5) 11/14/2027 Class B Common 6,181 6,181 D
SAR(6) $80.19 (5) 11/13/2028 Class B Common 6,988 6,988 D
SAR(6) $85.95 (5) 11/12/2029 Class B Common 6,794 6,794 D
SAR(6) $73.39 (5) 11/17/2030 Class B Common 4,452 4,452 D
SAR(6) $83 (5) 11/16/2031 Class B Common 8,757 8,757 D
Explanation of Responses:
1. This represents the difference between the number of SARs exercised (10,000) and the number of shares issued as a result of the exercise (2,360). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($115.40) and the exercise price ($61.69). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
2. Includes 92 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on December 30, 2022, and 143 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on July 1, 2023.
3. Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
4. Stock Appreciation Rights (SAR) granted under the Moog Inc. 2008 Stock Appreciation Rights Plan.
5. SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
6. Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
Remarks:
/s/ Christopher A. Head, as Power of Attorney for Patrick J. Roche 10/12/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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