SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: December 31, 2014
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
KISSINGER THOMAS F

(Last) (First) (Middle)
THE MARCUS CORPORATION
100 E. WISCONSIN AVE., SUITE 1900

(Street)
MILWAUKEE WI 53202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MARCUS CORP [ MCS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr Exec VP, Gen Counsel & Secy
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/01/2014 S 3,000 D $17.08 46,578 D
Common Stock 5,929 (1) I By 401(k) Plan
Common Stock 473 (2) I By Plan (3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (granted 10/6/05) $14.0694 (4) 10/06/2015 Common Stock 14,258 14,258 D
Stock Option (right to buy) (granted 7/31/06) $19.74 (4) 07/31/2016 Common Stock 15,000 15,000 D
Stock Option (right to buy) (granted 8/2/07) $20.4 (4) 08/02/2017 Common Stock 15,000 15,000 D
Stock Option (right to buy) (granted 7/29/08) $15.59 (4) 07/29/2018 Common Stock 20,000 20,000 D
Stock Option (right to buy) (granted 7/28/09) $13.34 (4) 07/28/2019 Common Stock 20,000 20,000 D
Stock Option (right to buy) (granted 7/27/10) $11.89 (4) 07/27/2020 Common Stock 22,500 22,500 D
Stock Option (right to buy) (granted 7/26/11) $10 (4) 07/26/2021 Common Stock 15,000 15,000 D
Stock Option (right to buy) (granted 7/31/12) $13.12 (4) 07/31/2022 Common Stock 22,000 22,000 D
Stock Option (right to buy) (granted 7/30/13) $13.04 (4) 07/30/2023 Common Stock 22,750 22,750 D
Explanation of Responses:
1. Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
2. Balance reflects the reporting person's holdings in The Marcus Corporation Dividend Reinvestment and Associate Stock Purchase Plan as of March 25, 2014.
3. By Dividend Reinvestment and Associate Stock Purchase Plan.
4. The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
Remarks:
/s/ Steven R. Barth, Attorney-in-Fact for Thomas F. Kissinger 04/02/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.