0001523711-12-000092.txt : 20121102 0001523711-12-000092.hdr.sgml : 20121102 20121102163721 ACCESSION NUMBER: 0001523711-12-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121101 FILED AS OF DATE: 20121102 DATE AS OF CHANGE: 20121102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROTHERS ELLEN L CENTRAL INDEX KEY: 0001231087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 121177263 MAIL ADDRESS: STREET 1: C/O MATTEL INC STREET 2: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-11-01 0000063276 MATTEL INC /DE/ MAT 0001231087 BROTHERS ELLEN L MATTEL, INC. 333 CONTINENTAL BLVD. EL SEGUNDO CA 90245 0 1 0 0 Executive Vice President Common Stock 2012-11-01 4 M 0 75000 16.96 A 116243 D Common Stock 2012-11-01 4 S 0 75000 37.00 D 41243 D Common Stock 9617 I In 401(k) Employee Stock Option - Right to Buy 16.96 2012-11-01 4 M 0 75000 0 D 2005-12-28 2014-04-30 Common Stock 75000 0 D As of November 1, 2012, the reporting person had a balance of $357,469.81 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP. /s/ Andrew Paalborg, Attorney-in-Fact for Ellen L. Brothers 2012-11-02