-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SNaNTEIGIuZUhmQFk/x0V/O/meQCzC8650giSPOkrAlnyrhWZiB1zUtbLgHV23Gy HZ/99iX62jlqEH6rMQlXMg== 0001193125-04-021322.txt : 20040212 0001193125-04-021322.hdr.sgml : 20040212 20040212160610 ACCESSION NUMBER: 0001193125-04-021322 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040212 GROUP MEMBERS: GE ASSET MANAGEMENT INCORPORATED GROUP MEMBERS: GE FRANKOMA RUCKVERSICHERUNGS AG GROUP MEMBERS: GENERAL ELECTRIC COMPANY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MOLEX INC CENTRAL INDEX KEY: 0000067472 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] IRS NUMBER: 362369491 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-11049 FILM NUMBER: 04591742 BUSINESS ADDRESS: STREET 1: 2222 WELLINGTON CT CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 6309694550 MAIL ADDRESS: STREET 1: 2222 WELLINGTON COURT CITY: LISLE STATE: IL ZIP: 60532 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TRUSTEES OF GENERAL ELECTRIC PENSION TRUST CENTRAL INDEX KEY: 0000902967 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3003 SUMMER STREET STREET 2: P O BOX 7900 CITY: STAMFORD STATE: CT ZIP: 06904-7900 BUSINESS PHONE: 2033262300 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 5 TO SCHEDULE 13G Amendment No. 5 to Schedule 13G

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 5)

 

 

 

 

Molex, Inc.


(Name of Issuer)

 

 

Class A Stock


(Title of Class of Securities)

 

 

608554200


                                (CUSIP Number)                                

 

 

December 31, 2003


(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

¨ Rule 13d-1(d)

 

 

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 608554200

 


  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

Trustees of General Electric Pension Trust

I.R.S. # 14-6015763

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

State of New York

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

  5.    Sole Voting Power

 

        None


  6.    Shared Voting Power

 

        3,095,410


  7.    Sole Dispositive Power.

 

        None


  8.    Shared Dispositive Power.

 

        3,095,410


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

3,095,410

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

3.44% (13.08% if aggregated with the shares beneficially owned by the other Reporting Persons (as defined in the Introductory Note))

   

12.  

Type of Reporting Person (See Instructions)

 

EP

   

 

Page 2 of 10


CUSIP No. 608554200

 


  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

GE Asset Management Incorporated, as Investment Manager of GEPT (as defined below) and GEFR (as defined below) and as Investment Adviser to certain other entities and accounts

I.R.S. # 06-1238874

   

  2.  

Check the Appropriate Box if a Member of a Group *

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

State of Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

  5.    Sole Voting Power

 

        8,610,227


  6.    Shared Voting Power

 

        3,143,110


  7.    Sole Dispositive Power.

 

        8,610,227


  8.    Shared Dispositive Power.

 

        3,143,110


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

11,753,337

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares *

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

13.08%

   

12.  

Type of Reporting Person *

 

IA, CO

   

 

Page 3 of 10


CUSIP No. 608554200

 


  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

General Electric Company

I.R.S. # 14-0689340

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

State of New York

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

  5.    Sole Voting Power

 

        0


  6.    Shared Voting Power

 

        Disclaimed (see 9 below)


  7.    Sole Dispositive Power.

 

        0


  8.    Shared Dispositive Power.

 

        Disclaimed (see 9 below)


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

Beneficial ownership of all shares disclaimed by General Electric Company

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

x Disclaimed (see 9 above)

   

11.  

Percent of Class Represented by Amount in Row (9)

 

Not applicable (see 9 above)

   

12.  

Type of Reporting Person (See Instructions)

 

CO

   

 

Page 4 of 10


CUSIP No. 156880106

 


  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

GE Frankona Rückversicherungs AG

I.R.S. #

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

Federal Republic of Germany

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

  5.    Sole Voting Power

 

        None


  6.    Shared Voting Power

 

        47,700


  7.    Sole Dispositive Power.

 

        None


  8.    Shared Dispositive Power.

 

        47,700


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

47,700

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

0.05% (13.08% if aggregated with the shares beneficially owned by the other Reporting Persons)

   

12.  

Type of Reporting Person (See Instructions)

 

OO

   

 

Page 5 of 10


INTRODUCTORY NOTE: This Amendment No. 5 amends the Statement on Schedule 13G filed on behalf of General Electric Company, a New York corporation (“GE”), GE Asset Management Incorporated, a Delaware corporation and a wholly owned subsidiary of GE (“GEAM”), the Trustees of General Electric Pension Trust, a New York common law trust (“GEPT”) and certain other entities on February 14, 2000, as amended on May 9, 2000, as amended on February 14, 2001, as amended on February 14, 2002 and as amended on February 14, 2003 (as amended, the “Schedule 13G”). This Amendment No. 5 is filed on behalf of GE, GEAM, GEPT and GE Frankona Rückversicherungs AG, a company organized under the laws of the Federal Republic of Germany and an indirect wholly owned subsidiary of GE (“GEFR”) (collectively, the “Reporting Persons”). GEAM is a registered investment adviser and acts as Investment Manager of GEPT and GEFR, and as an Investment Adviser to certain other entities and accounts. GEAM may be deemed to be the beneficial owner of 3,095,410 shares of Class A Stock of Molex, Inc. (the “Issuer”) owned by GEPT, of 47,700 shares of Common Stock of the Issuer owned by GEFR and of 8,610,227 shares of Class A Stock of the Issuer owned by such other entities and accounts. GEAM, GEPT and GEFR each expressly disclaim that they are members of a “group.” GE disclaims beneficial ownership of all shares and expressly disclaims that it is a member of a “group.”

 

The Items from the Schedule 13G are hereby amended to read as follows:

 

Item 2  

 

(a)    

   Name of Person Filing          
         General Electric Pension Trust          
         GE Asset Management Incorporated as Investment Manager of GEPT and GEFR and as Investment Adviser to certain entities and accounts          
         General Electric Company          
         GE Frankona Rückversicherungs AG          

Item 2

 

(b)    

   Address of Principal Business Office or, if none, Residence          
         The address of the principal offices of GEPT and GEAM is 3003 Summer Street, Stamford, Connecticut 06905. The address of the principal offices of General Electric Company is 3135 Easton Turnpike, Fairfield, Connecticut 06431. The address of the principal offices of GEFR is Maria-Theresia-Strasse 35, D-81675 München, Germany.          

Item 2

 

(c)    

   Citizenship          
         General Electric Pension Trust—New York common law trust          
         GE Asset Management Incorporated—Delaware corporation          
         General Electric Company—New York corporation          
         GE Frankona Rückversicherungs AG—Federal Republic of Germany company          

Item 4

       Ownership                    
              GEPT

   GEAM

   GEFR

   GE

   

(a)

   Amount beneficially owned    3,095,410    11,753,337    47,700    Disclaimed
   

(b)

   Percent of class    3.44%    13.08%    0.05%    Disclaimed
   

(c)

   No. of shares to which person has                    

 

Page 6 of 10


       

(i)     sole power to vote or direct the vote

   None    8,610,227    None    None
       

(ii)    shared power to vote or direct the vote

   3,095,410    3,143,110    47,700    Disclaimed
       

(iii)  sole power to dispose or to direct disposition

   None    8,610,227    None    None
       

(iv)   shared power to dispose or to direct disposition

   3,095,410    3,143,110    47,700    Disclaimed

 

Item 10

   Certification          
     By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.          

 

Page 7 of 10


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 12, 2004

 

GENERAL ELECTRIC PENSION TRUST
By:  

GE Asset Management Incorporated,

its Investment Manager

 

By:  

/s/    Michael M. Pastore        


    Name:   Michael M. Pastore
    Title:   Vice President

 

GE ASSET MANAGEMENT INCORPORATED

By:  

/s/    Michael M. Pastore        


    Name:   Michael M. Pastore
    Title:   Vice President

 

GENERAL ELECTRIC COMPANY
By:  

/s/    John H. Myers        


    Name:   John H. Myers
    Title:   Vice President

 

GE FRANKONA RÜCKVERSICHERUNGS AG

By:  

GE Asset Management Incorporated,

its Investment Manager

 

By:  

/s/    Michael M. Pastore        


    Name:   Michael M. Pastore
    Title:   Vice President

 

Page 8 of 10


Schedule I

 

JOINT FILING AGREEMENT

 

This will confirm the agreement by and between all the undersigned that the Schedule 13G on or about this date and any amendments thereto with respect to the beneficial ownership by the undersigned of shares of the Class A Stock of Molex, Inc. is being filed on behalf of each of the undersigned.

 

Dated: February 12, 2004

 

GENERAL ELECTRIC PENSION TRUST
By:  

GE Asset Management Incorporated,

its Investment Manager

 

By:  

/s/    Michael M. Pastore        


    Name:   Michael M. Pastore
    Title:   Vice President

 

GE ASSET MANAGEMENT INCORPORATED

By:  

/s/    Michael M. Pastore        


    Name:   Michael M. Pastore
    Title:   Vice President

 

GENERAL ELECTRIC COMPANY
By:  

/s/    John H. Myers        


    Name:   John H. Myers
    Title:   Vice President

 

GE FRANKONA RÜCKVERSICHERUNGS AG

By:  

GE Asset Management Incorporated,

its Investment Manager

 

By:  

/s/    Michael M. Pastore        


    Name:   Michael M. Pastore
    Title:   Vice President

 

Page 9 of 10


Schedule II

 

TRUSTEES OF GENERAL ELECTRIC PENSION TRUST

 

3003 Summer Street, P.O. Box 7900

Stamford, Connecticut 06905

 

The names of the Trustees of General Electric Pension Trust are as follows:

 

David B. Carlson

 

Michael J. Cosgrove

 

Ralph R. Layman

 

Alan M. Lewis

 

Robert A. MacDougall

 

John H. Myers

 

Donald W. Torey

 

John J. Walker

 

Page 10 of 10

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