SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Rytter Katie

(Last) (First) (Middle)
101 CRAWFORDS CORNER ROAD
SUITE 1405

(Street)
HOLMDEL NJ 07733

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MONMOUTH REAL ESTATE INVESTMENT CORP [ MNR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Controller
3. Date of Earliest Transaction (Month/Day/Year)
12/15/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Monmouth Real Estate Investment Corporation 9,579.2565(1) D
Monmouth Real Estate Investment Corporation 12/15/2020 P 31.8878 A $15.68 109.9733(2) I Account is C/F Daughter
Monmouth Real Estate Investment Corporation 12/15/2020 P 31.8878 A $15.68 368.682(3) I Account is C/F Son
Monmouth Real Estate Investment Corporation 12/15/2020 P 31.8878 A $15.68 323.6176(4) I Account is C/F Nephew
Monmouth Real Estate Investment Corporation 859.883(5) I IRA Account
Monmouth Real Estate Investment Corporation (Pref Series C) 370 I Held By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Monmouth Real Estate Investment Corporation $13.64 12/10/2019 12/10/2026 Monmouth Real Estate Investment Corporation 30,000 30,000 D
Monmouth Real Estate Investment Corporation $14.24 12/09/2017 12/09/2024 Monmouth Real Estate Investment Corporation 20,000 20,000 D
Explanation of Responses:
1. Includes 87.0651 shares acquired through dividend reinvestment on 12/15/2020 and 1,498 shares held in 401K Plan as of 12/2020.
2. Includes .8374 shares acquired through dividend reinvestment on 12/15/2020.
3. Includes 3.6122 shares acquired through dividend reinvestment on 12/15/2020.
4. Includes 3.1288 shares acquired through dividend reinvestment on 12/15/2020.
5. Includes 10.601 shares acquired through dividend reinvestment on 12/15/2020.
Becky Coleridge 12/16/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.