0001209191-13-052278.txt : 20131114 0001209191-13-052278.hdr.sgml : 20131114 20131114165707 ACCESSION NUMBER: 0001209191-13-052278 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131104 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANAREN INC CENTRAL INDEX KEY: 0000006314 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 160928561 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6635 KIRKVILLE RD CITY: EAST SYRACUSE STATE: NY ZIP: 13057 BUSINESS PHONE: 3154328909 MAIL ADDRESS: STREET 1: 6635 KIRKVILLE ROAD CITY: EAST SYRACUSE STATE: NY ZIP: 13057 FORMER COMPANY: FORMER CONFORMED NAME: MICRONETICS INC DATE OF NAME CHANGE: 19721103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POLK BENJAMIN CENTRAL INDEX KEY: 0001266254 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35153 FILM NUMBER: 131221101 MAIL ADDRESS: STREET 1: C/O HANSEN NATURAL CORP STREET 2: 550 MONICA CIRCLE, SUITE 201 CITY: CORONA STATE: CA ZIP: 92880 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Veritas Capital Partners IV, L.L.C. CENTRAL INDEX KEY: 0001591823 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35153 FILM NUMBER: 131221104 BUSINESS ADDRESS: STREET 1: C/O VERITAS CAPITAL FUND MANAGEMENT, LLC STREET 2: 590 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-415-6700 MAIL ADDRESS: STREET 1: C/O VERITAS CAPITAL FUND MANAGEMENT, LLC STREET 2: 590 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Veritas Capital Fund IV, L.P. CENTRAL INDEX KEY: 0001469805 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35153 FILM NUMBER: 131221105 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 415-6700 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANVC Holding Corp. CENTRAL INDEX KEY: 0001591802 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35153 FILM NUMBER: 131221107 BUSINESS ADDRESS: STREET 1: C/O VERITAS CAPITAL FUND MANAGEMENT, LLC STREET 2: 590 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-415-6700 MAIL ADDRESS: STREET 1: C/O VERITAS CAPITAL FUND MANAGEMENT, LLC STREET 2: 590 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Musallam Ramzi M CENTRAL INDEX KEY: 0001360891 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35153 FILM NUMBER: 131221103 MAIL ADDRESS: STREET 1: C/O VERITAS CAPITAL STREET 2: 590 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANVC Holdings LLC CENTRAL INDEX KEY: 0001591822 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35153 FILM NUMBER: 131221106 BUSINESS ADDRESS: STREET 1: C/O VERITAS CAPITAL FUND MANAGEMENT, LLC STREET 2: 590 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-415-6700 MAIL ADDRESS: STREET 1: C/O VERITAS CAPITAL FUND MANAGEMENT, LLC STREET 2: 590 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EVANS HUGH D CENTRAL INDEX KEY: 0001504798 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35153 FILM NUMBER: 131221102 MAIL ADDRESS: STREET 1: C/O VERITAS CAPITAL STREET 2: 590 MADISON AVENUE, 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2013-11-04 0 0000006314 ANAREN INC ANEN 0001591802 ANVC Holding Corp. C/O VERITAS CAPITAL FUND MANAGEMENT, LLC 590 MADISON AVENUE NEW YORK NY 10022 0 0 1 0 0001591822 ANVC Holdings LLC C/O VERITAS CAPITAL FUND MANAGEMENT, LLC 590 MADISON AVENUE NEW YORK NY 10022 0 0 1 0 0001469805 Veritas Capital Fund IV, L.P. C/O VERITAS CAPITAL FUND MANAGEMENT, LLC 590 MADISON AVENUE NEW YORK NY 10022 0 0 1 0 0001591823 Veritas Capital Partners IV, L.L.C. C/O VERITAS CAPITAL FUND MANAGEMENT, LLC 590 MADISON AVENUE NEW YORK NY 10022 0 0 1 0 0001360891 Musallam Ramzi M C/O VERITAS CAPITAL FUND MANAGEMENT, LLC 590 MADISON AVENUE NEW YORK NY 10022 0 0 1 0 0001504798 EVANS HUGH D C/O VERITAS CAPITAL FUND MANAGEMENT, LLC 590 MADISON AVENUE NEW YORK NY 10022 0 0 1 0 0001266254 POLK BENJAMIN C/O VERITAS CAPITAL FUND MANAGEMENT, LLC 590 MADISON AVENUE NEW YORK NY 10022 0 0 1 0 Common Shares, par value $0.01 per share 0 I See Footnotes The Reporting Persons are filing this Form 3 solely due to the entry into a voting agreement (the "Voting Agreement") by and among ANVC Holding Corp., a Delaware corporation ("Parent"), and certain shareholders (the "Shareholders") of Anaren, Inc. (the "Issuer"). The Reporting Persons also filed a Schedule 13D on November 14, 2013. The Voting Agreement was entered into in connection with that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 4, 2013, by and among Parent, ANVC Merger Corp., a New York corporation and wholly owned subsidiary of Parent ("Merger Sub"), and Issuer. (FN 1 con't) As a result of certain provisions contained in the Voting Agreement, the Reporting Persons may be deemed to have beneficial ownership of the shares of the Issuer's common stock (the "Shares") covered by the Voting Agreement (an aggregate of 1,694,584 Shares, which represents approximately 12.7% of the Issuer's total outstanding Shares based on 13,333,822 Shares reported outstanding as of November 1, 2013 (as represented in the Merger Agreement)) for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Each Reporting Person expressly disclaims any beneficial ownership for purposes of the Schedule 13D referenced above and below. Each Reporting Person also expressly disclaims any beneficial ownership of the securities reported herein, and none of the Reporting Persons has any pecuniary interest (as defined in Rule 16a-1(a)(2) of the Exchange Act) in any of the Shares subject to the Voting Agreement. (FN 2 con't) The Reporting Persons declare that the filing of this Form 3 shall not be construed as an admission that any Reporting Person is the beneficial owner of any securities reported in this Form 3. For additional information regarding the Voting Agreement and the Merger Agreement, see Schedule 13D filed by Parent, ANVC Holdings LLC ("Parent Holdco"), The Veritas Capital Fund IV, L.P. ("Veritas Capital"), Veritas Capital Partners IV, L.L.C. ("Veritas Partners"), Ramzi M. Musallam, Hugh D. Evans and Benjamin M. Polk with the Securities and Exchange Commission on November 14, 2013. Parent is the sole shareholder of Merger Sub. Parent Holdco is the sole stockholder of Parent. Veritas Capital is the sole member of Parent Holdco. Veritas Partners is the general partner of Veritas Capital. Ramzi M. Musallam, Hugh D. Evans and Benjamin M. Polk are the Managing Members of Veritas Partners. /s/ Hugh D. Evans, Vice President of ANVC Holding Corp. 2013-11-14 /s/ Hugh D. Evans, Authorized Signatory for The Veritas Capital Fund IV, L.P., acting as the Majority of Members of ANVC Holdings LLC 2013-11-14 /s/ Hugh D. Evans, Managing Member of Veritas Capital Partners IV L.L.C., General Partner of The Veritas Capital Fund IV, L.P. 2013-11-14 /s/ Hugh D. Evans, Managing Partner of Veritas Capital Partners IV, L.L.C. 2013-11-14 /s/ Ramzi M. Musallam 2013-11-14 /s/ Hugh D. Evans 2013-11-14 /s/ Benjamin M. Polk 2013-11-14