-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UgIEWPrjvTsauBaJfI3mYyPvNY2qJbRFQpfL+AxcWbbIaTsKEbNv2GRAHOc463Df 1JoknpkC/w6iXWPQX3jBKw== 0000943663-07-000629.txt : 20071207 0000943663-07-000629.hdr.sgml : 20071207 20071207161221 ACCESSION NUMBER: 0000943663-07-000629 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071207 DATE AS OF CHANGE: 20071207 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MOCON INC CENTRAL INDEX KEY: 0000067279 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 410903312 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-41518 FILM NUMBER: 071292773 BUSINESS ADDRESS: STREET 1: 7500 BOONE AVE N CITY: MINNEAPOLIS STATE: MN ZIP: 55428 BUSINESS PHONE: 6124936370 MAIL ADDRESS: STREET 1: 7500 BOONE AVE N STREET 2: 7500 BOONE AVE N CITY: MINNEAPOLIS STATE: MN ZIP: 55428 FORMER COMPANY: FORMER CONFORMED NAME: MODERN CONTROLS INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: IRONWOOD INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001127761 IRS NUMBER: 043386084 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 21 CUSTOM HOUSE STREET, SUITE 240 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6177577630 MAIL ADDRESS: STREET 1: 21 CUSTOM HOUSE STREET STREET 2: SUITE 240 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: IRONWOOD CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20001103 SC 13G 1 ironwood13gmocon.htm SCHEDULE 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

 

Mocon, Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

607494101

(CUSIP Number)

 

November 7, 2007

(Date of Event which Required Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[X]

Rule 13d-1(b)

[  ]

Rule 13d-1(c)

[  ]

Rule 13d-1(d)

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


1

NAME OF REPORTING PERSON

SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Ironwood Investment Management, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X]

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Massachusetts

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

 

651,441

6

SHARED VOTING POWER

 

0

7

SOLE DISPOSITIVE POWER

 

651,441

8

SHARED DISPOSITIVE POWER

 

0

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

651,441

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

11.8%

12

TYPE OF REPORTING PERSON

 

IA


     

Item 1.

(a).

Name of Issuer: Mocon, Inc.

     
 

(b).

Address of Issuer's Principal Executive Offices:

     
   

7500 Boone Avenue North

   

Minneapolis, Minnesota 55428

     

Item 2.

(a).

Name of Person Filing:

     

 

 

Ironwood Investment Management, LLC

   
 

(b).

Address of Principal Business Office or, if none, Residence:

     
   

Ironwood Investment Management, LLC

   

21 Custom House Street, Suite 240

   

Boston, MA 02110

     
 

(c).

Citizenship or Place of Organization: Massachusetts

     
 

(d).

Title of Class of Securities: Common Stock

     
 

(e).

CUSIP Number: 957070105

   

Item 3.

If this statement is filed pursuant to sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

     
 

(a)

[ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

     
 

(b)

[ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

     
 

(c)

[ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c.);

     
 

(d)

[ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

     
 

(e)

[x] An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E);

     
 

(f)

[ ] An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F);

     
 

(g)

[ ] A parent holding company or control person in accordance with section 240.13d-1(b)(1)(ii)(G);

     
 

(h)

[ ] A savings associations as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

     
 

(i)

[ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

     
 

(j)

[ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(J).

 

Item 4.

Ownership.

     
 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

     
 

(a).

Amount beneficially owned: 651,441

     
 

(b).

Percent of class: 11.8%

     
 

(c).

Number of shares as to which the person has:

     
   

(1) Sole power to vote or to direct the vote: 651,441

     
   

(2) Shared power to vote or to direct the vote: 0

   
   

(3) Sole power to dispose or to direct the disposition of: 651,441

     
   

(4) Shared power to dispose or to direct the disposition of: 0

   

Item 5.

Ownership of Five Percent or Less of a Class:

   
 

Not Applicable

   

Item 6.

Ownership of More Than Five Percent on Behalf of Another Person:

   
 

Not Applicable

   

Item 7.

Identification and Classification of Subsidiaries which Acquired the Security Being Reported on by the Parent Holding Company:

   
 

Not Applicable

   

Item 8.

Identification and Classification of Members of the Group:

   
 

Not Applicable

   

Item 9.

Notice of Dissolution of Group:

   
 

Not Applicable

   

Item 10.

Certification:

   
 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     
   

IRONWOOD INVESTMENT MANAGEMENT, LLC

     

Date: December 7, 2007

By:

/s/ Charles J. Daly

   

Charles J. Daly, Chief Compliance Officer

-----END PRIVACY-ENHANCED MESSAGE-----