-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B5uynWf+iN8zRUEkYaJkELwez8U2yYShtZxwP2Jfpyfg3s4QejpN7sFyCHcE6Aik Px9Gwobf5pg6LG6WyJ7zQg== 0000897069-04-000344.txt : 20040213 0000897069-04-000344.hdr.sgml : 20040213 20040213153825 ACCESSION NUMBER: 0000897069-04-000344 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MARCUS CORP CENTRAL INDEX KEY: 0000062234 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 391139844 STATE OF INCORPORATION: WI FISCAL YEAR END: 0527 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-30146 FILM NUMBER: 04598704 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 BUSINESS PHONE: 4142726020 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GERSHOWITZ DIANE M CENTRAL INDEX KEY: 0000917705 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O THE MARCUS CORPORATION STREET 2: 100 EAST WISCONSIN AVE., SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 BUSINESS PHONE: 4142726020 SC 13G/A 1 cmw480.htm SCHEDULE 13G/A

OMB APPROVAL

OMB Number: 3235-0145
Expires: December 31, 2005
Estimated average burden
  hours per response

. . . . . . . . . . . . . . . . . . 11

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 25)*

THE MARCUS CORPORATION
(Name of Issuer)

Common Stock, $1.00 par value

(Title of Class of Securities)

566330 10 6

(CUSIP Number)

December 31, 2003

(Date of Event Which Requires Filing of this Statement

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

  |   | Rule 13d-1(b)
 
|   |

Rule 13d-1(c)
 
|X|

Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


(Continued on following page(s))
Page 1 of 7 Pages


         





      1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Diane M. Gershowitz





      2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

Not Applicable
(a)   [  ]
(b)   [  ]





      3 SEC USE ONLY






      4 CITIZENSHIP OR PLACE OF ORGANIZATION

United States







NUMBER OF   

SHARES   

BENEFICIALLY   

OWNED BY   

EACH   

REPORTING   

PERSON   

WITH   

5  




6  





7  





8  

SOLE VOTING POWER


1,804,045 (1)

SHARED VOTING POWER

973,751

SOLE DISPOSITIVE POWER


1,804,045 (1)

SHARED DISPOSITIVE POWER


3,675,507






      9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

5,479,552 (1)





    10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

N/A
[  ]





    11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

18.4%





    12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

IN






(1) Includes 1,569,300 shares beneficially owned by DG-LDJ Holdings, L.L.C.; the undersigned holds 100% of the membership units of DG-LDJ Holdings, L.L.C.

Page 2 of 7 Pages


         





      1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

DG-LDJ Holdings, L.L.C.





      2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

Not Applicable
(a)   [  ]
(b)   [  ]





      3 SEC USE ONLY






      4 CITIZENSHIP OR PLACE OF ORGANIZATION

United States







NUMBER OF   

SHARES   

BENEFICIALLY   

OWNED BY   

EACH   

REPORTING   

PERSON   

WITH   

5  




6  





7  





8  

SOLE VOTING POWER


1,569,300

SHARED VOTING POWER

0

SOLE DISPOSITIVE POWER


1,569,300

SHARED DISPOSITIVE POWER


0






      9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,569,300





    10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

N/A
[  ]





    11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

5.3%





    12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

OO






Page 3 of 7 Pages


        This Amendment No. 25 to the undersigned’s amended Schedule 13G (the “Schedule 13G”), with regard to The Marcus Corporation, is being filed on behalf of the undersigned to amend Item 4 of the originally filed Schedule 13G. Except as expressly stated herein, there have been no material changes in the information set forth in the Schedule 13G.

Item 4.   Ownership:

  Diane Marcus Gershowitz

  (a) Amount Beneficially Owned: 5,479,552

  (b) Percent of Class: 18.4%

  (c) Number of shares as to which such person has:

  (i) sole power to vote or to direct the vote: 1,804,045

  (ii) shared power to vote or to direct the vote: 973,751

  (iii) sole power to dispose or to direct the disposition of: 1,804,045

  (iv) shared power to dispose or to direct the disposition of: 3,675,507

        Other than with respect to (i) 7,875 shares of Common Stock (which Ms. Gershowitz has sole voting and dispositive power), (ii) 62,576 shares of Common Stock (which Ms. Gershowitz has sole voting and dispositive power), and (iii) 700 shares of Common Stock (which Ms. Gershowitz shares dispositive power), all of the reported beneficial ownership of Common Stock results from the beneficial ownership of shares of Class B Common Stock, which are convertible at any time into Common Stock on a share-for-share basis. The percent of class figure assumes conversion of all outstanding shares of Class B Common Stock into shares of Common Stock.

    Ms. Gershowitz’s beneficial ownership consists of:

  (i) 7,875 shares of Common Stock which Ms. Gershowitz has the right to acquire upon the exercise of stock options;

  (ii) 62,576 shares of Common Stock held individually by Ms. Gershowitz;

  (iii) 700 shares of Common Stock held by a trust whereby Ms. Gershowitz and her brother, Stephen H. Marcus, serve as Co-Trustees;

  (iv) 164,294 shares of Class B Common Stock held individually by Ms. Gershowitz;

Page 4 of 7 Pages


  (v) 1,569,300 shares of Class B Common Stock held by DG-LDJ Holdings, L.L.C., of which Ms. Gershowitz holds 100% of the membership units;

  (vi) 900 shares of Class B Common Stock held individually by Ms. Gershowitz’s husband;

  (vii) 972,851 shares of Class B Common Stock held by trusts whereby Ms. Gershowitz serves as Trustee; and

  (viii) 2,701,056 shares of Class B Common Stock held by trusts whereby Ms. Gershowitz and her brother, Stephen H. Marcus, serve as Co-Trustees.

        The trusts, Mr. Gershowitz, and Ms. Gershowitz, for shares held individually, each have the right to receive dividends and proceeds from the sale of securities held thereby.

  DG-LDJ Holdings, L.L.C.

  (a) Amount Beneficially Owned: 1,569,300

  (b) Percent of Class: 5.3%

  (c) Number of shares as to which such person has:

  (i) sole power to vote or to direct the vote: 1,569,300

  (ii) shared power to vote or to direct the vote: 0

  (iii) sole power to dispose or to direct the disposition of: 1,569,300

  (iv) shared power to dispose or to direct the disposition of: 0

Exhibits

  1. Agreement to file Schedule 13G jointly.

Page 5 of 7 Pages


SIGNATURE

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 12, 2004

DIANE MARCUS GERSHOWITZ

By:  /s/ Ralph J. Gundrum
        Ralph J. Gundrum, Attorney-in-Fact

DG-LDJ HOLDINGS, L.L.C.

Diane Marcus Gershowitz, Manager

By:  /s/ Ralph J. Gundrum
        Ralph J. Gundrum, Attorney-in-Fact

















Page 6 of 7 Pages


Exhibit 1

AGREEMENT

        AGREEMENT dated as of February 12, 2004, by and between Diane Marcus Gershowitz and DG-LDJ Holdings, L.L.C., a Delaware limited liability company (“DG-LDJ”).

        WHEREAS, in accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934 (the “Act”), only one such statement need be filed whenever two or more persons are required to file a statement pursuant to Section 13(d) of the Act with respect to the same securities, provided that said persons agree in writing that such statement is filed on behalf of each of them.

        NOW, THEREFORE, in consideration of the premises and mutual agreements herein contained, the parties hereto agree as follows:

        Each of Diane Marcus Gershowitz and DG-LDJ hereby agree, in accordance with Rule 13d-1(k) under the Act, to file one Statement on Schedule 13G relating to their ownership of the stock of The Marcus Corporation and hereby further agree that said Statement shall be filed on behalf of each of Diane Marcus Gershowitz and DG-LDJ. Nothing herein shall be deemed to be an admission that the parties hereto, or any of them are members of a “group” (within the meaning of Section 13(d) of the Act and the rules promulgated thereunder) with respect to any securities of The Marcus Corporation.

        IN WITNESS WHEREOF, the parties have executed this Agreement as of the date first written above.

DIANE MARCUS GERSHOWITZ


 
By:  /s/ Ralph J. Gundrum
        Ralph J. Gundrum, Attorney-in-Fact

 
DG-LDJ HOLDINGS, L.L.C.
Diane Marcus Gershowitz, Manager


 
By:  /s/ Ralph J. Gundrum
          Ralph J. Gundrum, Attorney-in-Fact







Page 7 of 7 Pages

-----END PRIVACY-ENHANCED MESSAGE-----