0000950142-12-000281.txt : 20120210 0000950142-12-000281.hdr.sgml : 20120210 20120210110501 ACCESSION NUMBER: 0000950142-12-000281 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120210 DATE AS OF CHANGE: 20120210 GROUP MEMBERS: BANK OF TOKYO-MITSUBISHI UFJ LTD. GROUP MEMBERS: HIGHMARK CAPITAL MANAGEMENT INC. GROUP MEMBERS: KABU.COM SECURITIES CO. LTD. GROUP MEMBERS: KOKUSAI ASSET MANAGEMENT CO. LTD. GROUP MEMBERS: MITSUBISHI UFJ ASSET MANAGEMENT (UK) LTD. GROUP MEMBERS: MITSUBISHI UFJ ASSET MANAGEMENT CO. LTD. GROUP MEMBERS: MITSUBISHI UFJ FINANCIAL GROUP INC. GROUP MEMBERS: MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO. LTD. GROUP MEMBERS: MITSUBISHI UFJ SECURITIES HOLDINGS CO. LTD. GROUP MEMBERS: MITSUBISHI UFJ SECURITIES INTERNATIONAL PLC GROUP MEMBERS: MITSUBISHI UFJ TRUST & BANKING CORP GROUP MEMBERS: MU INVESTMENTS CO. LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HITACHI LTD CENTRAL INDEX KEY: 0000047710 STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78884 FILM NUMBER: 12590247 BUSINESS ADDRESS: STREET 1: 6-6, MARUNOUCHI 1-CHOME STREET 2: CHIYODA-KU CITY: TOKYO JAPAN STATE: M0 ZIP: 100-8280 BUSINESS PHONE: 813-3258-1111 MAIL ADDRESS: STREET 1: 6-6, MARUNOUCHI 1-CHOME STREET 2: CHIYODA-KU CITY: TOKYO JAPAN STATE: M0 ZIP: 100-8280 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MITSUBISHI UFJ FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000067088 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 7-1 MARUNOUCHI 2-CHOME STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-8330 BUSINESS PHONE: 2125301784 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS 10020-1104 CITY: NEW YORK STATE: NY ZIP: 10020-1104 FORMER COMPANY: FORMER CONFORMED NAME: BANK OF TOKYO MITSUBISHI LTD /ADR/ DATE OF NAME CHANGE: 20010402 FORMER COMPANY: FORMER CONFORMED NAME: MITSUBISHI BANK LTD /ADR/ DATE OF NAME CHANGE: 19920929 FORMER COMPANY: FORMER CONFORMED NAME: MITSUBISHI TOKYO FINANCIAL GROUP INC DATE OF NAME CHANGE: 19920929 SC 13G/A 1 eh1200213_13ga3-hitachi.htm AMENDMENT NO. 3 Unassociated Document


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
 
SCHEDULE 13G
Under the Securities Exchange Act of 1934
 
(Amendment No. 3)*
 
Hitachi, Ltd.
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
433578507
(CUSIP Number)
 
December 31, 2011
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
þ :
Rule 13d-1(b)
   
o :
Rule 13d-1(c)
   
o :
Rule 13d-1(d)
 
*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 


 
 
 
 
 
 
CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Financial Group, Inc.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
248,542,544
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
248,542,544
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
248,542,544
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
5.5%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 

 
 
Page 2 of 38

 
 
CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
The Bank of Tokyo–Mitsubishi UFJ, Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
1,000,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
1,000,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,000,000
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 
 
 
 
Page 3 of 38

 

 
CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Trust and Banking Corporation
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
210,629,368
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
210,629,368
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
210,629,368
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
4.7%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 

 
Page 4 of 38

 


CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Securities Holdings Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
12,088,429
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
12,088,429
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
12,088,429
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.3%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 

 
Page 5 of 38

 


CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
7,408,152
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
7,408,152
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
7,408,152
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.2%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 
 
 
Page 6 of 38

 


CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Securities International plc
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
London, United Kingdom
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
4,680,277
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
4,680,277
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,680,277
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.1%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 
 

 
 
 
Page 7 of 38

 
 
CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Asset Management Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
23,470,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
23,470,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
23,470,000
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.5%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 

 
 
Page 8 of 38

 
CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Asset Management (UK) Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
London, United Kingdom
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
338,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
338,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
338,000
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 
 
Page 9 of 38

 
CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
MU Investments Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
331,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
331,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
331,000
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 
 
 
Page 10 of 38

 
CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
kabu.com Securities Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
436,747
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
436,747
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
436,747
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 


 
Page 11 of 38

 
 
CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
KOKUSAI Asset Management Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
422,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
422,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
422,000
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 
 
Page 12 of 38

 
 
CUSIP No. 433578507
 
 
1
NAME OF REPORTING PERSON
 
HighMark Capital Management, Inc.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
California, United States
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
165,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
165,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
165,000
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
IA
 
 
 
 
 
Page 13 of 38

 

 
CUSIP No. 433578507
 
ITEM 1
 
 
(a)
Name of Issuer
     
   
Hitachi, Ltd.
     
 
(b)
Address of Issuer’s Principal Executive Offices
     
   
6-6 Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-8280, Japan
 
ITEM 2
 
 
(a)
Names of Persons Filing
     
   
Mitsubishi UFJ Financial Group, Inc. (“MUFG”)
     
   
The Bank of Tokyo-Mitsubishi UFJ, Ltd. (“BTMU”)
     
   
Mitsubishi UFJ Trust and Banking Corporation (“MUTB”)
     
   
Mitsubishi UFJ Securities Holdings Co., Ltd. (“MUSHD”)
     
   
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (“MUMSS”)
     
   
Mitsubishi UFJ Securities International plc (“MUSI”)
     
   
Mitsubishi UFJ Asset Management Co., Ltd. (“MUAM”)
     
   
Mitsubishi UFJ Asset Management (UK) Ltd. (“MUAMUK”)
     
   
MU Investments Co., Ltd. (“MUI”)
     
   
kabu.com Securities Co., Ltd. (“KC”)
     
   
KOKUSAI Asset Management Co., Ltd. (“KAM”)
     
   
HighMark Capital Management, Inc. (“HCM”)
     
 
(b)
Address of Principal Business Office or, if none, Residence
     
   
MUFG:
   
7-1 Marunouchi 2-chome, Chiyoda-ku
   
Tokyo 100-8330, Japan
     
   
BTMU:
   
7-1 Marunouchi 2-chome, Chiyoda-ku
   
Tokyo 100-8388, Japan
     
   
MUTB:
   
4-5 Marunouchi 1-chome, Chiyoda-ku
   
Tokyo 100-8212, Japan
     
   
MUSHD:
   
5-2 Marunouchi 2-chome, Chiyoda-ku
   
Tokyo 100-0005, Japan
     
 
 
 
Page 14 of 38

 
 
CUSIP No. 433578507
 
 
   
MUMSS:
   
5-2 Marunouchi 2-chome, Chiyoda-ku
   
Tokyo 100-0005, Japan
     
   
MUSI:
   
Ropemaker Place, 25 Ropemaker Street
   
London EC2Y 9AJ, United Kingdom
     
   
MUAM:
   
4-5 Marunouchi 1-chome, Chiyoda-ku
   
Tokyo 100-8212, Japan
     
   
MUAMUK:
   
Ropemaker Place, 25 Ropemaker Street
   
London EC2Y 9AN, United Kingdom
     
   
MUI:
   
2-15 Nihonbashi Muromachi 3-chome, Chuo-ku
   
Tokyo 103-0022, Japan
     
   
KC:
   
3-2 Otemachi 1-chome, Chiyoda-ku
   
Tokyo 100-0004, Japan
     
   
KAM:
   
1-1 Marunouchi 3-chome, Chiyoda-ku
   
Tokyo 100-0005, Japan
     
   
HCM:
    350 California Street, San Francisco
   
California 94104, USA
     
 
(c)
Citizenship
     
   
Not applicable.
     
 
(d)
Title of Class of Securities
     
   
Common Stock
     
 
(e)
CUSIP Number
     
   
433578507
 
ITEM 3
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
MUFG:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
 
 
 
Page 15 of 38

 
 
CUSIP No. 433578507
 
 
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Parent holding company
 
 
BTMU:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Bank
 
 
MUTB:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
 
 
 
Page 16 of 38

 
 
CUSIP No. 433578507
 
 
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Bank
 
 
MUSHD:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
 
 
 
Page 17 of 38

 
 
CUSIP No. 433578507
 
 
 
MUMSS:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
 
 
MUSI:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
 
 
 
Page 18 of 38

 
 
CUSIP No. 433578507
 
 
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
 
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer, Bank
 
 
MUAM:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
 
MUAMUK:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
 
 
 
Page 19 of 38

 
 
CUSIP No. 433578507
 
 
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
 
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
 
MUI:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
 
KC:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
 
 
 
Page 20 of 38

 
 
CUSIP No. 433578507
 
 
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
 
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
 
 
KAM:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
         
 
HCM:
(a)
[  ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[  ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[  ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
 
 
 
 
Page 21 of 38

 
 
 
CUSIP No. 433578507
 
   
(d)
[  ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[Ö]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[  ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[  ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[  ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[  ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[  ]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[  ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
   
 
   If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Not applicable
 
ITEM 4 Ownership
   
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
 
For MUFG
 
       
 
(a)
Amount beneficially owned:
248,542,544
       
 
(b)
Percent of class:
5.49%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
248,542,544
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
248,542,544
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
     
 
For BTMU
 
       
 
(a)
Amount beneficially owned:
1,000,000
       
 
(b)
Percent of class:
0.02%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
1,000,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
1,000,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
 
 
Page 22 of 38

 
 
 
CUSIP No. 433578507
 
 
For MUTB
 
       
 
(a)
Amount beneficially owned:
210,629,368
       
 
(b)
Percent of class:
4.66%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
210,629,368
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
210,629,368
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
     
 
For MUSHD
 
       
 
(a)
Amount beneficially owned:
12,088,429
       
 
(b)
Percent of class:
0.27%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
12,088,429
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
12,088,429
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
     
 
For MUMSS
 
       
 
(a)
Amount beneficially owned:
7,408,152
       
 
(b)
Percent of class:
0.16%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
7,408,152
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
7,408,152
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
     
 
For MUSI
 
       
 
(a)
Amount beneficially owned:
4,680,277
       
 
(b)
Percent of class:
0.10%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
4,680,277
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
4,680,277
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
     
 
 
 
Page 23 of 38

 
 
 
CUSIP No. 433578507
 
 
For MUAM
 
       
 
(a)
Amount beneficially owned:
23,470,000
       
 
(b)
Percent of class:
0.52%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
23,470,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
23,470,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
     
 
For MUAMUK
 
       
 
(a)
Amount beneficially owned:
338,000
       
 
(b)
Percent of class:
0.01%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
338,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
338,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
     
 
For MUI
 
       
 
(a)
Amount beneficially owned:
331,000
       
 
(b)
Percent of class:
0.01%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
331,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
331,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
     
 
For KC
 
       
 
(a)
Amount beneficially owned:
436,747
       
 
(b)
Percent of class:
0.01%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
436,747
       
 
 
 
Page 24 of 38

 
 
 
CUSIP No. 433578507
 
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
436,747
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
     
 
For KAM
 
       
 
(a)
Amount beneficially owned:
422,000
       
 
(b)
Percent of class:
0.01%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
422,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
422,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
     
 
For HCM
 
       
 
(a)
Amount beneficially owned:
165,000
       
 
(b)
Percent of class:
0.00%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
165,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
165,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
 
 
ITEM 5
Ownership of Five Percent or Less of a Class
 
Not applicable.
 
ITEM 6
Ownership of More than Five Percent on Behalf of Another Person
 
Not applicable.
 
ITEM 7
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
 
As of December 31, 2011, MUFG beneficially owns 248,542,544 shares of the issuer indirectly through its subsidiaries as follows: BTMU holds 1,000,000 shares; MUTB holds 210,629,368 shares; MUSHD holds 12,088,429 shares (including 7,408,152 shares indirectly held through MUMSS, and 4,680,277 shares indirectly held through MUSI, both which are subsidiaries); MUAM holds 23,470,000 shares (including 338,000 shares indirectly held through a subsidiary, MUAMUK); MUI holds 331,000 shares; KC holds 436,747 shares; KAM holds 422,000 shares; and HCM holds 165,000 shares.
 
 
Page 25 of 38

 
 
CUSIP No. 433578507
 
 
ITEM 8
Identification and Classification of Members of the Group
 
Not applicable.
 
ITEM 9
Notice of Dissolution of Group
 
Not applicable.
 
ITEM 10
Certifications
 
By signing below MUFG, BTMU, MUTB, MUSHD, MUMSS, MUSI, MUAM, MUAMUK, MUI, KC and KAM certify that, to the best of their knowledge and belief, (i) the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, and (ii) the foreign regulatory schemes applicable to parent holding companies, banks, broker-dealers and investment advisers, respectively, are substantially comparable to the regulatory schemes applicable to the functionally equivalent U.S. institutions.  These filers also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.
 
By signing below HCM certifies that, to the best of its knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 
 
Page 26 of 38

 
 
CUSIP No. 433578507
 


SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
February 10, 2012
 
     
   
Mitsubishi UFJ Financial Group, Inc.
 
     
     
By:
/s/ Koujirou Nakazawa
 
     
Name:
Koujirou Nakazawa
 
     
Title:
Senior Manager, Credit & Investment Management Division

 
 
Page 27 of 38

 
 
CUSIP No. 433578507
 


SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
February 10, 2012
 
     
   
The Bank of Tokyo-Mitsubishi UFJ, Ltd.
 
     
     
By:
/s/ Koujirou Nakazawa
 
     
Name:
Koujirou Nakazawa
 
     
Title:
Chief Manager, Credit Policy & Planning Division
 

 

 
Page 28 of 38

 
 
CUSIP No. 433578507
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
February 10, 2012
 
     
     
Mitsubishi UFJ Trust and Banking Corporation   
     
     
By:
/s/ Hiroki Masuoka
 
     
Name:
Hiroki Masuoka
 
     
Title:
Deputy General Manager of Trust Assets Planning Division

 

 
Page 29 of 38

 
 
CUSIP No. 433578507
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
February 10, 2012
 
     
   
Mitsubishi UFJ Securities Holdings Co., Ltd.
 
     
     
By:
/s/ Shingo Sumimoto
 
     
Name:
Shingo Sumimoto
 
     
Title:
General Manager, Corporate Planning Division
 

 

 
Page 30 of 38

 
 
CUSIP No. 433578507
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
February 10, 2012
 
     
   
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
 
     
     
By:
/s/ Tetsurou Shinohara
 
     
Name:
Tetsurou Shinohara
 
     
Title:
General Manager, Corporate Planning Division
 

 

 
Page 31 of 38

 
 
CUSIP No. 433578507
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
February 10, 2012
 
     
   
Mitsubishi UFJ Securities International plc
 
     
     
By:
/s/ Yasutaka Suehiro
 
     
Name:
Yasutaka Suehiro
 
     
Title:
Chief Administration Officer
 

 

 
Page 32 of 38

 
 
CUSIP No. 433578507
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
February 10, 2012
 
     
     
Mitsubishi UFJ Asset Management Co., Ltd.
 
     
     
By:
/s/ Katsutoshi Edamura
 
     
Name:
Katsutoshi Edamura
 
     
Title:
General Manager of Risk Management Division
 

 

 
Page 33 of 38

 
 
CUSIP No. 433578507
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
February 10, 2012
 
     
     
Mitsubishi UFJ Asset Management (UK) Ltd.
 
     
     
By:
/s/  Kenji Nakai
 
     
Name:
Kenji Nakai
 
     
Title:
Managing Director & CE
 

 

 
Page 34 of 38

 
 
CUSIP No. 433578507
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
February 10, 2012
 
     
     
MU Investments Co., Ltd.
 
     
     
By:
/s/ Yuya Saijo
 
     
Name:
Yuya Saijo
 
     
Title:
Senior Managing Director
 

 

 
Page 35 of 38

 
 
CUSIP No. 433578507
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
February 10, 2012
 
     
     
kabu.com Securities Co., Ltd.
 
     
     
By:
/s/ Takeshi Amemiya
 
     
Name:
Takeshi Amemiya
 
     
Title:
General Manager of Corporate Administration
 

 

 
Page 36 of 38

 
 
CUSIP No. 433578507
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
February 10, 2012
 
     
     
KOKUSAI Asset Management Co., Ltd.
 
     
     
By:
/s/ Takeshi Dohi
 
     
Name:
Takeshi Dohi
 
     
Title:
General Manager, Investment Management Planning Dept.
 

 

 

 
Page 37 of 38

 
 
CUSIP No. 433578507
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
February 10, 2012
 
     
     
HighMark Capital Management, Inc.
 
     
     
By:
/s/ Earle A. Malm II
 
     
Name:
Earle A. Malm II
 
     
Title:
Chairman, President and CEO
 

 
 
 
 
Page 38 of 38