0000899243-19-001746.txt : 20190123
0000899243-19-001746.hdr.sgml : 20190123
20190123180109
ACCESSION NUMBER: 0000899243-19-001746
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190118
FILED AS OF DATE: 20190123
DATE AS OF CHANGE: 20190123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MITSUBISHI UFJ FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0000067088
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11758
FILM NUMBER: 19538250
BUSINESS ADDRESS:
STREET 1: 7-1 MARUNOUCHI 2-CHOME
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-8330
BUSINESS PHONE: 2125301784
MAIL ADDRESS:
STREET 1: 1251 AVENUE OF THE AMERICAS 10020-1104
CITY: NEW YORK
STATE: NY
ZIP: 10020-1104
FORMER NAME:
FORMER CONFORMED NAME: BANK OF TOKYO MITSUBISHI LTD /ADR/
DATE OF NAME CHANGE: 20010402
FORMER NAME:
FORMER CONFORMED NAME: MITSUBISHI BANK LTD /ADR/
DATE OF NAME CHANGE: 19920929
FORMER NAME:
FORMER CONFORMED NAME: MITSUBISHI TOKYO FINANCIAL GROUP INC
DATE OF NAME CHANGE: 19920929
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY
CENTRAL INDEX KEY: 0000895421
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 363145972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-761-4000
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO
DATE OF NAME CHANGE: 19980326
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO
DATE OF NAME CHANGE: 19960315
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-01-18
0
0000895421
MORGAN STANLEY
MS
0000067088
MITSUBISHI UFJ FINANCIAL GROUP INC
7-1, MARUNOUCHI 2-CHOME, CHIYODA-KU
TOKYO
M0
100-8330
JAPAN
0
0
1
0
Common Shares
2019-01-18
4
X
0
700000
46.00
D
412270202
I
Through Subsidiary
Call Option (obligation to sell)
46.00
2019-01-18
4
E
0
7000
0.00
D
2018-11-05
2019-01-18
Common Shares
700000
7000
I
Through Subsidiary
Put Option (right to sell)
46.00
2019-01-18
4
X
0
7000
0.00
D
2018-11-05
2019-01-18
Common Shares
700000
7000
I
Through Subsidiary
The reported transactions were effected by a wholly owned subsidiary of the Reporting Person.
The premium received from writing the call options, which occurred on November 5, 2018, has been disgorged to the Issuer.
Each option contract represents 100 Common Shares.
/s/ Hiroshi Kasugai, Managing Director
2019-01-23