-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uacs1695gBOThhG4tlMaxUmZR+Mw+eZz4ju4RAuVGT13UoVb/T93CmTHLdUjf7Gr rIrp/uUHuSaaG2Fv25evzA== 0001225208-10-012959.txt : 20100514 0001225208-10-012959.hdr.sgml : 20100514 20100514162035 ACCESSION NUMBER: 0001225208-10-012959 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100511 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPAET JONATHAN D CENTRAL INDEX KEY: 0001241201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04324 FILM NUMBER: 10833882 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANDREA ELECTRONICS CORP CENTRAL INDEX KEY: 0000006494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 110482020 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 65 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: (631) 719-1800 MAIL ADDRESS: STREET 1: 65 ORVILLE DRIVE CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: ANDREA RADIO CORP DATE OF NAME CHANGE: 19911204 4 1 doc4.xml X0303 4 2010-05-11 0000006494 ANDREA ELECTRONICS CORP ANDR 0001241201 SPAET JONATHAN D C/O ANDREA ELECTRONICS CORPORATION 65 ORVILLE DRIVE BOHEMIA NY 11716 1 Common Stock 2010-05-11 4 S 0 200 0.07 D 409061 D Common Stock 2010-05-11 4 S 0 42200 0.06 D 366861 D Common Stock 2010-05-11 4 S 0 57600 0.061 D 309261 D Stock Option (right to buy) 0.34 2004-05-12 2013-05-12 Common Stock 35000 35000 D Stock Option (right to buy) 0.05 2005-11-10 2015-08-10 Common Stock 75000 75000 D Stock Option (right to buy) 0.12 2007-05-16 2016-11-16 Common Stock 16667 16667 D Stock Option (right to buy) 0.11 2008-03-12 2017-09-12 Common Stock 18182 18182 D Stock Option (right to buy) 0.11 2008-09-12 2017-09-12 Common Stock 15000 15000 D Stock Option (right to buy) 0.04 2009-02-08 2018-08-08 Common Stock 50000 50000 D Stock Option (right to buy) 0.04 2009-08-08 2018-08-08 Common Stock 15000 15000 D Stock Option (right to buy) 0.11 2010-01-24 2019-07-24 Common Stock 18182 18182 D Stock Options granted on September 12, 2007 will vest as follows: 33.3% on September 12, 2008, 33.3% on September 12, 2009 and 33.4% on September 12, 2010. Stock Options granted on August 8, 2008 will vest as follows: 33.3% on August 1, 2009, 33.3% on August 1, 2010 and 33.4% on August 1, 2011. Stock Options granted on July 24, 2009 will vest as follows: 33.3% on January 24, 2010, 33.3% on July 24, 2010 and 33.4% on January 24, 2011. /s/ Corisa Guiffre, Power of Attorney 2010-05-14 -----END PRIVACY-ENHANCED MESSAGE-----