SC 13G/A 1 sc13ga2_wacoal.txt AMENDMENT NO. 2 ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* WACOAL HOLDINGS CORP. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 930004205 (CUSIP Number) DECEMBER 31, 2005 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [_] Rule 13d-1(c) [_] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ================================================================================ ----------------------- CUSIP NO. 930004205 ----------------------- -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entitles only) Mitsubishi UFJ Financial Group, Inc. -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [_] (b) [_] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Tokyo, Japan -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 12,451,632 ------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 12,451,632 ------------------------------------------------ PERSON 8 SHARED DISPOSITIVE POWER WITH -0- -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,451,632 -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [_] -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.7% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) CO -------------------------------------------------------------------------------- Page 2 of 17 ----------------------- CUSIP NO. 930004205 ----------------------- -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entitles only) The Bank of Tokyo - Mitsubishi UFJ, Ltd. -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [_] (b) [_] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Tokyo, Japan -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 7,156,529 ------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 7,156,529 ------------------------------------------------ PERSON 8 SHARED DISPOSITIVE POWER WITH -0- -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,156,529 -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [_] -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.0% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) CO -------------------------------------------------------------------------------- Page 3 of 17 ----------------------- CUSIP NO. 930004205 ----------------------- -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entitles only) Mitsubishi UFJ Trust and Banking Corporation -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [_] (b) [_] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Tokyo, Japan -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 4,225,000 ------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 4,225,000 ------------------------------------------------ PERSON 8 SHARED DISPOSITIVE POWER WITH -0- -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,225,000 -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [_] -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.9% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) CO -------------------------------------------------------------------------------- Page 4 of 17 ----------------------- CUSIP NO. 930004205 ----------------------- -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entitles only) Mitsubishi UFJ Securities Co., Ltd. -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [_] (b) [_] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Tokyo, Japan -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 1,070,103 ------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 1,070,103 ------------------------------------------------ PERSON 8 SHARED DISPOSITIVE POWER WITH -0- -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,070,103 -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [_] -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.7% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) CO -------------------------------------------------------------------------------- Page 5 of 17 ----------------------- CUSIP NO. 930004205 ----------------------- -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entitles only) Mitsubishi UFJ Securities International plc -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [_] (b) [_] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION London, United Kingdom -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 250,000 ------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 250,000 ------------------------------------------------ PERSON 8 SHARED DISPOSITIVE POWER WITH -0- -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 250,000 -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [_] -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.2% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) CO -------------------------------------------------------------------------------- Page 6 of 17 ----------------------- CUSIP NO. 930004205 ----------------------- ITEM 1 (a) NAME OF ISSUER Wacoal Holdings Corp. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 29 Nakajima-cho, Kisshoin, Minami-ku Kyoto, 601-8530, Japan ITEM 2 (a) NAMES OF PERSONS FILING Mitsubishi UFJ Financial Group, Inc. ("MUFG") The Bank of Tokyo-Mitsubishi UFJ, Ltd. ("BTMU") Mitsubishi UFJ Trust and Banking Corporation ("MUTB") Mitsubishi UFJ Securities Co., Ltd. ("MUS") Mitsubishi UFJ Securities International plc ("MUSI") (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE MUFG: 7-1 Marunouchi 2-chome, Chiyoda-ku Tokyo 100-8330, Japan BTMU: 7-1 Marunouchi 2-chome, Chiyoda-ku Tokyo 100-8388, Japan MUTB: 4-5 Marunouchi 1-chome, Chiyoda-ku Tokyo 100-8212, Japan MUS: 4-1 Marunouchi 2-chome, Chiyoda-ku Tokyo, 100-6317, Japan MUSI: 6 Broadgate, London EC2M 2AA, United Kingdom Page 7 of 17 ----------------------- CUSIP NO. 930004205 ----------------------- (c) CITIZENSHIP Not applicable. (d) TITLE OF CLASS OF SECURITIES Common Stock (e) CUSIP NUMBER 930004205 ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13D-1(B) OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: MUFG: (a) [ ] Broker dealer registered under section 15 of the Act (15 U.S.C. 780). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as fined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) [X] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with 240.13d. BTMU: (a) [ ] Broker dealer registered under section 15 of the Act (15 U.S.C. 780). (b) [X] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as fined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); Page 8 of 17 ----------------------- CUSIP NO. 930004205 ----------------------- (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with 240.13d. MUTB: (a) [ ] Broker dealer registered under section 15 of the Act (15 U.S.C. 780). (b) [X] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as fined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with 240.13d. MUS: (a) [X] Broker dealer registered under section 15 of the Act (15 U.S.C. 780). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as fined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with 240.13d. Page 9 of 17 ----------------------- CUSIP NO. 930004205 ----------------------- MUSI: (a) [X] Broker dealer registered under section 15 of the Act (15 U.S.C. 780). (b) [X] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as fined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with 240.13d. ITEM 4 OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
For MUFG (a) Amount Beneficially Owned: 12,451,632 (b) Percent of Class: 8.65% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 12,451,632 (ii) Shared power to vote or to direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 12,451,632 (iv) Shared power to dispose or to direct the disposition of: -0- For BTMU (a) Amount Beneficially Owned (includes 3,175,529 shares held as of December 31, 2005 by UFJ Bank Limited ("UFJ"), which was subsequently merged into BTMU): 7,156,529 (b) Percent of Class: 4.97% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 7,156,529 (ii) Shared power to vote or to direct the vote: -0-
Page 10 of 17 ----------------------- CUSIP NO. 930004205 -----------------------
(iii) Sole power to dispose or to direct the disposition of: 7,156,529 (iv) Shared power to dispose or to direct the disposition of: -0- For MUTB (a) Amount Beneficially Owned: 4,225,000 (b) Percent of Class: 2.94% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 4,225,000 (ii) Shared power to vote or to direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 4,225,000 (iv) Shared power to dispose or to direct the disposition of: -0- For MUS (a) Amount Beneficially Owned: 1,070,103 (b) Percent of Class: 0.74% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 1,070,103 (ii) Shared power to vote or to direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 1,070,103 (iv) Shared power to dispose or to direct the disposition of: -0- For MUSI (a) Amount Beneficially Owned: 250,000 (b) Percent of Class: 0.17% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 250,000 (ii) Shared power to vote or to direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 250,000 (iv) Shared power to dispose or to direct the disposition of: -0-
ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable. ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable. Page 11 of 17 ----------------------- CUSIP NO. 930004205 ----------------------- ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY As of December 31, 2005, MUFG beneficially owns 12,451,632 shares indirectly through its subsidiaries as follows: BTMU holds 7,156,529 shares (including 3,175,529 shares held by UFJ); MUTB holds 4,225,000 shares; and MUS holds 1,070,103 shares (including 250,000 shares indirectly held through MUS's subsidiary, MUSI). ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9 NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10 CERTIFICATION By signing below the filers certify that, to the extent of their best knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 12 of 17 ----------------------- CUSIP NO. 930004205 ----------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 31, 2006 MITSUBISHI UFJ FINANCIAL GROUP, INC. By: /s/ Takami Onodera -------------------------------- Name: Takami Onodera Title: General Manager, Credit & Investment Management Division Page 13 of 17 ----------------------- CUSIP NO. 930004205 ----------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 31, 2006 THE BANK OF TOKYO-MITSUBISHI UFJ, LTD. By: /s/ Takami Onodera -------------------------------- Name: Takami Onodera Title: General Manager, Credit Policy & Planning Division Page 14 of 17 ----------------------- CUSIP NO. 930004205 ----------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 31, 2006 MITSUBISHI UFJ TRUST AND BANKING CORPORATION By: /s/ Koji Kawakami ----------------------------------- Name: Koji Kawakami Title: Deputy General Manager of Trust Assets Planning Division Page 15 of 17 ----------------------- CUSIP NO. 930004205 ----------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 31, 2006 MITSUBISHI UFJ SECURITIES CO., LTD. By: /s/ Shigeyasu Kasamatsu -------------------------------------- Name: Shigeyasu Kasamatsu Title: Senior Executive Officer & General Manager Page 16 of 17 ----------------------- CUSIP NO. 930004205 ----------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 31, 2006 MITSUBISHI UFJ SECURITIES INTERNATIONAL PLC By: /s/ Kenichi Yamana -------------------------------- Name: Kenichi Yamana Title: Managing Director Pge 17 of 17