0000006281-23-000221.txt : 20231213
0000006281-23-000221.hdr.sgml : 20231213
20231213084040
ACCESSION NUMBER: 0000006281-23-000221
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231211
FILED AS OF DATE: 20231213
DATE AS OF CHANGE: 20231213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROCHE VINCENT
CENTRAL INDEX KEY: 0001201872
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07819
FILM NUMBER: 231483051
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANALOG DEVICES INC
CENTRAL INDEX KEY: 0000006281
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 042348234
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1028
BUSINESS ADDRESS:
STREET 1: ONE ANALOG WAY
CITY: WILMINGTON
STATE: MA
ZIP: 01887
BUSINESS PHONE: 7813294700
MAIL ADDRESS:
STREET 1: ONE ANALOG WAY
CITY: WILMINGTON
STATE: MA
ZIP: 01887
4/A
1
wk-form4a_1702474832.xml
FORM 4/A
X0508
4/A
2023-12-11
2023-12-12
0
0000006281
ANALOG DEVICES INC
ADI
0001201872
ROCHE VINCENT
ONE ANALOG WAY
WILMINGTON
MA
01887
1
1
0
0
Chair & CEO
1
Comm Stock - $.16-2/3 value
2023-12-11
4
M
0
30000
83.48
A
45713
D
Comm Stock - $.16-2/3 value
2023-12-11
4
S
0
30000
185.65
D
15713
D
Comm Stock-$.16-2/3 value
55000
I
Vincent Roche 2023 Grantor Retained Annuity Trust
Performance-Based Restricted Stock Unit
0
2023-12-11
4
A
0
19361
0
A
2024-03-15
Comm Stock - $.16-2/3 value
19361
38722
D
Non-Qualified Stock Option (right to buy)
83.48
2023-12-11
4
M
0
30000
83.48
D
2018-03-08
2027-03-08
Comm Stock - $.16-2/3 value
30000
50000
D
These shares were sold pursuant to a 10b5-1 plan adopted by the Reporting Person on April 6, 2023.
Shares held by the Vincent Roche 2023 Grantor Retained Annuity Trust dated August 25, 2023.
Represents shares of common stock of the Issuer to be issued to the Reporting Person on March 15, 2024 (the "Vesting Date"), subject to the Reporting Person's continued service through the Vesting Date, as a result of the certification by the Issuer's Compensation and Talent Committee on December 11, 2023 of the achievement, at 200% of the target established, of pre-established performance parameters relating to the Issuer's financial performance with respect to the performance-based restricted stock units granted to the Reporting Person on March 10, 2021.
This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 8, 2017.
The original Form 4 inadvertently did not check the box to indicate that certain reported transactions were made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). This Form 4/A is being filed solely to check such box.
/s/ Shelly Shaw, General Counsel, by Power of Attorney
2023-12-13