0001140361-18-003342.txt : 20180126 0001140361-18-003342.hdr.sgml : 20180126 20180126115410 ACCESSION NUMBER: 0001140361-18-003342 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180118 FILED AS OF DATE: 20180126 DATE AS OF CHANGE: 20180126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Casterton Joel Thomas CENTRAL INDEX KEY: 0001729187 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01373 FILM NUMBER: 18550661 MAIL ADDRESS: STREET 1: 1500 DEKOVEN AVE. CITY: RACINE STATE: WI ZIP: 53403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MODINE MANUFACTURING CO CENTRAL INDEX KEY: 0000067347 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 390482000 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1500 DEKOVEN AVE CITY: RACINE STATE: WI ZIP: 53403 BUSINESS PHONE: 2626361200 MAIL ADDRESS: STREET 1: 1500 DEKOVEN AVE CITY: RACINE STATE: WI ZIP: 53403 3 1 doc1.xml FORM 3 X0206 3 2018-01-18 0 0000067347 MODINE MANUFACTURING CO MOD 0001729187 Casterton Joel Thomas 1500 DEKOVEN AVE. RACINE WI 53403 0 1 0 0 Vice President, VTS Common stock 5383 D Employee stock option (right to buy) 14.93 2011-07-21 2021-07-21 Common stock 9 D Employee stock option (right to buy) 14.94 2024-06-02 Common stock 204 D Employee stock option (right to buy) 11.39 2025-06-02 Common stock 632 D Employee stock option (right to buy) 10.00 2026-05-31 Common stock 1569 D Employee stock option (right to buy) 15.90 2027-06-01 Common stock 1355 D This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. This option vests in four equal annual increments commencing on 6/2/2015. This option vests in four equal annual increments commencing on 6/2/2016. This option will vest in four equal annual increments commencing on 5/31/2017. This option will vest in four equal annual increments commencing on 6/1/2018. Sylvia A. Stein, Attorney in Fact 2018-01-26