0000006281-23-000221.txt : 20231213 0000006281-23-000221.hdr.sgml : 20231213 20231213084040 ACCESSION NUMBER: 0000006281-23-000221 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231211 FILED AS OF DATE: 20231213 DATE AS OF CHANGE: 20231213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROCHE VINCENT CENTRAL INDEX KEY: 0001201872 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-07819 FILM NUMBER: 231483051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANALOG DEVICES INC CENTRAL INDEX KEY: 0000006281 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042348234 STATE OF INCORPORATION: MA FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: ONE ANALOG WAY CITY: WILMINGTON STATE: MA ZIP: 01887 BUSINESS PHONE: 7813294700 MAIL ADDRESS: STREET 1: ONE ANALOG WAY CITY: WILMINGTON STATE: MA ZIP: 01887 4/A 1 wk-form4a_1702474832.xml FORM 4/A X0508 4/A 2023-12-11 2023-12-12 0 0000006281 ANALOG DEVICES INC ADI 0001201872 ROCHE VINCENT ONE ANALOG WAY WILMINGTON MA 01887 1 1 0 0 Chair & CEO 1 Comm Stock - $.16-2/3 value 2023-12-11 4 M 0 30000 83.48 A 45713 D Comm Stock - $.16-2/3 value 2023-12-11 4 S 0 30000 185.65 D 15713 D Comm Stock-$.16-2/3 value 55000 I Vincent Roche 2023 Grantor Retained Annuity Trust Performance-Based Restricted Stock Unit 0 2023-12-11 4 A 0 19361 0 A 2024-03-15 Comm Stock - $.16-2/3 value 19361 38722 D Non-Qualified Stock Option (right to buy) 83.48 2023-12-11 4 M 0 30000 83.48 D 2018-03-08 2027-03-08 Comm Stock - $.16-2/3 value 30000 50000 D These shares were sold pursuant to a 10b5-1 plan adopted by the Reporting Person on April 6, 2023. Shares held by the Vincent Roche 2023 Grantor Retained Annuity Trust dated August 25, 2023. Represents shares of common stock of the Issuer to be issued to the Reporting Person on March 15, 2024 (the "Vesting Date"), subject to the Reporting Person's continued service through the Vesting Date, as a result of the certification by the Issuer's Compensation and Talent Committee on December 11, 2023 of the achievement, at 200% of the target established, of pre-established performance parameters relating to the Issuer's financial performance with respect to the performance-based restricted stock units granted to the Reporting Person on March 10, 2021. This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 8, 2017. The original Form 4 inadvertently did not check the box to indicate that certain reported transactions were made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). This Form 4/A is being filed solely to check such box. /s/ Shelly Shaw, General Counsel, by Power of Attorney 2023-12-13