0001127602-12-016001.txt : 20120507
0001127602-12-016001.hdr.sgml : 20120507
20120507114905
ACCESSION NUMBER: 0001127602-12-016001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120503
FILED AS OF DATE: 20120507
DATE AS OF CHANGE: 20120507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Woodworth John K
CENTRAL INDEX KEY: 0001377945
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 12816638
MAIL ADDRESS:
STREET 1: 3M CENTER - OFFICE OF GENERAL COUNSEL
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER NAME:
FORMER CONFORMED NAME: Woodward John K
DATE OF NAME CHANGE: 20061011
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0305
4
2012-05-03
0000066740
3M CO
MMM
0001377945
Woodworth John K
3M CENTER
ST. PAUL
MN
55144-1000
1
VICE PRESIDENT CORP SC OPERTNS
Common Stock
2012-05-03
4
M
0
15018
84.40
A
29198
D
Common Stock
2012-05-03
4
F
0
14179
89.39
D
15019
D
Common Stock
2012-05-03
4
F
0
357
89.39
D
14662
D
Common Stock
2012-05-03
4
M
0
30532
54.11
A
45194
D
Common Stock
2012-05-03
4
S
0
43
89.32
D
45151
D
Common Stock
2012-05-03
4
S
0
1499
89.33
D
43652
D
Common Stock
2012-05-03
4
S
0
1052
89.34
D
42600
D
Common Stock
2012-05-03
4
S
0
5832
89.35
D
36768
D
Common Stock
2012-05-03
4
S
0
6516
89.36
D
30252
D
Common Stock
2012-05-03
4
S
0
1945
89.37
D
28307
D
Common Stock
2012-05-03
4
S
0
2626
89.38
D
25681
D
Common Stock
2012-05-03
4
S
0
2151
89.39
D
23530
D
Common Stock
2012-05-03
4
S
0
1792
89.40
D
21738
D
Common Stock
2012-05-03
4
S
0
1936
89.41
D
19802
D
Common Stock
2012-05-03
4
S
0
1957
89.42
D
17845
D
Common Stock
2012-05-03
4
S
0
1383
89.43
D
16462
D
Common Stock
2012-05-03
4
S
0
1600
89.44
D
14862
D
Common Stock
2012-05-03
4
S
0
100
89.4415
D
14762
D
Common Stock
2012-05-03
4
S
0
100
89.445
D
14662
D
Common Stock
903.58
I
By Corporation
Non-qualified Stock Option (Right to Buy)
84.40
2012-05-03
4
M
0
15018
0
D
2005-05-12
2014-05-09
Common Stock
15018
1744
D
Non-qualified Stock Option (Right to Buy)
54.11
2012-05-03
4
M
0
30532
0
D
2010-02-09
2019-02-08
Common Stock
30532
0
D
Non-qualified Stock Option (Right to Buy)
89.39
2012-05-03
4
A
0
14536
89.39
A
2012-11-03
2014-05-09
Common Stock
14536
14536
D
This Form is being filed to report the exercise of a 3M stock option for a total of 15,018 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 482 shares of 3M common stock. As a result of this transaction, 357 shares were sold to pay withholding taxes to the respective government agencies.
Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Performance Awards Deferred Compensation Plan.
George Ann Biros, attorney-in-fact for John K. Woodworth
2012-05-07