EX-FILING FEES 4 ea191770ex-fee_siebertfin.htm FILING FEE TABLE

Exhibit 107

 

Calculation of Filing Fee Tables

 

Form S-3

(Form Type)

 

Siebert Financial Corp.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

   Security
Type
  Security
Class
Title
  Fee
Calculation
or Carry
Forward
Rule
  Amount
Registered(1)
   Proposed
Maximum
Offering
Price Per
Unit
   Maximum
Aggregate
Offering
Price
   Fee Rate   Amount of
Registration
Fee
   Carry
Forward
Form
Type
   Carry
Forward
File
Number
   Carry
Forward
Initial
effective
date
   Filing Fee
Previously
Paid In
Connection
with
Unsold
Securities
to be
Carried
Forward
 
Newly Registered Securities 
Fees to Be Paid   Equity  Common Stock, par value $0.01 per share  Rule 457(c)    8,075,607(3)   $1.725(2)   $13,930,422.08    0.00014760   $2,056.13                                        
Fees Previously Paid                                                      
Carry Forward Securities
Carry Forward Securities                                                      
Total Offering Amounts $13,930,422.08        $2,056.13                     
Total Fees Previously Paid                                    
Total Fee Offsets                                    
Net Fee Due             $2,056.13                     

 

(1) Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), the securities being registered hereunder also include such indeterminate number of additional shares of common stock as may from time to time be issued after the date hereof as a result of stock splits, stock dividends, recapitalizations or similar transactions.

 

(2) Estimated solely for the purpose of calculating the registration fee in accordance with Rule 457(c) of the Securities Act, based upon the average of the high and low prices of the registrant’s common stock reported on the Nasdaq Capital Market on January 17, 2024 (such date being within five business days of the date that this registration statement was filed with the U.S. Securities and Exchange Commission).

 

(3) Represents shares of our common stock offered for resale by the Selling Stockholder named in the Registration Statement.