0000950142-13-000222.txt : 20130208
0000950142-13-000222.hdr.sgml : 20130208
20130208084412
ACCESSION NUMBER: 0000950142-13-000222
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130208
DATE AS OF CHANGE: 20130208
EFFECTIVENESS DATE: 20130208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MITSUBISHI UFJ FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0000067088
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 000000000
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13582
FILM NUMBER: 13584806
BUSINESS ADDRESS:
STREET 1: 7-1 MARUNOUCHI 2-CHOME
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-8330
BUSINESS PHONE: 2125301784
MAIL ADDRESS:
STREET 1: 1251 AVENUE OF THE AMERICAS 10020-1104
CITY: NEW YORK
STATE: NY
ZIP: 10020-1104
FORMER COMPANY:
FORMER CONFORMED NAME: BANK OF TOKYO MITSUBISHI LTD /ADR/
DATE OF NAME CHANGE: 20010402
FORMER COMPANY:
FORMER CONFORMED NAME: MITSUBISHI BANK LTD /ADR/
DATE OF NAME CHANGE: 19920929
FORMER COMPANY:
FORMER CONFORMED NAME: MITSUBISHI TOKYO FINANCIAL GROUP INC
DATE OF NAME CHANGE: 19920929
13F-HR
1
ea1300193_13fhr-q0412.txt
QUARTERLY PERIOD ENDED 12/31/2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number: _____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Mitsubishi UFJ Financial Group, Inc.
Address: 7-1, Marunouchi 2-chome
Chiyoda-ku, Tokyo 100-8330
Japan
Form 13F File Number: 28-13582
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Tadashi Yamamoto
Title: Senior Manager
Phone: 81-3-3240-3665
Signature, Place, and Date of Signing:
/s/ Tadashi Yamamoto Tokyo, Japan February 8, 2013
---------------------------- --------------------- -------------------
Signature City, State Date
MITSUBISHI UFJ FINANCIAL GROUP, INC. (MUFG) IS THE PARENT HOLDING COMPANY OF A
NUMBER OF OPERATING SUBSIDIARIES, SOME OF WHICH ARE OR MAY BE INSTITUTIONAL
INVESTMENT MANAGERS FOR THE PURPOSES OF THE REPORTING REQUIREMENTS UNDER SECTION
13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 (THE ACT) AND THE RULES PROMULGATED
THEREUNDER. MUFG ITSELF DOES NOT DIRECTLY EXERCISE INVESTMENT DISCRETION WITH
RESPECT TO ANY SECTION 13(F) SECURITIES POSITIONS EXCEPT THOSE THAT MAY BE
INCLUDED IN THIS FORM 13F. TO THE EXTENT THAT MUFG'S OWNERSHIP INTEREST IN SUCH
OPERATING SUBSIDIARIES IS DEEMED THE EXERCISE OF INVESTMENT DISCRETION REGARDING
CERTAIN OF SUCH SUBSIDIARIES' MANAGED ACCOUNTS, THE INFORMATION REQUIRED BY FORM
13F WITH RESPECT TO SUCH ACCOUNTS IS INCLUDED IN THE REPORT SEPARATELY FILED BY
EACH OF THE OPERATING SUBSIDIARIES THAT ARE INSTITUTIONAL INVESTMENT MANAGERS
SUBJECT TO SECTION 13(F) OF THE ACT.
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
FORM 13F FILE NUMBER NAME
-------------------- ----
28-13564 Mitsubishi UFJ Trust and Banking Corporation
28-13570 Mitsubishi UFJ Securities Holdings Co., Ltd.
28-13566 Mitsubishi UFJ Asset Management Co., Ltd.
28-13569 Kokusai Asset Management Co., Ltd.
28-04665 UnionBanCal Corporation
28-05836 The Bank of Tokyo-Mitsubishi UFJ, Ltd.
28-13602 MU Investments Co., Ltd.
28-14928 Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------
Form 13F Information Table Entry Total: 1
--------------
Form 13F Information Table Value Total: $8,260,168
--------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None.
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------ -------- ---------- -------- --------------------- ---------- ---------- --------------------------
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------ -------- ---------- -------- --------------------- ---------- ---------- --------------------------
Morgan Stanley COM 617446448 8,260,168 432,017,152 SH SOLE 432,017,152 0 0