0000064040-19-000098.txt : 20190401 0000064040-19-000098.hdr.sgml : 20190401 20190401181426 ACCESSION NUMBER: 0000064040-19-000098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190328 FILED AS OF DATE: 20190401 DATE AS OF CHANGE: 20190401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matturri Alexander JR CENTRAL INDEX KEY: 0001606963 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01023 FILM NUMBER: 19722156 MAIL ADDRESS: STREET 1: MCGRAW HILL FINANCIAL STREET 2: 55 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10041 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S&P Global Inc. CENTRAL INDEX KEY: 0000064040 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 131026995 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10041 BUSINESS PHONE: 212-438-1000 MAIL ADDRESS: STREET 1: 55 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10041 FORMER COMPANY: FORMER CONFORMED NAME: MCGRAW HILL FINANCIAL INC DATE OF NAME CHANGE: 20130502 FORMER COMPANY: FORMER CONFORMED NAME: MCGRAW-HILL COMPANIES INC DATE OF NAME CHANGE: 19950502 FORMER COMPANY: FORMER CONFORMED NAME: MCGRAW HILL INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_155415684947533.xml FORM 4 X0306 4 2019-03-28 0 0000064040 S&P Global Inc. SPGI 0001606963 Matturri Alexander JR 55 WATER STREET NEW YORK NY 10041 0 1 0 0 CEO, S&P Dow Jones Indices Common Stock 2019-03-28 4 M 0 1790 21.95 A 19478.04 D Common Stock 2019-03-28 4 S 0 1790 205.88 D 17688.04 D Options (Right to Buy) 21.95 2019-03-28 4 M 0 1790 0 D 2010-04-01 2019-03-31 Common Stock 1790.0 0 D Restricted Stock Units 0.0 2017-12-31 2019-12-31 Common Stock 316.0 316 D Restricted Stock Units 0.0 Common Stock 495.0 495 D Options (Right to Buy) 24.23 2010-10-01 2019-09-30 Common Stock 2014.0 2014 D Options (Right to Buy) 33.98 2011-04-01 2020-03-31 Common Stock 5104.0 5104 D Options (Right to Buy) 37.41 2012-04-01 2021-03-31 Common Stock 5560.0 5560 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/2018. Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. /s/ Alma Montanez, Attorney-in-Fact 2019-04-01