0001085146-17-000092.txt : 20170110 0001085146-17-000092.hdr.sgml : 20170110 20170110171135 ACCESSION NUMBER: 0001085146-17-000092 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170110 DATE AS OF CHANGE: 20170110 EFFECTIVENESS DATE: 20170110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MACKAY SHIELDS LLC CENTRAL INDEX KEY: 0000061227 IRS NUMBER: 134080466 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00046 FILM NUMBER: 17521280 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 212-230-3811 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: MACKAY SHIELDS FINANCIAL CORP DATE OF NAME CHANGE: 19920929 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000061227 XXXXXXXX 12-31-2016 12-31-2016 MACKAY SHIELDS LLC

1345 AVENUE OF THE AMERICAS 42ND FLOOR NEW YORK NY 10105

13F HOLDINGS REPORT 028-00046 N Rene A. Bustamante 212 230-3811 /s/ Rene A. Bustamante New York NY 01-09-2017 1 162 2096102 false 1 0001133639 028-06325 NEW YORK LIFE INVESTMENT MANAGEMENT LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADVANCED MICRO DEVICES INCNOTE 2.125% 9/0007903BD83155619980000PRNOTR14082000158980000ADVANCED MICRO DEVICES INCNOTE 2.125% 9/0007903BD839342495000PRNOTR 22730000222000AIR LEASE CORPNOTE 3.875%12/000912XAK039052906000PRNOTR 26470000259000AIR LEASE CORPNOTE 3.875%12/000912XAK04701634859000PRNOTR16651000282080000ALLERGAN PLCPFD CONV SER AG0177J11631864179SHOTR 38230356ALLERGAN PLCPFD CONV SER AG0177J1162775436446SHOTR18130283160ALZA CORPSDCV 7/202261WAB5120247592000PRNSOLE 759200000AMAG PHARMACEUTICALS INCNOTE 2.500% 2/100163UAA424451733000PRNOTR 15780000155000AMAG PHARMACEUTICALS INCNOTE 2.500% 2/100163UAA41558411018000PRNOTR1243100085870000AMERICAN RLTY CAP PPTYS INCNOTE 3.000% 8/002917TAA244204420000PRNOTR1183000025900000AMERICAN RLTY CAP PPTYS INCNOTE 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