0001127602-12-016001.txt : 20120507 0001127602-12-016001.hdr.sgml : 20120507 20120507114905 ACCESSION NUMBER: 0001127602-12-016001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120503 FILED AS OF DATE: 20120507 DATE AS OF CHANGE: 20120507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Woodworth John K CENTRAL INDEX KEY: 0001377945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 12816638 MAIL ADDRESS: STREET 1: 3M CENTER - OFFICE OF GENERAL COUNSEL CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER NAME: FORMER CONFORMED NAME: Woodward John K DATE OF NAME CHANGE: 20061011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0305 4 2012-05-03 0000066740 3M CO MMM 0001377945 Woodworth John K 3M CENTER ST. PAUL MN 55144-1000 1 VICE PRESIDENT CORP SC OPERTNS Common Stock 2012-05-03 4 M 0 15018 84.40 A 29198 D Common Stock 2012-05-03 4 F 0 14179 89.39 D 15019 D Common Stock 2012-05-03 4 F 0 357 89.39 D 14662 D Common Stock 2012-05-03 4 M 0 30532 54.11 A 45194 D Common Stock 2012-05-03 4 S 0 43 89.32 D 45151 D Common Stock 2012-05-03 4 S 0 1499 89.33 D 43652 D Common Stock 2012-05-03 4 S 0 1052 89.34 D 42600 D Common Stock 2012-05-03 4 S 0 5832 89.35 D 36768 D Common Stock 2012-05-03 4 S 0 6516 89.36 D 30252 D Common Stock 2012-05-03 4 S 0 1945 89.37 D 28307 D Common Stock 2012-05-03 4 S 0 2626 89.38 D 25681 D Common Stock 2012-05-03 4 S 0 2151 89.39 D 23530 D Common Stock 2012-05-03 4 S 0 1792 89.40 D 21738 D Common Stock 2012-05-03 4 S 0 1936 89.41 D 19802 D Common Stock 2012-05-03 4 S 0 1957 89.42 D 17845 D Common Stock 2012-05-03 4 S 0 1383 89.43 D 16462 D Common Stock 2012-05-03 4 S 0 1600 89.44 D 14862 D Common Stock 2012-05-03 4 S 0 100 89.4415 D 14762 D Common Stock 2012-05-03 4 S 0 100 89.445 D 14662 D Common Stock 903.58 I By Corporation Non-qualified Stock Option (Right to Buy) 84.40 2012-05-03 4 M 0 15018 0 D 2005-05-12 2014-05-09 Common Stock 15018 1744 D Non-qualified Stock Option (Right to Buy) 54.11 2012-05-03 4 M 0 30532 0 D 2010-02-09 2019-02-08 Common Stock 30532 0 D Non-qualified Stock Option (Right to Buy) 89.39 2012-05-03 4 A 0 14536 89.39 A 2012-11-03 2014-05-09 Common Stock 14536 14536 D This Form is being filed to report the exercise of a 3M stock option for a total of 15,018 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 482 shares of 3M common stock. As a result of this transaction, 357 shares were sold to pay withholding taxes to the respective government agencies. Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan. Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Performance Awards Deferred Compensation Plan. George Ann Biros, attorney-in-fact for John K. Woodworth 2012-05-07