0000950123-14-008190.txt : 20140812 0000950123-14-008190.hdr.sgml : 20140812 20140811061349 ACCESSION NUMBER: 0000950123-14-008190 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140811 DATE AS OF CHANGE: 20140811 EFFECTIVENESS DATE: 20140811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MITSUBISHI UFJ FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000067088 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13582 FILM NUMBER: 141028884 BUSINESS ADDRESS: STREET 1: 7-1 MARUNOUCHI 2-CHOME STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-8330 BUSINESS PHONE: 2125301784 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS 10020-1104 CITY: NEW YORK STATE: NY ZIP: 10020-1104 FORMER COMPANY: FORMER CONFORMED NAME: BANK OF TOKYO MITSUBISHI LTD /ADR/ DATE OF NAME CHANGE: 20010402 FORMER COMPANY: FORMER CONFORMED NAME: MITSUBISHI BANK LTD /ADR/ DATE OF NAME CHANGE: 19920929 FORMER COMPANY: FORMER CONFORMED NAME: MITSUBISHI TOKYO FINANCIAL GROUP INC DATE OF NAME CHANGE: 19920929 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000067088 XXXXXXXX 06-30-2014 06-30-2014 MITSUBISHI UFJ FINANCIAL GROUP INC

1251 AVENUE OF THE AMERICAS 10020-1104 NEW YORK NY 10020-1104

13F COMBINATION REPORT 028-13582 28-13564 Mitsubishi UFJ Trust and Banking Corporation 28-13570 Mitsubishi UFJ Securities Holdings Co., Ltd. 28-13566 Mitsubishi UFJ Asset Management Co., Ltd. 28-13569 Kokusai Asset Management Co., Ltd. 28-04665 UnionBancal Corporation (as of July 1, 2014, UnionBancal Corporation changed its name to MUFG Americas Holdings Corporation) 28-05836 The Bank of Tokyo-Mitsubishi UFJ, Ltd. 28-13602 MU Investments Co., Ltd. 28-14928 Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. 28-15731 Mitsubishi UFJ Securities International plc Y MITSUBISHI UFJ FINANCIAL GROUP, INC. (MUFG) IS THE PARENT HOLDING COMPANY OF A NUMBER OF OPERATING SUBSIDIARIES, SOME OF WHICH ARE OR MAY BE INSTITUTIONAL INVESTMENT MANAGERS FOR THE PURPOSES OF THE REPORTING REQUIREMENTS UNDER SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 (THE ACT) AND THE RULES PROMULGATED THEREUNDER. MUFG ITSELF DOES NOT DIRECTLY EXERCISE INVESTMENT DISCRETION WITH RESPECT TO ANY SECTION 13(F) SECURITIES POSITIONS EXCEPT THOSE THAT MAY BE INCLUDED IN THIS FORM 13F. TO THE EXTENT THAT MUFG'S OWNERSHIP INTEREST IN SUCH OPERATING SUBSIDIARIES IS DEEMED THE EXERCISE OF INVESTMENT DISCRETION REGARDING CERTAIN OF SUCH SUBSIDIARIES' MANAGED ACCOUNTS, THE INFORMATION REQUIRED BY FORM 13F WITH RESPECT TO SUCH ACCOUNTS IS INCLUDED IN THE REPORT SEPARATELY FILED BY EACH OF THE OPERATING SUBSIDIARIES THAT ARE INSTITUTIONAL INVESTMENT MANAGERS SUBJECT TO SECTION 13(F) OF THE ACT. Kazutomo Kishi 81-3-3240-6795 /s/ Kazutomo Kishi Tokyo M0 08-11-2014 0 1 13967115 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F Morgan Stanley COM 617446448 13967115 432017152 SH SOLE 432017152 0 0