0001127602-19-004460.txt : 20190207 0001127602-19-004460.hdr.sgml : 20190207 20190207125420 ACCESSION NUMBER: 0001127602-19-004460 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190205 FILED AS OF DATE: 20190207 DATE AS OF CHANGE: 20190207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ashish Khandpur K CENTRAL INDEX KEY: 0001614139 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 19574385 MAIL ADDRESS: STREET 1: 3M COMPANY LEGAL AFFAIRS STREET 2: 3M CENTER CITY: ST PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-05 0000066740 3M CO MMM 0001614139 Ashish Khandpur K 3M CENTER ST. PAUL MN 55144-1000 1 Executive Vice President Common Stock 2019-02-05 4 A 0 4648.144 0 A 10499.2672 D Common Stock 2019-02-05 4 F 0 127.885 0 D 10371.3822 D Common Stock 752 I by Spouse Common Stock 787 I Spouse 401k/paesop Incentive Stock Option (Right to Buy) 201.12 2019-02-05 4 A 0 51127 0 A 2020-02-05 2029-02-04 Common Stock 51127 51127 D Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2016. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. Includes shares acquired under 3M's General Employee Stock Purchase Plan. Includes shares acquired pursuant to the 3M Voluntary Investment Plan. /s/ Sheila B. Claugherty, attorney-in-fact for Ashish K. Khanpur 2019-02-07