0001567619-18-002459.txt : 20180912
0001567619-18-002459.hdr.sgml : 20180912
20180912170244
ACCESSION NUMBER: 0001567619-18-002459
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180910
FILED AS OF DATE: 20180912
DATE AS OF CHANGE: 20180912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marcus Gregory S
CENTRAL INDEX KEY: 0001333075
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12604
FILM NUMBER: 181067335
MAIL ADDRESS:
STREET 1: 100 EAST WISCONSIN AVENUE
STREET 2: SUITE 1900
CITY: MILWAUKEE
STATE: WI
ZIP: 53202-4125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARCUS CORP
CENTRAL INDEX KEY: 0000062234
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE THEATERS [7830]
IRS NUMBER: 391139844
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 EAST WISCONSIN AVENUE
STREET 2: SUITE 1900
CITY: MILWAUKEE
STATE: WI
ZIP: 53202-4125
BUSINESS PHONE: 4142726020
MAIL ADDRESS:
STREET 1: 100 EAST WISCONSIN AVENUE
STREET 2: SUITE 1900
CITY: MILWAUKEE
STATE: WI
ZIP: 53202-4125
4
1
doc1.xml
FORM 4
X0306
4
2018-09-10
0
0000062234
MARCUS CORP
MCS
0001333075
Marcus Gregory S
THE MARCUS CORPORATION
100 E. WISCONSIN AVE., SUITE 1900
MILWAUKEE
WI
53202
0
1
0
0
President and CEO
Common Stock
2018-09-10
4
M
0
32504
13.34
A
194687
D
Common Stock
2018-09-10
4
M
0
22496
11.89
A
217183
D
Common Stock
2018-09-10
4
S
0
55000
40.8806
D
162183
D
Common Stock
2018-09-11
4
M
0
14093
11.89
A
176276
D
Common Stock
2018-09-11
4
S
0
14093
41.0014
D
162183
D
Common Stock
2018-09-12
4
M
0
10000
13.34
A
172183
D
Common Stock
2018-09-12
4
M
0
10000
11.89
A
182183
D
Common Stock
2018-09-12
4
S
0
20000
41.5597
D
162183
D
Common Stock
75
I
As custodian
Common Stock
7439.62
I
By 401(k) Plan
Stock Option (right to buy) (granted 7/28/09)
13.34
2018-09-10
4
M
0
32504
0
D
2019-07-28
Common Stock
55000
22496
D
Stock Option (right to buy) (granted 7/28/09)
13.34
2018-09-12
4
M
0
10000
0
D
2019-07-28
Common Stock
22496
12496
D
Stock Option (right to buy) (granted 7/27/10)
11.89
2018-09-10
4
M
0
22496
0
D
2020-07-27
Common Stock
60000
37504
D
Stock Option (right to buy) (granted 7/27/10)
11.89
2018-09-11
4
M
0
14093
0
D
2020-07-27
Common Stock
37504
23411
D
Stock Option (right to buy) (granted 7/27/10)
11.89
2018-09-12
4
M
0
10000
0
D
2020-07-27
Common Stock
23411
13411
D
Stock Option (right to buy) (granted 7/26/11)
10.00
2021-07-26
Common Stock
60000
60000
D
Stock Option (right to buy) (granted 7/31/12)
13.12
2022-07-31
Common Stock
52000
52000
D
Stock Option (right to buy) (granted 7/30/13)
13.04
2023-07-30
Common Stock
57500
57500
D
Stock Option (right to buy) (granted 7/29/14)
18.34
2024-07-29
Common Stock
49500
49500
D
Stock Option (right to buy) (granted 7/28/15)
20.26
2025-07-28
Common Stock
44100
44100
D
Stock Option (right to buy) (granted 3/1/16)
18.68
2026-03-01
Common Stock
28500
28500
D
Stock Option (right to buy) (granted 2/28/17)
31.20
2027-02-28
Common Stock
40000
40000
D
Stock Option (right to buy) (granted 2/27/18)
27
2028-02-27
Common Stock
75000
75000
D
Class B Common Stock
Common Stock
191056
191056
D
Class B Common Stock
Common Stock
10786
10786
I
As custodian
Class B Common Stock
Common Stock
8388
8388
I
As trustee
Class B Common Stock
Common Stock
18233
18233
I
By spouse
The price in Column 4 is a weighted average price. The prices actually received ranged from $40.75 to $41.275. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $41.00 to $41.05. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $41.30 to $41.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
As sole custodian of the Alexandra Marcus U/WI/UTMA.
Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
This security is convertible into common stock on a 1-for-1 basis at no cost.
This security is immediately exercisable.
No expiration date.
As sole custodian of the Alexandra Marcus U/WI/UTMA, the Michael Marcus U/WI/UTMA, and the Samantha Marcus U/WI/UTMA.
As trustee of the Gabriella Marcus Trust, the Daniella Marcus Trust and the Jessica Marcus Trust.
/s/ Steven R. Barth, Attorney-in-Fact for Gregory S. Marcus
2018-09-12