0001209191-13-052278.txt : 20131114
0001209191-13-052278.hdr.sgml : 20131114
20131114165707
ACCESSION NUMBER: 0001209191-13-052278
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131104
FILED AS OF DATE: 20131114
DATE AS OF CHANGE: 20131114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANAREN INC
CENTRAL INDEX KEY: 0000006314
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 160928561
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 6635 KIRKVILLE RD
CITY: EAST SYRACUSE
STATE: NY
ZIP: 13057
BUSINESS PHONE: 3154328909
MAIL ADDRESS:
STREET 1: 6635 KIRKVILLE ROAD
CITY: EAST SYRACUSE
STATE: NY
ZIP: 13057
FORMER COMPANY:
FORMER CONFORMED NAME: MICRONETICS INC
DATE OF NAME CHANGE: 19721103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POLK BENJAMIN
CENTRAL INDEX KEY: 0001266254
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35153
FILM NUMBER: 131221101
MAIL ADDRESS:
STREET 1: C/O HANSEN NATURAL CORP
STREET 2: 550 MONICA CIRCLE, SUITE 201
CITY: CORONA
STATE: CA
ZIP: 92880
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Veritas Capital Partners IV, L.L.C.
CENTRAL INDEX KEY: 0001591823
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35153
FILM NUMBER: 131221104
BUSINESS ADDRESS:
STREET 1: C/O VERITAS CAPITAL FUND MANAGEMENT, LLC
STREET 2: 590 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-415-6700
MAIL ADDRESS:
STREET 1: C/O VERITAS CAPITAL FUND MANAGEMENT, LLC
STREET 2: 590 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Veritas Capital Fund IV, L.P.
CENTRAL INDEX KEY: 0001469805
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35153
FILM NUMBER: 131221105
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 415-6700
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ANVC Holding Corp.
CENTRAL INDEX KEY: 0001591802
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35153
FILM NUMBER: 131221107
BUSINESS ADDRESS:
STREET 1: C/O VERITAS CAPITAL FUND MANAGEMENT, LLC
STREET 2: 590 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-415-6700
MAIL ADDRESS:
STREET 1: C/O VERITAS CAPITAL FUND MANAGEMENT, LLC
STREET 2: 590 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Musallam Ramzi M
CENTRAL INDEX KEY: 0001360891
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35153
FILM NUMBER: 131221103
MAIL ADDRESS:
STREET 1: C/O VERITAS CAPITAL
STREET 2: 590 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ANVC Holdings LLC
CENTRAL INDEX KEY: 0001591822
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35153
FILM NUMBER: 131221106
BUSINESS ADDRESS:
STREET 1: C/O VERITAS CAPITAL FUND MANAGEMENT, LLC
STREET 2: 590 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-415-6700
MAIL ADDRESS:
STREET 1: C/O VERITAS CAPITAL FUND MANAGEMENT, LLC
STREET 2: 590 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EVANS HUGH D
CENTRAL INDEX KEY: 0001504798
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35153
FILM NUMBER: 131221102
MAIL ADDRESS:
STREET 1: C/O VERITAS CAPITAL
STREET 2: 590 MADISON AVENUE, 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2013-11-04
0
0000006314
ANAREN INC
ANEN
0001591802
ANVC Holding Corp.
C/O VERITAS CAPITAL FUND MANAGEMENT, LLC
590 MADISON AVENUE
NEW YORK
NY
10022
0
0
1
0
0001591822
ANVC Holdings LLC
C/O VERITAS CAPITAL FUND MANAGEMENT, LLC
590 MADISON AVENUE
NEW YORK
NY
10022
0
0
1
0
0001469805
Veritas Capital Fund IV, L.P.
C/O VERITAS CAPITAL FUND MANAGEMENT, LLC
590 MADISON AVENUE
NEW YORK
NY
10022
0
0
1
0
0001591823
Veritas Capital Partners IV, L.L.C.
C/O VERITAS CAPITAL FUND MANAGEMENT, LLC
590 MADISON AVENUE
NEW YORK
NY
10022
0
0
1
0
0001360891
Musallam Ramzi M
C/O VERITAS CAPITAL FUND MANAGEMENT, LLC
590 MADISON AVENUE
NEW YORK
NY
10022
0
0
1
0
0001504798
EVANS HUGH D
C/O VERITAS CAPITAL FUND MANAGEMENT, LLC
590 MADISON AVENUE
NEW YORK
NY
10022
0
0
1
0
0001266254
POLK BENJAMIN
C/O VERITAS CAPITAL FUND MANAGEMENT, LLC
590 MADISON AVENUE
NEW YORK
NY
10022
0
0
1
0
Common Shares, par value $0.01 per share
0
I
See Footnotes
The Reporting Persons are filing this Form 3 solely due to the entry into a voting agreement (the "Voting Agreement") by and among ANVC Holding Corp., a Delaware corporation ("Parent"), and certain shareholders (the "Shareholders") of Anaren, Inc. (the "Issuer"). The Reporting Persons also filed a Schedule 13D on November 14, 2013. The Voting Agreement was entered into in connection with that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 4, 2013, by and among Parent, ANVC Merger Corp., a New York corporation and wholly owned subsidiary of Parent ("Merger Sub"), and Issuer.
(FN 1 con't) As a result of certain provisions contained in the Voting Agreement, the Reporting Persons may be deemed to have beneficial ownership of the shares of the Issuer's common stock (the "Shares") covered by the Voting Agreement (an aggregate of 1,694,584 Shares, which represents approximately 12.7% of the Issuer's total outstanding Shares based on 13,333,822 Shares reported outstanding as of November 1, 2013 (as represented in the Merger Agreement)) for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Each Reporting Person expressly disclaims any beneficial ownership for purposes of the Schedule 13D referenced above and below. Each Reporting Person also expressly disclaims any beneficial ownership of the securities reported herein, and none of the Reporting Persons has any pecuniary interest (as defined in Rule 16a-1(a)(2) of the Exchange Act) in any of the Shares subject to the Voting Agreement.
(FN 2 con't) The Reporting Persons declare that the filing of this Form 3 shall not be construed as an admission that any Reporting Person is the beneficial owner of any securities reported in this Form 3.
For additional information regarding the Voting Agreement and the Merger Agreement, see Schedule 13D filed by Parent, ANVC Holdings LLC ("Parent Holdco"), The Veritas Capital Fund IV, L.P. ("Veritas Capital"), Veritas Capital Partners IV, L.L.C. ("Veritas Partners"), Ramzi M. Musallam, Hugh D. Evans and Benjamin M. Polk with the Securities and Exchange Commission on November 14, 2013. Parent is the sole shareholder of Merger Sub. Parent Holdco is the sole stockholder of Parent. Veritas Capital is the sole member of Parent Holdco. Veritas Partners is the general partner of Veritas Capital. Ramzi M. Musallam, Hugh D. Evans and Benjamin M. Polk are the Managing Members of Veritas Partners.
/s/ Hugh D. Evans, Vice President of ANVC Holding Corp.
2013-11-14
/s/ Hugh D. Evans, Authorized Signatory for The Veritas Capital Fund IV, L.P., acting as the Majority of Members of ANVC Holdings LLC
2013-11-14
/s/ Hugh D. Evans, Managing Member of Veritas Capital Partners IV L.L.C., General Partner of The Veritas Capital Fund IV, L.P.
2013-11-14
/s/ Hugh D. Evans, Managing Partner of Veritas Capital Partners IV, L.L.C.
2013-11-14
/s/ Ramzi M. Musallam
2013-11-14
/s/ Hugh D. Evans
2013-11-14
/s/ Benjamin M. Polk
2013-11-14