0001181431-13-057884.txt : 20131108 0001181431-13-057884.hdr.sgml : 20131108 20131108162925 ACCESSION NUMBER: 0001181431-13-057884 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131107 FILED AS OF DATE: 20131108 DATE AS OF CHANGE: 20131108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMPCO PITTSBURGH CORP CENTRAL INDEX KEY: 0000006176 STANDARD INDUSTRIAL CLASSIFICATION: PUMPS & PUMPING EQUIPMENT [3561] IRS NUMBER: 251117717 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 GRANT ST STE 4600 CITY: PITTSBURGH STATE: PA ZIP: 15219 BUSINESS PHONE: 4124564400 FORMER COMPANY: FORMER CONFORMED NAME: SCREW & BOLT CORP OF AMERICA DATE OF NAME CHANGE: 19710518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAUL ROBERT A CENTRAL INDEX KEY: 0001181684 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00898 FILM NUMBER: 131205103 MAIL ADDRESS: STREET 1: AMPCO PITTSBURGH CORP STREET 2: 600 GRANT STREET STE 4600 CITY: PITTSBURGH STATE: PA ZIP: 15219-2700 4 1 rrd394931.xml FORM 4 X0306 4 2013-11-07 0 0000006176 AMPCO PITTSBURGH CORP AP 0001181684 PAUL ROBERT A 600 GRANT STREET 4600 USX TOWER PITTSBURGH PA 15219 1 1 0 0 Chairman & CEO Common Stock 2013-11-07 4 S 0 1228 18.5000 D 180414 I By Louis Berkman Declaration of Trust Common Stock 42889 D Common Stock 13767 I Shares Held By Spouse Non-Qualified Stock Options 37.89 2018-09-04 Common Stock 35000 35000 D Non-Qualified Stock Options 13.37 2019-02-19 Common Stock 35000 35000 D Non-Qualified Stock Options 25.77 2020-02-18 Common Stock 35000 35000 D Non-Qualified Stock Options 25.18 2021-05-05 Common Stock 20000 20000 D Non-Qualified Stock Options 17.67 2022-05-03 Common Stock 20000 20000 D Non-Qualified Stock Options 17.16 2023-05-02 Common Stock 20000 20000 D Subject to acceleration in certain circumstances, the option becomes vested and exercisable under the following schedule assuming the optionee continues employment with the Issuer through the date of vesting: 33% on the grant date, 66% on the first anniversary of the grant date, 100% on the second anniversary of the grant date. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Louis Berkman Declaration of Trust on August 1, 2013. Rose Hoover for Robert A. Paul (POA Previously Filed) 2013-11-08